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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
2 ISHARES TR 9,915,000 339,589 9.11% Put
3 ISHARES TR 3,692,000 211,035 5.66% Put
4 ISHARES TR 840,000 92,929 2.49% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
6 APPLE INC 429,356 46,796 1.26%
7 MICROSOFT CORP 592,696 32,735 0.88%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 ARVINMERITOR INC 24,950,000 23,328 0.63%
14 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
15 EXXON MOBIL CORP 229,736 19,204 0.52%
16 GILEAD SCIENCES INC 199,722 18,346 0.49%
17 CITRIX SYS INC 14,968,000 16,717 0.45%
18 ALPHABET INC 21,723 16,572 0.44%
19 MERITOR INC 13,506,000 15,659 0.42%
20 HOME DEPOT INC 116,147 15,497 0.42%
21 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
22 FACEBOOK INC 134,260 15,319 0.41%
23 CITIGROUPINC 352,121 14,701 0.39%
24 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
25 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
26 ALPHABET INC 17,926 13,354 0.36%
27 ALLERGAN PLC 14,500 13,304 0.36%
28 WELLS FARGO & CO NEW 271,090 13,110 0.35%
29 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
30 JPMORGAN CHASE & CO 217,014 12,852 0.34%
31 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
32 Anadarko Petroleum Corp 360,000 12,427 0.33%
33 AMGEN INC 82,296 12,339 0.33%
34 ORACLE CORP 297,945 12,189 0.33%
35 DISNEY WALT CO 122,134 12,129 0.33%
36 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
37 CISCO SYS INC 411,866 11,726 0.31%
38 INTEL CORP 357,434 11,563 0.31%
39 PFIZER INC 389,640 11,549 0.31%
40 ABBVIE INC 196,809 11,242 0.30%
41 MCDONALDS CORP 87,215 10,961 0.29%
42 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
43 SANDISK CORP 10,000,000 10,381 0.28%
44 AMAZON COM INC 17,387 10,322 0.28%
45 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
46 AT&T INC 241,497 9,459 0.25%
47 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
48 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
49 BANK AMER CORP 675,413 9,132 0.25%
50 LINKEDIN CORP 10,000,000 9,056 0.24%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 27,763 1,409 0.04%
2 ISHARES TR MSCI UTD KNGDM 24,300 381 0.01%
3 3M CO 12,337 2,056 0.05%
4 A H BELO CORP 10,300 50 0.00%
5 A O SMITH 28,900 2,205 0.06%
6 ABBOTT LABS 33,026 1,381 0.04%
7 ABBVIE INC 196,809 11,242 0.30%
8 ACCENTURE PLC IRELAND 11,740 1,355 0.04%
9 ACCO BRANDS CORPORATION COM 49,900 448 0.01%
10 ACTIVISION BLIZZARD INC 27,100 917 0.02%
11 ACUITY BRANDS INC 2,230 486 0.01%
12 ADELPHIA RECOVERY TR 1,783,299 0 0.00%
13 ADOBE INC 28,295 2,654 0.07%
14 ADVANCE AUTO PARTS INC 4,600 738 0.02%
15 AECOM 64,711 1,992 0.05%
16 AES CORP 164,564 1,942 0.05%
17 AETNA INC NEW 24,340 2,735 0.07%
18 AFLAC INC 49,017 3,095 0.08%
19 AGCO CORP 78,670 3,910 0.10%
20 AGILENT TECHNOLOGIES INC 18,336 731 0.02%
21 AGL Resources Inc 7,238 471 0.01%
22 AGRIUM INC 15,485 1,367 0.04%
23 AIR LEASE CORP 53,600 1,722 0.05%
24 AIR PRODS & CHEMS INC 7,045 1,015 0.03%
25 AK STL CORP 4,625,000 4,148 0.11%
26 ALASKA AIR GROUP INC 54,200 4,445 0.12%
27 ALERE INC 14,250 721 0.02%
28 ALIGN TECHNOLOGY INC 3,600 262 0.01%
29 ALLEGHANY CORP 825 409 0.01%
30 ALLEGION PUB LTD CO 76,333 4,863 0.13%
31 ALLERGAN PLC 14,500 13,304 0.35%
32 ALLERGAN PLC 1,568 420 0.01%
33 ALLIANCE RES PARTNER L P 89,864 1,047 0.03%
34 ALLIED WRLD ASSUR COM HLDG A 7,960 278 0.01%
35 ALLISON TRANSMISSION HLDGS INC COM 107,250 2,894 0.08%
36 ALLSTATE CORP 20,521 1,382 0.04%
37 ALLY FINL INC 70,700 1,324 0.04%
38 ALPHABET INC 17,926 13,354 0.36%
39 ALPHABET INC 21,723 16,572 0.44%
40 ALTRIA GROUP INC 108,170 6,778 0.18%
41 AMAZON COM INC 17,387 10,322 0.28%
42 AMC NETWORKS INC CL A 8,000 520 0.01%
43 AMDOCS LTD 58,700 3,547 0.09%
44 AMERCO 3,800 1,358 0.04%
45 AMERICAN AIRLS GROUP INC 86,200 3,535 0.09%
46 AMERICAN ELEC PWR INC 21,311 1,415 0.04%
47 AMERICAN EXPRESS CO 72,737 4,466 0.12%
48 AMERICAN FINL GROUP INC OHIO 8,000 563 0.02%
49 AMERICAN INTL GROUP INC 66,659 3,603 0.10%
50 AMERICAN TOWER CORP NEW 2,722 279 0.01%
Page 1 of 19