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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
51 WELLS FARGO & CO NEW 271,090 13,110 0.35%
52 JOHNSON & JOHNSON 270,311 29,248 0.78%
53 MICRON TECHNOLOGY INC 267,750 2,803 0.08%
54 ONEOK PARTNERS LP 258,025 8,102 0.22%
55 AT&T INC 241,497 9,459 0.25%
56 TEEKAY CORPORATION 240,000 2,078 0.06%
57 TEGNA INC 237,174 5,564 0.15%
58 EXXON MOBIL CORP 229,736 19,204 0.52%
59 HP INC 223,837 2,758 0.07%
60 STAPLES INC 221,448 2,443 0.07%
61 SEADRILL LIMITED 218,000 719 0.02%
62 JPMORGAN CHASE & CO 217,014 12,852 0.34%
63 PLAINS ALL AMERN PIPELINE L 212,130 4,448 0.12%
64 Bimini Capital Management, Inc. 211,628 347 0.01%
65 CLEAN ENERGY FUELS CORPORATION COM 200,000 586 0.02%
66 GILEAD SCIENCES INC 199,722 18,346 0.49%
67 ABBVIE INC 196,809 11,242 0.30%
68 KIMBALL ELECTRONICS INC COM 196,229 2,192 0.06%
69 XEROX CORP 195,974 2,187 0.06%
70 HEWLETT PACKARD ENTERPRISE C 195,337 3,463 0.09%
71 SPRINT CORP 195,100 679 0.02%
72 ESSEX RENTAL CORP 189,350 47 0.00%
73 TRANSOCEAN LTD 182,000 1,663 0.04%
74 ARCHROCK PARTNERS L P 180,700 2,002 0.05%
75 RENTECH NITROGEN PARTNERS L P COM UNIT 179,100 2,044 0.05%
76 CHESAPEAKE ENERGY CORP 178,988 737 0.02%
77 NCR CORP NEW 175,200 5,244 0.14%
78 MERCK & CO INC 169,340 8,960 0.24%
79 BENEFICIAL BANCORP INC 167,200 2,289 0.06%
80 AES CORP 164,564 1,942 0.05%
81 SIRIUS XM HOLDINGS INC 162,300 641 0.02%
82 WILLIAMS PARTNERS L P NEW 161,424 3,301 0.09%
83 SPECTRASCIENCES COM 157,715 1 0.00%
84 NRG ENERGY INC 156,620 2,038 0.05%
85 FIFTH THIRD BANCORP 155,602 2,597 0.07%
86 WINDSTREAM HLDGS INC 155,300 1,193 0.03%
87 MARATHON OIL CORP 155,212 1,729 0.05%
88 NEENAH ENTERPRISES, INC. 154,333 2,332 0.06%
89 NETAPP INC 154,067 4,204 0.11%
90 GRAPHIC PACKAGING HLDG CO 154,000 1,979 0.05%
91 ENBRIDGE ENERGY PARTNERS L P 146,975 2,693 0.07%
92 RR DONNELLEY & SONS CO 146,600 2,404 0.06%
93 QUANTA SVCS INC 144,737 3,265 0.09%
94 ENERGIZER HLDGS INC NEW COM 143,170 5,800 0.16%
95 ARCHER DANIELS MIDLAND CO 142,338 5,168 0.14%
96 JETBLUE AIRWAYS CORP 142,000 2,999 0.08%
97 KROGER CO 141,246 5,403 0.14%
98 HUNTSMAN CORP 140,600 1,870 0.05%
99 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
100 SOUTHWESTERN ENERGY CO 137,000 1,106 0.03%
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New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
2 ISHARES TR 9,915,000 339,589 9.05% Put
3 ISHARES TR 3,692,000 211,035 5.63% Put
4 ISHARES TR 840,000 92,929 2.48% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
6 APPLE INC 429,356 46,796 1.25%
7 MICROSOFT CORP 592,696 32,735 0.87%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 TCP CAP CORP 1,603,372 23,906 0.64%
14 ARVINMERITOR INC 24,950,000 23,328 0.62%
15 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
16 EXXON MOBIL CORP 229,736 19,204 0.51%
17 GILEAD SCIENCES INC 199,722 18,346 0.49%
18 CITRIX SYS INC 14,968,000 16,717 0.45%
19 ALPHABET INC 21,723 16,572 0.44%
20 MERITOR INC 13,506,000 15,659 0.42%
21 HOME DEPOT INC 116,147 15,497 0.41%
22 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
23 FACEBOOK INC 134,260 15,319 0.41%
24 CITIGROUPINC 352,121 14,701 0.39%
25 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
26 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
27 ALPHABET INC 17,926 13,354 0.36%
28 ALLERGAN PLC 14,500 13,304 0.35%
29 WELLS FARGO & CO NEW 271,090 13,110 0.35%
30 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
31 JPMORGAN CHASE & CO 217,014 12,852 0.34%
32 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
33 Anadarko Petroleum Corp 360,000 12,427 0.33%
34 AMGEN INC 82,296 12,339 0.33%
35 ORACLE CORP 297,945 12,189 0.32%
36 DISNEY WALT CO 122,134 12,129 0.32%
37 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.31%
38 CISCO SYS INC 411,866 11,726 0.31%
39 INTEL CORP 357,434 11,563 0.31%
40 PFIZER INC 389,640 11,549 0.31%
41 ABBVIE INC 196,809 11,242 0.30%
42 MCDONALDS CORP 87,215 10,961 0.29%
43 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
44 SANDISK CORP 10,000,000 10,381 0.28%
45 AMAZON COM INC 17,387 10,322 0.28%
46 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
47 AT&T INC 241,497 9,459 0.25%
48 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
49 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
50 BANK AMER CORP 675,413 9,132 0.24%
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