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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
851 Apollo Residentail Mtg Inc 17,500 235 0.01%
852 ENERSYS 4,200 234 0.01%
853 INSIGHT ENTERPRISES INC 8,100 232 0.01%
854 KAMAN CORP COM 5,400 231 0.01%
855 HALLADOR ENERGY COMPANY 50,025 229 0.01%
856 MASIMO CORP 5,400 226 0.01%
857 TECO ENERGY INC COM 8,223 226 0.01%
858 ISHARES MSCI TAIWAN ETF 16,300 226 0.01%
859 PULTE GROUP INC 11,947 224 0.01%
860 ISHARES 8,700 224 0.01%
861 CASH AMER INTL 5,800 224 0.01%
862 PERRIGO CO PLC 1,750 224 0.01%
863 VECTOR GROUP LTD 9,800 224 0.01%
864 DIGITAL RLTY TR INC 2,500 221 0.01%
865 ELECTRONICS FOR IMAGING INC 5,200 220 0.01%
866 APARTMENT INVT & MGMT CO 5,249 220 0.01%
867 TEVA PHARMACEUTICAL INDS LTD 4,100 219 0.01%
868 PRIMERICA INC 4,900 218 0.01%
869 NOVO-NORDISK A S 4,000 217 0.01%
870 CATO CORP NEW CL A 5,600 216 0.01%
871 DUKE REALTY CORP 9,600 216 0.01%
872 NABORS INDUSTRIES LTD 23,400 215 0.01%
873 THOMSON REUTERS CORP 5,300 215 0.01%
874 TIFFANY & CO NEW 2,913 214 0.01%
875 VENTAS INC 3,361 212 0.01%
876 ISHARES 8,000 210 0.01%
877 VECTREN CORP 4,150 210 0.01%
878 HCP INC 6,411 209 0.01%
879 MSCI INC 2,800 207 0.01%
880 CATALENT INC 7,749 207 0.01%
881 UNITED STATES CELLULAR CORP 4,500 206 0.01%
882 RESOLUTE FST PRODS INC 37,466 206 0.01%
883 ISHARES INC 6,900 205 0.01%
884 EQUITY LIFESTYLE PPTYS INC 2,800 204 0.01%
885 HEALTHSOUTH CORP 5,420 204 0.01%
886 CITIZENS FINL GROUP INC 9,700 203 0.01%
887 PINNACLE WEST 2,706 203 0.01%
888 T MOBILE US INC 5,250 201 0.01%
889 JAKKS PACIFIC INC 27,000 201 0.01%
890 AMSURG CORP 2,700 201 0.01%
891 TETRA TECH INC NEW 6,700 200 0.01%
892 SCICLONE PHARMACEUTICALS INC 17,700 195 0.01%
893 UPM-Kymmene Oyj Spon ADR 10,000 182 0.00%
894 GROUPON INC 45,400 181 0.00%
895 SPIRIT RLTY CAP INC NEW 16,100 181 0.00%
896 RSX - Market Vectors Russia ETF 11,000 180 0.00%
897 SUBSEA 7 SA SPON ADR 23,600 179 0.00%
898 OLD NATL BANCORP IND COM 14,500 177 0.00%
899 DARLING INGREDIENTS INC 12,600 166 0.00%
900 FNB CORP PA 12,600 164 0.00%
Page 18 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
2 ISHARES TR 9,915,000 339,589 9.05% Put
3 ISHARES TR 3,692,000 211,035 5.63% Put
4 ISHARES TR 840,000 92,929 2.48% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
6 APPLE INC 429,356 46,796 1.25%
7 MICROSOFT CORP 592,696 32,735 0.87%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 TCP CAP CORP 1,603,372 23,906 0.64%
14 ARVINMERITOR INC 24,950,000 23,328 0.62%
15 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
16 EXXON MOBIL CORP 229,736 19,204 0.51%
17 GILEAD SCIENCES INC 199,722 18,346 0.49%
18 CITRIX SYS INC 14,968,000 16,717 0.45%
19 ALPHABET INC 21,723 16,572 0.44%
20 MERITOR INC 13,506,000 15,659 0.42%
21 HOME DEPOT INC 116,147 15,497 0.41%
22 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
23 FACEBOOK INC 134,260 15,319 0.41%
24 CITIGROUPINC 352,121 14,701 0.39%
25 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
26 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
27 ALPHABET INC 17,926 13,354 0.36%
28 ALLERGAN PLC 14,500 13,304 0.35%
29 WELLS FARGO & CO NEW 271,090 13,110 0.35%
30 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
31 JPMORGAN CHASE & CO 217,014 12,852 0.34%
32 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
33 Anadarko Petroleum Corp 360,000 12,427 0.33%
34 AMGEN INC 82,296 12,339 0.33%
35 ORACLE CORP 297,945 12,189 0.32%
36 DISNEY WALT CO 122,134 12,129 0.32%
37 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.31%
38 CISCO SYS INC 411,866 11,726 0.31%
39 INTEL CORP 357,434 11,563 0.31%
40 PFIZER INC 389,640 11,549 0.31%
41 ABBVIE INC 196,809 11,242 0.30%
42 MCDONALDS CORP 87,215 10,961 0.29%
43 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
44 SANDISK CORP 10,000,000 10,381 0.28%
45 AMAZON COM INC 17,387 10,322 0.28%
46 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
47 AT&T INC 241,497 9,459 0.25%
48 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
49 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
50 BANK AMER CORP 675,413 9,132 0.24%
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