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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
101 KNOWLES CORP COM 136,100 1,794 0.05%
102 KEYCORP 135,536 1,496 0.04%
103 FACEBOOK INC 134,260 15,319 0.41%
104 BABCOCK & WILCOX ENTERPRIS INC COM 133,100 2,848 0.08%
105 EBAY INC 132,772 3,168 0.08%
106 SPX FLOW INC 132,500 3,323 0.09%
107 AVON PRODS INC 131,000 630 0.02%
108 GENERAL MTRS CO 130,900 4,114 0.11%
109 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 130,700 1,927 0.05%
110 DOW CHEM CO 130,076 6,616 0.18%
111 JABIL INC COM 129,700 2,499 0.07%
112 PITNEY BOWES INC 128,688 2,772 0.07%
113 NIKE INC 126,448 7,773 0.21%
114 DISNEY WALT CO 122,134 12,129 0.33%
115 JUNIPER NETWORKS 121,137 3,090 0.08%
116 RITE AID CORP 119,500 974 0.03%
117 BHP BILLITON LTD 118,315 3,064 0.08%
118 BAXALTA INC COM 117,933 4,764 0.13%
119 PLATFORM SPECIALTY PRODS COR 117,200 1,008 0.03%
120 HOME DEPOT INC 116,147 15,497 0.42%
121 CONOCOPHILLIPS 114,742 4,621 0.12%
122 TERADATA CORP DEL 114,584 3,007 0.08%
123 COMCAST CORP NEW 114,093 6,969 0.19%
124 DELTA AIRLINES INC DEL 113,997 5,549 0.15%
125 Santander Consumer USA Holdings Inc 113,200 1,187 0.03%
126 COTY INC 110,850 3,085 0.08%
127 STATOIL ASA 110,700 1,722 0.05%
128 TARGA RES CORP 110,087 3,287 0.09%
129 MASCO CORP 109,719 3,451 0.09%
130 ALTRIA GROUP INC 108,170 6,778 0.18%
131 MARTIN MIDSTREAM PRTNRS L P 107,800 2,165 0.06%
132 STARZ SERIES A 107,800 2,838 0.08%
133 E M C CORP MASS COM 107,557 2,866 0.08%
134 ALLISON TRANSMISSION HLDGS INC COM 107,250 2,894 0.08%
135 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
136 CA INC 106,148 3,268 0.09%
137 PENNEY J C 104,400 1,155 0.03%
138 LOWES COS INC 103,224 7,819 0.21%
139 BEST BUY INC 102,500 3,325 0.09%
140 EXPRESS SCRIPTS HLDG CO 101,626 6,981 0.19%
141 PAYPAL HLDGS INC 101,042 3,900 0.10%
142 GOODYEAR TIRE & RUBR CO 100,212 3,305 0.09%
143 COLUMBIA PIPELINE PARTNERS LP 100,200 1,463 0.04%
144 WAL-MART STORES INC 99,975 6,847 0.18%
145 TYSON FOODS INC 99,821 6,654 0.18%
146 CSW INDUSTRIALS INC COM 99,700 3,141 0.08%
147 MORGAN STANLEY 98,993 2,476 0.07%
148 CORNING INC 97,941 2,046 0.05%
149 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
150 MFA FINANCIAL INC COM 94,400 647 0.02%
Page 3 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
2 ISHARES TR 9,915,000 339,589 9.05% Put
3 ISHARES TR 3,692,000 211,035 5.63% Put
4 ISHARES TR 840,000 92,929 2.48% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
6 APPLE INC 429,356 46,796 1.25%
7 MICROSOFT CORP 592,696 32,735 0.87%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 TCP CAP CORP 1,603,372 23,906 0.64%
14 ARVINMERITOR INC 24,950,000 23,328 0.62%
15 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
16 EXXON MOBIL CORP 229,736 19,204 0.51%
17 GILEAD SCIENCES INC 199,722 18,346 0.49%
18 CITRIX SYS INC 14,968,000 16,717 0.45%
19 ALPHABET INC 21,723 16,572 0.44%
20 MERITOR INC 13,506,000 15,659 0.42%
21 HOME DEPOT INC 116,147 15,497 0.41%
22 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
23 FACEBOOK INC 134,260 15,319 0.41%
24 CITIGROUPINC 352,121 14,701 0.39%
25 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
26 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
27 ALPHABET INC 17,926 13,354 0.36%
28 ALLERGAN PLC 14,500 13,304 0.35%
29 WELLS FARGO & CO NEW 271,090 13,110 0.35%
30 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
31 JPMORGAN CHASE & CO 217,014 12,852 0.34%
32 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
33 Anadarko Petroleum Corp 360,000 12,427 0.33%
34 AMGEN INC 82,296 12,339 0.33%
35 ORACLE CORP 297,945 12,189 0.32%
36 DISNEY WALT CO 122,134 12,129 0.32%
37 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.31%
38 CISCO SYS INC 411,866 11,726 0.31%
39 INTEL CORP 357,434 11,563 0.31%
40 PFIZER INC 389,640 11,549 0.31%
41 ABBVIE INC 196,809 11,242 0.30%
42 MCDONALDS CORP 87,215 10,961 0.29%
43 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
44 SANDISK CORP 10,000,000 10,381 0.28%
45 AMAZON COM INC 17,387 10,322 0.28%
46 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
47 AT&T INC 241,497 9,459 0.25%
48 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
49 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
50 BANK AMER CORP 675,413 9,132 0.24%
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