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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
51 AMERICAN WTR WKS CO INC NEW 25,550 1,761 0.05%
52 AMERIGAS PARTNERS L P 8,949 389 0.01%
53 AMERIPRISE FINL INC 11,031 1,037 0.03%
54 AMERISOURCEBERGEN CORP 24,497 2,120 0.06%
55 AMETEK INC NEW 8,575 429 0.01%
56 AMGEN INC 82,296 12,339 0.33%
57 AMKOR TECHNOLOGY INC 12,700 75 0.00%
58 AMSURG CORP 2,700 201 0.01%
59 AMTECH SYS INC 90,808 589 0.02%
60 AMTRUST FINL SVCS INC 21,461 555 0.01%
61 ANALOG DEVICES INC 8,993 532 0.01%
62 ANNALY CAP MGMT INC 66,060 678 0.02%
63 ANSYS 3,800 340 0.01%
64 ANTERO MIDSTREAM PARTNERS LP 13,200 292 0.01%
65 ANTHEM INC 57,584 8,004 0.21%
66 ANTHRACITE CAP INC 10,000 0 0.00%
67 ANWORTH MTG ASSET CORP 30,300 141 0.00%
68 AON PLC 15,001 1,567 0.04%
69 APACHE CORP 31,647 1,545 0.04%
70 APARTMENT INVT & MGMT CO 5,249 220 0.01%
71 APPLE HOSPITALITY REIT INC 25,300 501 0.01%
72 APPLE INC 429,356 46,796 1.26%
73 APPLIED MATLS INC 43,106 913 0.02%
74 APPROACH RESOURCES INC 39,546 46 0.00%
75 APTARGROUP INC 14,700 1,153 0.03%
76 ARCELORMITTAL SA LUXEMBOURG 80,600 369 0.01%
77 ARCH CAP GROUP LTD 4,100 292 0.01%
78 ARCHER DANIELS MIDLAND CO 142,338 5,168 0.14%
79 ARCHROCK PARTNERS L P 180,700 2,002 0.05%
80 ARES CAPITAL CORP 28,800 427 0.01%
81 ARGAN INC 12,700 447 0.01%
82 ARISTA NETWORKS INC 15,400 972 0.03%
83 ARRIS INTL INC 87,700 2,013 0.05%
84 ARROW ELECTRONICS 3,800 245 0.01%
85 ARVINMERITOR INC 24,950,000 23,328 0.63%
86 ASHFORD HOSPITALITY TR INC 10,700 68 0.00%
87 ASPEN INSURANCE HOLDINGS LTD 11,600 553 0.01%
88 ASSURANT INC 15,696 1,211 0.03%
89 ASSURED GUARANTY LTD COM 31,400 794 0.02%
90 AT&T INC 241,497 9,459 0.25%
91 ATLAS AIR WORLDWIDE HLDGS IN 10,600 448 0.01%
92 ATMOS ENERGY CORP 4,350 323 0.01%
93 AUTOMATIC DATA PROCESSING IN 20,410 1,831 0.05%
94 AUTOZONE INC 2,558 2,038 0.05%
95 AVALONBAY COMM 6,799 1,293 0.03%
96 AVANGRID INC COM 12,200 489 0.01%
97 AVERY DENNISON CORP 17,497 1,262 0.03%
98 AVNET INC 19,600 868 0.02%
99 AVON PRODS INC 131,000 630 0.02%
100 Adt Corp 12,350 510 0.01%
Page 2 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
2 ISHARES TR 9,915,000 339,589 9.05% Put
3 ISHARES TR 3,692,000 211,035 5.63% Put
4 ISHARES TR 840,000 92,929 2.48% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
6 APPLE INC 429,356 46,796 1.25%
7 MICROSOFT CORP 592,696 32,735 0.87%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 TCP CAP CORP 1,603,372 23,906 0.64%
14 ARVINMERITOR INC 24,950,000 23,328 0.62%
15 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
16 EXXON MOBIL CORP 229,736 19,204 0.51%
17 GILEAD SCIENCES INC 199,722 18,346 0.49%
18 CITRIX SYS INC 14,968,000 16,717 0.45%
19 ALPHABET INC 21,723 16,572 0.44%
20 MERITOR INC 13,506,000 15,659 0.42%
21 HOME DEPOT INC 116,147 15,497 0.41%
22 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
23 FACEBOOK INC 134,260 15,319 0.41%
24 CITIGROUPINC 352,121 14,701 0.39%
25 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
26 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
27 ALPHABET INC 17,926 13,354 0.36%
28 ALLERGAN PLC 14,500 13,304 0.35%
29 WELLS FARGO & CO NEW 271,090 13,110 0.35%
30 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
31 JPMORGAN CHASE & CO 217,014 12,852 0.34%
32 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
33 Anadarko Petroleum Corp 360,000 12,427 0.33%
34 AMGEN INC 82,296 12,339 0.33%
35 ORACLE CORP 297,945 12,189 0.32%
36 DISNEY WALT CO 122,134 12,129 0.32%
37 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.31%
38 CISCO SYS INC 411,866 11,726 0.31%
39 INTEL CORP 357,434 11,563 0.31%
40 PFIZER INC 389,640 11,549 0.31%
41 ABBVIE INC 196,809 11,242 0.30%
42 MCDONALDS CORP 87,215 10,961 0.29%
43 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
44 SANDISK CORP 10,000,000 10,381 0.28%
45 AMAZON COM INC 17,387 10,322 0.28%
46 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
47 AT&T INC 241,497 9,459 0.25%
48 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
49 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
50 BANK AMER CORP 675,413 9,132 0.24%
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