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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
51 MERCK & CO INC 169,340 8,960 0.24%
52 CHEVRON CORP NEW 92,715 8,845 0.24%
53 F5 NETWORKS INC 78,106 8,268 0.22%
54 HONEYWELL INTL INC 72,497 8,123 0.22%
55 ONEOK PARTNERS LP 258,025 8,102 0.22%
56 PEPSICO INC 78,445 8,039 0.22%
57 ANTHEM INC 57,584 8,004 0.21%
58 TESORO CORP 92,993 7,998 0.21%
59 INTEL CORP JR SB CONV DB 39 5,000,000 7,953 0.21%
60 PHILLIPS 66 91,174 7,895 0.21%
61 LOWES COS INC 103,224 7,819 0.21%
62 NIKE INC 126,448 7,773 0.21%
63 ENTERPRISE PRODS PARTNERS L 304,759 7,503 0.20%
64 BERKSHIRE HATHAWAY INC DEL 52,069 7,388 0.20%
65 Hercules II 6/30/29 6.5% 8,846 7,298 0.20%
66 EXPRESS SCRIPTS HLDG CO 101,626 6,981 0.19%
67 COMCAST CORP NEW 114,093 6,969 0.19%
68 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 349,250 6,854 0.18%
69 WAL-MART STORES INC 99,975 6,847 0.18%
70 ALTRIA GROUP INC 108,170 6,778 0.18%
71 TYSON FOODS INC 99,821 6,654 0.18%
72 DOW CHEM CO 130,076 6,616 0.18%
73 MEDTRONIC PLC 87,885 6,591 0.18%
74 TARGET CORP 78,653 6,472 0.17%
75 CENGAGE LEARNING HOLDINGS II L.P. 341,054 6,437 0.17%
76 CHESAPEAKE ENERGY CORP 10,000,000 6,325 0.17%
77 CVS HEALTH CORP 60,627 6,289 0.17%
78 UNION PAC CORP 77,742 6,184 0.17%
79 WESTERN UN CO 310,915 5,998 0.16%
80 MASTERCARD INCORPORATED 62,810 5,936 0.16%
81 ENERGIZER HLDGS INC NEW COM 143,170 5,800 0.16%
82 CALGON CARBON CORP 403,729 5,660 0.15%
83 TEGNA INC 237,174 5,564 0.15%
84 DELTA AIRLINES INC DEL 113,997 5,549 0.15%
85 CHESAPEAKE ENERGY CORP 8,690,000 5,496 0.15%
86 EQUIFAX INC 47,708 5,453 0.15%
87 KROGER CO 141,246 5,403 0.14%
88 NORTHROP GRUMMAN CORP 27,221 5,387 0.14%
89 NCR CORP NEW 175,200 5,244 0.14%
90 ARCHER DANIELS MIDLAND CO 142,338 5,168 0.14%
91 VIOLIN MEMORY INC 15,000,000 5,100 0.14%
92 STARBUCKS CORP 85,144 5,083 0.14%
93 PROCTER AND GAMBLE CO 60,172 4,953 0.13%
94 VALERO ENERGY CORP NEW 76,474 4,905 0.13%
95 ALLEGION PUB LTD CO 76,333 4,863 0.13%
96 GOGO INC 6,300,000 4,843 0.13%
97 DARDEN RESTAURANTS INC 73,027 4,842 0.13%
98 TIME WARNER INC 66,693 4,839 0.13%
99 HARRIS CORP 62,057 4,832 0.13%
100 DR PEPPER SNAPPLE GROUP INC 53,814 4,812 0.13%
Page 2 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
2 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
3 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
4 ARVINMERITOR INC 24,950,000 23,328 0.62%
5 NOVATION COS INC 19,258,775 1,250 0.03%
6 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
7 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
8 VIOLIN MEMORY INC 15,000,000 5,100 0.14%
9 CITRIX SYS INC 14,968,000 16,717 0.45%
10 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
11 MERITOR INC 13,506,000 15,659 0.42%
12 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
13 CHESAPEAKE ENERGY CORP 10,000,000 6,325 0.17%
14 SANDISK CORP 10,000,000 10,381 0.28%
15 LINKEDIN CORP 10,000,000 9,056 0.24%
16 ISHARES TR 9,915,000 339,589 9.05% Put
17 CHESAPEAKE ENERGY CORP 8,690,000 5,496 0.15%
18 GOGO INC 6,300,000 4,843 0.13%
19 INTEL CORP JR SB CONV DB 39 5,000,000 7,953 0.21%
20 AK STL CORP 4,625,000 4,148 0.11%
21 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
22 ISHARES TR 3,692,000 211,035 5.63% Put
23 GREEN PLAINS INC 3,500,000 3,472 0.09%
24 ADELPHIA RECOVERY TR 1,783,299 0 0.00%
25 TCP CAP CORP 1,603,372 23,906 0.64%
26 ECC CAPITAL CORPORATION 1,200,000 41 0.00%
27 GENERAL ELECTRIC CO 894,062 28,422 0.76%
28 ISHARES TR 840,000 92,929 2.48% Put
29 BANK AMER CORP 675,413 9,132 0.24%
30 SEADRILL PARTNERS LLC 635,944 2,213 0.06%
31 MICROSOFT CORP 592,696 32,735 0.87%
32 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
33 GSE SYS INC 472,100 1,279 0.03%
34 APPLE INC 429,356 46,796 1.25%
35 CISCO SYS INC 411,866 11,726 0.31%
36 CALGON CARBON CORP 403,729 5,660 0.15%
37 PFIZER INC 389,640 11,549 0.31%
38 REGIONS FINANCIAL CORP NEW 374,118 2,937 0.08%
39 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
40 FRONTIER COMMUNICATIONS CORP 367,115 2,052 0.05%
41 Anadarko Petroleum Corp 360,000 12,427 0.33%
42 INTEL CORP 357,434 11,563 0.31%
43 CITIGROUPINC 352,121 14,701 0.39%
44 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 349,250 6,854 0.18%
45 CENGAGE LEARNING HOLDINGS II L.P. 341,054 6,437 0.17%
46 SUPREME INDS INC 317,706 2,809 0.07%
47 FORD MTR CO DEL 313,275 4,229 0.11%
48 WESTERN UN CO 310,915 5,998 0.16%
49 ENTERPRISE PRODS PARTNERS L 304,759 7,503 0.20%
50 ORACLE CORP 297,945 12,189 0.32%
Page 1 of 19