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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
901 TORO CO 3,180 274 0.01%
902 REINSURANCE GROUP AMER INC 3,050 294 0.01%
903 EXTRA SPACE STORAGE INC 3,000 280 0.01%
904 MONSTER BEVERAGE CORP NEW 3,000 400 0.01%
905 HERSHEY CO 2,966 273 0.01%
906 TIFFANY & CO NEW 2,913 214 0.01%
907 TELEDYNE TECHNOLOGIES INC 2,900 256 0.01%
908 USANA HEALTH SCIENCES INC 2,800 340 0.01%
909 EQUITY LIFESTYLE PPTYS INC 2,800 204 0.01%
910 VANGUARD INDEX FDS 2,800 293 0.01%
911 MSCI INC 2,800 207 0.01%
912 AMERICAN TOWER CORP NEW 2,722 279 0.01%
913 PINNACLE WEST 2,706 203 0.01%
914 FAIR ISAAC CORP 2,700 286 0.01%
915 AMSURG CORP 2,700 201 0.01%
916 CHURCHILL DOWNS INC 2,690 398 0.01%
917 VULCAN MATLS CO 2,663 281 0.01%
918 MCCORMICK & CO INC 2,634 262 0.01%
919 MID AMER APT CMNTYS INC 2,600 266 0.01%
920 HENRY SCHEIN INC 2,590 447 0.01%
921 AUTOZONE INC 2,558 2,038 0.05%
922 DIGITAL RLTY TR INC 2,500 221 0.01%
923 PALO ALTO NETWORKS INC 2,400 392 0.01%
924 ACUITY BRANDS INC 2,230 486 0.01%
925 WATSCO INC 2,100 283 0.01%
926 MARKEL CORP 1,787 1,593 0.04%
927 METTLER-TOLEDO 1,760 607 0.02%
928 PERRIGO CO PLC 1,750 224 0.01%
929 ALLERGAN PLC 1,568 420 0.01%
930 FIRST CTZNS BANCSHARES INC N 1,370 344 0.01%
931 NVR INC 1,330 2,304 0.06%
932 CABLE ONE INC 1,020 446 0.01%
933 ALLEGHANY CORP 825 409 0.01%
934 NEWMARKET CORP 600 238 0.01%
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New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
2 ISHARES TR 9,915,000 339,589 9.05% Put
3 ISHARES TR 3,692,000 211,035 5.63% Put
4 ISHARES TR 840,000 92,929 2.48% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
6 APPLE INC 429,356 46,796 1.25%
7 MICROSOFT CORP 592,696 32,735 0.87%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 TCP CAP CORP 1,603,372 23,906 0.64%
14 ARVINMERITOR INC 24,950,000 23,328 0.62%
15 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
16 EXXON MOBIL CORP 229,736 19,204 0.51%
17 GILEAD SCIENCES INC 199,722 18,346 0.49%
18 CITRIX SYS INC 14,968,000 16,717 0.45%
19 ALPHABET INC 21,723 16,572 0.44%
20 MERITOR INC 13,506,000 15,659 0.42%
21 HOME DEPOT INC 116,147 15,497 0.41%
22 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
23 FACEBOOK INC 134,260 15,319 0.41%
24 CITIGROUPINC 352,121 14,701 0.39%
25 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
26 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
27 ALPHABET INC 17,926 13,354 0.36%
28 ALLERGAN PLC 14,500 13,304 0.35%
29 WELLS FARGO & CO NEW 271,090 13,110 0.35%
30 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
31 JPMORGAN CHASE & CO 217,014 12,852 0.34%
32 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
33 Anadarko Petroleum Corp 360,000 12,427 0.33%
34 AMGEN INC 82,296 12,339 0.33%
35 ORACLE CORP 297,945 12,189 0.32%
36 DISNEY WALT CO 122,134 12,129 0.32%
37 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.31%
38 CISCO SYS INC 411,866 11,726 0.31%
39 INTEL CORP 357,434 11,563 0.31%
40 PFIZER INC 389,640 11,549 0.31%
41 ABBVIE INC 196,809 11,242 0.30%
42 MCDONALDS CORP 87,215 10,961 0.29%
43 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
44 SANDISK CORP 10,000,000 10,381 0.28%
45 AMAZON COM INC 17,387 10,322 0.28%
46 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
47 AT&T INC 241,497 9,459 0.25%
48 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
49 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
50 BANK AMER CORP 675,413 9,132 0.24%
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