Dark
Light
System
Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000009015-14-000017) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 WindStream Corp (win) 111,651 1,204 0.03%
152 COLUMBUS MCKINNON CORP N Y COM 111,100 2,443 0.05%
153 ALTRIA GROUP INC 109,970 5,052 0.11%
154 STAR GAS PARTNERS L P 109,950 628 0.01%
155 Medtronic Inc 109,717 6,797 0.15%
156 ABBOTT LABS 109,326 4,547 0.10%
157 REPUBLIC SVCS INC 108,098 4,218 0.09%
158 HUNTSMAN CORP 106,220 2,761 0.06%
159 CVS HEALTH CORP 105,877 8,427 0.18%
160 AMGEN INC 104,206 14,637 0.32%
161 DU PONT E I DE NEMOURS & CO 103,976 7,461 0.16%
162 POST HLDGS INC 102,608 3,405 0.07%
163 UNITEDHEALTH GROUP INC 101,245 8,732 0.19%
164 TJX COS INC NEW 101,166 5,986 0.13%
165 CIVEO CORP CDA 100,000 1,147 0.02% Put
166 CBS OUTDOOR AMERICAS INC 100,000 2,994 0.06%
167 CIVEO CORP CDA 100,000 1,161 0.03%
168 ELECTRONIC ARTS INC 98,123 3,494 0.08%
169 WORTHINGTON INDS INC 96,870 3,606 0.08%
170 ABBVIE INC 95,126 5,494 0.12%
171 DOW CHEM CO 91,276 4,787 0.10%
172 GOODYEAR TIRE & RUBR CO 90,712 2,049 0.04%
173 PILGRIMS PRIDE CORP NEW 89,800 2,744 0.06%
174 INTERNATIONAL BUSINESS MACHS 88,240 16,751 0.36%
175 MONDELEZ INTL INC 87,746 3,007 0.07%
176 INTL PAPER CO 87,544 4,179 0.09%
177 MICRON TECHNOLOGY INC 86,550 2,965 0.06%
178 PLAINS ALL AMERN PIPELINE L 86,030 5,064 0.11%
179 GEOMET, INC. 85,857 2 0.00%
180 JUNIPER NETWORKS 85,537 1,895 0.04%
181 BOOZ ALLEN HAMILTON HLDG COR 85,000 1,989 0.04%
182 BANK NEW YORK MELLON CORP 84,352 3,267 0.07%
183 TEXAS INSTRS INC 83,769 3,995 0.09%
184 AMERICAN EXPRESS CO 83,737 7,330 0.16%
185 ALASKA AIR GROUP INC 83,600 3,640 0.08%
186 EXPRESS SCRIPTS HLDG CO 83,226 5,878 0.13%
187 NATIONAL OILWELL VARCO INC 82,313 6,264 0.14%
188 AXIALL CORPORATION 81,978 2,936 0.06%
189 CATERPILLAR INC 81,455 8,066 0.17%
190 GEO SPECIALTY CHEMICALS, INC. 80,750 0 0.00%
191 FIESTA RESTAURANT GROUP INC COM 80,618 4,005 0.09%
192 EXELON CORP 80,252 2,736 0.06%
193 BROCADE COMMUNICATIONS SYS I 79,900 869 0.02%
194 METLIFE INC 79,025 4,245 0.09%
195 Kinder Morgan Inc. 78,655 7,337 0.16%
196 BRISTOL MYERS SQUIBB CO 77,779 3,981 0.09%
197 WASTE CONNECTIONS INC 76,388 1,969 0.04%
198 GENWORTH FINL INC 76,053 996 0.02%
199 WESTLAKE CHEM CORP 75,740 6,558 0.14%
200 SONOCO PRODS CO 75,244 2,956 0.06%
Page 4 of 20