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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
2 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
3 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
4 ARVINMERITOR INC 24,950,000 23,328 0.63%
5 NOVATION COS INC 19,258,775 1,250 0.03%
6 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
7 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
8 VIOLIN MEMORY INC 15,000,000 5,100 0.14%
9 CITRIX SYS INC 14,968,000 16,717 0.45%
10 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
11 MERITOR INC 13,506,000 15,659 0.42%
12 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
13 CHESAPEAKE ENERGY CORP 10,000,000 6,325 0.17%
14 SANDISK CORP 10,000,000 10,381 0.28%
15 LINKEDIN CORP 10,000,000 9,056 0.24%
16 ISHARES TR 9,915,000 339,589 9.11% Put
17 CHESAPEAKE ENERGY CORP 8,690,000 5,496 0.15%
18 GOGO INC 6,300,000 4,843 0.13%
19 INTEL CORP JR SB CONV DB 39 5,000,000 7,953 0.21%
20 AK STL CORP 4,625,000 4,148 0.11%
21 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
22 ISHARES TR 3,692,000 211,035 5.66% Put
23 GREEN PLAINS INC 3,500,000 3,472 0.09%
24 ADELPHIA RECOVERY TR 1,783,299 0 0.00%
25 ECC CAPITAL CORPORATION 1,200,000 41 0.00%
26 GENERAL ELECTRIC CO 894,062 28,422 0.76%
27 ISHARES TR 840,000 92,929 2.49% Put
28 BANK AMER CORP 675,413 9,132 0.25%
29 SEADRILL PARTNERS LLC 635,944 2,213 0.06%
30 MICROSOFT CORP 592,696 32,735 0.88%
31 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
32 GSE SYS INC 472,100 1,279 0.03%
33 APPLE INC 429,356 46,796 1.26%
34 CISCO SYS INC 411,866 11,726 0.31%
35 CALGON CARBON CORP 403,729 5,660 0.15%
36 PFIZER INC 389,640 11,549 0.31%
37 REGIONS FINANCIAL CORP NEW 374,118 2,937 0.08%
38 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
39 FRONTIER COMMUNICATIONS CORP 367,115 2,052 0.06%
40 Anadarko Petroleum Corp 360,000 12,427 0.33%
41 INTEL CORP 357,434 11,563 0.31%
42 CITIGROUPINC 352,121 14,701 0.39%
43 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 349,250 6,854 0.18%
44 CENGAGE LEARNING HOLDINGS II L.P. 341,054 6,437 0.17%
45 SUPREME INDS INC 317,706 2,809 0.08%
46 FORD MTR CO DEL 313,275 4,229 0.11%
47 WESTERN UN CO 310,915 5,998 0.16%
48 ENTERPRISE PRODS PARTNERS L 304,759 7,503 0.20%
49 ORACLE CORP 297,945 12,189 0.33%
50 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
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New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
2 ISHARES TR 9,915,000 339,589 9.05% Put
3 ISHARES TR 3,692,000 211,035 5.63% Put
4 ISHARES TR 840,000 92,929 2.48% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
6 APPLE INC 429,356 46,796 1.25%
7 MICROSOFT CORP 592,696 32,735 0.87%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 TCP CAP CORP 1,603,372 23,906 0.64%
14 ARVINMERITOR INC 24,950,000 23,328 0.62%
15 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
16 EXXON MOBIL CORP 229,736 19,204 0.51%
17 GILEAD SCIENCES INC 199,722 18,346 0.49%
18 CITRIX SYS INC 14,968,000 16,717 0.45%
19 ALPHABET INC 21,723 16,572 0.44%
20 MERITOR INC 13,506,000 15,659 0.42%
21 HOME DEPOT INC 116,147 15,497 0.41%
22 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
23 FACEBOOK INC 134,260 15,319 0.41%
24 CITIGROUPINC 352,121 14,701 0.39%
25 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
26 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
27 ALPHABET INC 17,926 13,354 0.36%
28 ALLERGAN PLC 14,500 13,304 0.35%
29 WELLS FARGO & CO NEW 271,090 13,110 0.35%
30 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
31 JPMORGAN CHASE & CO 217,014 12,852 0.34%
32 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
33 Anadarko Petroleum Corp 360,000 12,427 0.33%
34 AMGEN INC 82,296 12,339 0.33%
35 ORACLE CORP 297,945 12,189 0.32%
36 DISNEY WALT CO 122,134 12,129 0.32%
37 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.31%
38 CISCO SYS INC 411,866 11,726 0.31%
39 INTEL CORP 357,434 11,563 0.31%
40 PFIZER INC 389,640 11,549 0.31%
41 ABBVIE INC 196,809 11,242 0.30%
42 MCDONALDS CORP 87,215 10,961 0.29%
43 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
44 SANDISK CORP 10,000,000 10,381 0.28%
45 AMAZON COM INC 17,387 10,322 0.28%
46 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
47 AT&T INC 241,497 9,459 0.25%
48 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
49 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
50 BANK AMER CORP 675,413 9,132 0.24%
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