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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
851 NEWMARKET CORP 600 238 0.01%
852 PROSPERITY BANCSHARES INC 5,100 237 0.01%
853 MANTECH INTERNATIONAL CORP CL A 7,400 237 0.01%
854 Apollo Residentail Mtg Inc 17,500 235 0.01%
855 XYLEM INC 5,756 235 0.01%
856 ENERSYS 4,200 234 0.01%
857 INSIGHT ENTERPRISES INC 8,100 232 0.01%
858 KAMAN CORP COM 5,400 231 0.01%
859 HALLADOR ENERGY COMPANY 50,025 229 0.01%
860 MASIMO CORP 5,400 226 0.01%
861 TECO ENERGY INC COM 8,223 226 0.01%
862 ISHARES MSCI TAIWAN ETF 16,300 226 0.01%
863 VECTOR GROUP LTD 9,800 224 0.01%
864 ISHARES 8,700 224 0.01%
865 PERRIGO CO PLC 1,750 224 0.01%
866 CASH AMER INTL 5,800 224 0.01%
867 PULTE GROUP INC 11,947 224 0.01%
868 DIGITAL RLTY TR INC 2,500 221 0.01%
869 ELECTRONICS FOR IMAGING INC 5,200 220 0.01%
870 APARTMENT INVT & MGMT CO 5,249 220 0.01%
871 TEVA PHARMACEUTICAL INDS LTD 4,100 219 0.01%
872 PRIMERICA INC 4,900 218 0.01%
873 NOVO-NORDISK A S 4,000 217 0.01%
874 CATO CORP NEW CL A 5,600 216 0.01%
875 DUKE REALTY CORP 9,600 216 0.01%
876 THOMSON REUTERS CORP 5,300 215 0.01%
877 NABORS INDUSTRIES LTD 23,400 215 0.01%
878 TIFFANY & CO NEW 2,913 214 0.01%
879 VENTAS INC 3,361 212 0.01%
880 VECTREN CORP 4,150 210 0.01%
881 ISHARES 8,000 210 0.01%
882 HCP INC 6,411 209 0.01%
883 CATALENT INC 7,749 207 0.01%
884 MSCI INC 2,800 207 0.01%
885 RESOLUTE FST PRODS INC 37,466 206 0.01%
886 UNITED STATES CELLULAR CORP 4,500 206 0.01%
887 ISHARES INC 6,900 205 0.01%
888 HEALTHSOUTH CORP 5,420 204 0.01%
889 EQUITY LIFESTYLE PPTYS INC 2,800 204 0.01%
890 CITIZENS FINL GROUP INC 9,700 203 0.01%
891 PINNACLE WEST 2,706 203 0.01%
892 T MOBILE US INC 5,250 201 0.01%
893 AMSURG CORP 2,700 201 0.01%
894 JAKKS PACIFIC INC 27,000 201 0.01%
895 TETRA TECH INC NEW 6,700 200 0.01%
896 SCICLONE PHARMACEUTICALS INC 17,700 195 0.01%
897 UPM-Kymmene Oyj Spon ADR 10,000 182 0.00%
898 SPIRIT RLTY CAP INC NEW 16,100 181 0.00%
899 GROUPON INC 45,400 181 0.00%
900 RSX - Market Vectors Russia ETF 11,000 180 0.00%
Page 18 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 ZOETIS INC 19,747 875 0.02%
2 ZIONS BANCORPORATION 68,440 1,657 0.04%
3 ZIMMER BIOMET HLDGS INC 8,259 881 0.02%
4 XYLEM INC 5,756 235 0.01%
5 XL Group plc 14,935 550 0.01%
6 XILINX INC 29,227 1,386 0.04%
7 XEROX CORP 195,974 2,187 0.06%
8 XCEL ENERGY INC 16,337 683 0.02%
9 WYNDHAM WORLDWIDE CORP 56,531 4,321 0.12%
10 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
11 WORTHINGTON INDS INC 93,170 3,321 0.09%
12 WORLD FUEL SVCS CORP 9,400 457 0.01%
13 WINDSTREAM HLDGS INC 155,300 1,193 0.03%
14 WILLIAMS SONOMA INC 5,400 296 0.01%
15 WILLIAMS PARTNERS L P NEW 161,424 3,301 0.09%
16 WHIRLPOOL CORP 15,967 2,879 0.08%
17 WEX INC 3,270 273 0.01%
18 WESTROCK CO 75,779 2,958 0.08%
19 WESTLAKE CHEM CORP 8,760 406 0.01%
20 WESTERN UN CO 310,915 5,998 0.16%
21 WESTERN REFNG INC 12,500 364 0.01%
22 WESTERN GAS PARTNERS LP 34,200 1,485 0.04%
23 WESTERN DIGITAL CORP 29,903 1,413 0.04%
24 WEST PHARMACEUTICAL SVSC INC 21,100 1,463 0.04%
25 WESCO INTL INC 25,800 1,410 0.04%
26 WELLTOWER INC 22,346 1,549 0.04%
27 WELLS FARGO & CO NEW 271,090 13,110 0.35%
28 WEC ENERGY GROUP INC 9,326 560 0.01%
29 WEBSTER FINL CORP CONN 10,400 373 0.01%
30 WATSCO INC 2,100 283 0.01%
31 WATERS CORP 9,900 1,306 0.03%
32 WASTE MGMT INC DEL 6,258 369 0.01%
33 WASTE CONNECTIONS INC 10,044 312 0.01%
34 WALGREENS BOOTS ALLIANCE INC 23,363 1,968 0.05%
35 WAL-MART STORES INC 99,975 6,847 0.18%
36 WABTEC CORP 16,230 1,287 0.03%
37 VWR CORP 30,800 833 0.02%
38 VULCAN MATLS CO 2,663 281 0.01%
39 VSE CORP 8,500 577 0.02%
40 VOYA FINANCIAL INC 8,500 253 0.01%
41 VORNADO REALTY 14,876 1,405 0.04%
42 VODAFONE GROUP PLC NEW 13,300 426 0.01%
43 VISTEON CORP COM NEW 25,420 2,023 0.05%
44 VISTA OUTDOOR INC 89,680 4,655 0.12%
45 VISA INC 53,992 4,129 0.11%
46 VIOLIN MEMORY INC 15,000,000 5,100 0.14%
47 VIAVI SOLUTIONS INC 77,600 532 0.01%
48 VIACOM INC NEW 59,100 2,440 0.07%
49 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
50 VERISK ANALYTICS INC 7,800 623 0.02%
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