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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
851 NEWMARKET CORP 600 238 0.01%
852 PROSPERITY BANCSHARES INC 5,100 237 0.01%
853 MANTECH INTERNATIONAL CORP CL A 7,400 237 0.01%
854 Apollo Residentail Mtg Inc 17,500 235 0.01%
855 XYLEM INC 5,756 235 0.01%
856 ENERSYS 4,200 234 0.01%
857 INSIGHT ENTERPRISES INC 8,100 232 0.01%
858 KAMAN CORP COM 5,400 231 0.01%
859 HALLADOR ENERGY COMPANY 50,025 229 0.01%
860 MASIMO CORP 5,400 226 0.01%
861 TECO ENERGY INC COM 8,223 226 0.01%
862 ISHARES MSCI TAIWAN ETF 16,300 226 0.01%
863 VECTOR GROUP LTD 9,800 224 0.01%
864 ISHARES 8,700 224 0.01%
865 PERRIGO CO PLC 1,750 224 0.01%
866 CASH AMER INTL 5,800 224 0.01%
867 PULTE GROUP INC 11,947 224 0.01%
868 DIGITAL RLTY TR INC 2,500 221 0.01%
869 ELECTRONICS FOR IMAGING INC 5,200 220 0.01%
870 APARTMENT INVT & MGMT CO 5,249 220 0.01%
871 TEVA PHARMACEUTICAL INDS LTD 4,100 219 0.01%
872 PRIMERICA INC 4,900 218 0.01%
873 NOVO-NORDISK A S 4,000 217 0.01%
874 CATO CORP NEW CL A 5,600 216 0.01%
875 DUKE REALTY CORP 9,600 216 0.01%
876 THOMSON REUTERS CORP 5,300 215 0.01%
877 NABORS INDUSTRIES LTD 23,400 215 0.01%
878 TIFFANY & CO NEW 2,913 214 0.01%
879 VENTAS INC 3,361 212 0.01%
880 VECTREN CORP 4,150 210 0.01%
881 ISHARES 8,000 210 0.01%
882 HCP INC 6,411 209 0.01%
883 CATALENT INC 7,749 207 0.01%
884 MSCI INC 2,800 207 0.01%
885 RESOLUTE FST PRODS INC 37,466 206 0.01%
886 UNITED STATES CELLULAR CORP 4,500 206 0.01%
887 ISHARES INC 6,900 205 0.01%
888 HEALTHSOUTH CORP 5,420 204 0.01%
889 EQUITY LIFESTYLE PPTYS INC 2,800 204 0.01%
890 CITIZENS FINL GROUP INC 9,700 203 0.01%
891 PINNACLE WEST 2,706 203 0.01%
892 T MOBILE US INC 5,250 201 0.01%
893 AMSURG CORP 2,700 201 0.01%
894 JAKKS PACIFIC INC 27,000 201 0.01%
895 TETRA TECH INC NEW 6,700 200 0.01%
896 SCICLONE PHARMACEUTICALS INC 17,700 195 0.01%
897 UPM-Kymmene Oyj Spon ADR 10,000 182 0.00%
898 SPIRIT RLTY CAP INC NEW 16,100 181 0.00%
899 GROUPON INC 45,400 181 0.00%
900 RSX - Market Vectors Russia ETF 11,000 180 0.00%
Page 18 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
2 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
3 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
4 ARVINMERITOR INC 24,950,000 23,328 0.62%
5 NOVATION COS INC 19,258,775 1,250 0.03%
6 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
7 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
8 VIOLIN MEMORY INC 15,000,000 5,100 0.14%
9 CITRIX SYS INC 14,968,000 16,717 0.45%
10 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
11 MERITOR INC 13,506,000 15,659 0.42%
12 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
13 CHESAPEAKE ENERGY CORP 10,000,000 6,325 0.17%
14 SANDISK CORP 10,000,000 10,381 0.28%
15 LINKEDIN CORP 10,000,000 9,056 0.24%
16 ISHARES TR 9,915,000 339,589 9.05% Put
17 CHESAPEAKE ENERGY CORP 8,690,000 5,496 0.15%
18 GOGO INC 6,300,000 4,843 0.13%
19 INTEL CORP JR SB CONV DB 39 5,000,000 7,953 0.21%
20 AK STL CORP 4,625,000 4,148 0.11%
21 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
22 ISHARES TR 3,692,000 211,035 5.63% Put
23 GREEN PLAINS INC 3,500,000 3,472 0.09%
24 ADELPHIA RECOVERY TR 1,783,299 0 0.00%
25 TCP CAP CORP 1,603,372 23,906 0.64%
26 ECC CAPITAL CORPORATION 1,200,000 41 0.00%
27 GENERAL ELECTRIC CO 894,062 28,422 0.76%
28 ISHARES TR 840,000 92,929 2.48% Put
29 BANK AMER CORP 675,413 9,132 0.24%
30 SEADRILL PARTNERS LLC 635,944 2,213 0.06%
31 MICROSOFT CORP 592,696 32,735 0.87%
32 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
33 GSE SYS INC 472,100 1,279 0.03%
34 APPLE INC 429,356 46,796 1.25%
35 CISCO SYS INC 411,866 11,726 0.31%
36 CALGON CARBON CORP 403,729 5,660 0.15%
37 PFIZER INC 389,640 11,549 0.31%
38 REGIONS FINANCIAL CORP NEW 374,118 2,937 0.08%
39 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
40 FRONTIER COMMUNICATIONS CORP 367,115 2,052 0.05%
41 Anadarko Petroleum Corp 360,000 12,427 0.33%
42 INTEL CORP 357,434 11,563 0.31%
43 CITIGROUPINC 352,121 14,701 0.39%
44 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 349,250 6,854 0.18%
45 CENGAGE LEARNING HOLDINGS II L.P. 341,054 6,437 0.17%
46 SUPREME INDS INC 317,706 2,809 0.07%
47 FORD MTR CO DEL 313,275 4,229 0.11%
48 WESTERN UN CO 310,915 5,998 0.16%
49 ENTERPRISE PRODS PARTNERS L 304,759 7,503 0.20%
50 ORACLE CORP 297,945 12,189 0.32%
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