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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
201 CINCINNATI FINL CORP 43,863 2,867 0.08%
202 E M C CORP MASS COM 107,557 2,866 0.08%
203 HUNTINGTON INGALLS INDS INC 20,920 2,865 0.08%
204 BABCOCK & WILCOX ENTERPRIS INC COM 133,100 2,848 0.08%
205 TRAVELERS COMPANIES INC 24,379 2,845 0.08%
206 METLIFE INC 64,659 2,841 0.08%
207 SELECT SECTOR SPDR TR 64,000 2,839 0.08%
208 STARZ SERIES A 107,800 2,838 0.08%
209 LEGG MASON INC 81,773 2,836 0.08%
210 SUPREME INDS INC 317,706 2,809 0.08%
211 MICRON TECHNOLOGY INC 267,750 2,803 0.08%
212 PITNEY BOWES INC 128,688 2,772 0.07%
213 KRAFT HEINZ CO 35,197 2,765 0.07%
214 HP INC 223,837 2,758 0.07%
215 AETNA INC NEW 24,340 2,735 0.07%
216 BWX TECHNOLOGIES INC COM 81,100 2,722 0.07%
217 SNAP ON INC 17,326 2,720 0.07%
218 HERBALIFE LTD 44,080 2,714 0.07%
219 RALPH LAUREN CORP 28,100 2,705 0.07%
220 SPIRIT AEROSYSTEMS HLDGS INC 59,500 2,699 0.07%
221 ENBRIDGE ENERGY PARTNERS L P 146,975 2,693 0.07%
222 VANGUARD TAX-MANAGED FDS 74,840 2,684 0.07%
223 BANK NEW YORK MELLON CORP 72,552 2,672 0.07%
224 CARDINAL HEALTH INC 32,533 2,666 0.07%
225 MURPHY USA INC COM 43,313 2,662 0.07%
226 ADOBE INC 28,295 2,654 0.07%
227 PRUDENTIAL FINL INC 36,662 2,648 0.07%
228 FIESTA RESTAURANT GROUP INC COM 80,618 2,643 0.07%
229 LEIDOS HLDGS INC 52,150 2,624 0.07%
230 FIFTH THIRD BANCORP 155,602 2,597 0.07%
231 LAM RESEARCH CORP 31,438 2,597 0.07%
232 GENERAL MLS INC 40,716 2,579 0.07%
233 FEDEX CORP 15,616 2,541 0.07%
234 BEMIS INC 48,860 2,530 0.07%
235 FIRSTENERGY CORP 70,173 2,524 0.07%
236 JABIL INC COM 129,700 2,499 0.07%
237 MORGAN STANLEY 98,993 2,476 0.07%
238 MARRIOTT INTL INC NEW 34,549 2,459 0.07%
239 STAPLES INC 221,448 2,443 0.07%
240 VIACOM INC NEW 59,100 2,440 0.07%
241 PPL CORP 63,302 2,410 0.06%
242 TEXAS ROADHOUSE INC 55,250 2,408 0.06%
243 RR DONNELLEY & SONS CO 146,600 2,404 0.06%
244 CARNIVAL CORP 45,237 2,387 0.06%
245 OSHKOSH CORP 58,300 2,383 0.06%
246 NEENAH ENTERPRISES, INC. 154,333 2,332 0.06%
247 PUBLIC STORAGE 8,440 2,328 0.06%
248 NASDAQ OMX GROUP 35,067 2,328 0.06%
249 HARTFORD FINL SVCS GROUP INC 50,332 2,319 0.06%
250 EXPEDITORS INTL WASH INC 47,210 2,304 0.06%
Page 5 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
2 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
3 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
4 ARVINMERITOR INC 24,950,000 23,328 0.62%
5 NOVATION COS INC 19,258,775 1,250 0.03%
6 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
7 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
8 VIOLIN MEMORY INC 15,000,000 5,100 0.14%
9 CITRIX SYS INC 14,968,000 16,717 0.45%
10 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
11 MERITOR INC 13,506,000 15,659 0.42%
12 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
13 CHESAPEAKE ENERGY CORP 10,000,000 6,325 0.17%
14 SANDISK CORP 10,000,000 10,381 0.28%
15 LINKEDIN CORP 10,000,000 9,056 0.24%
16 ISHARES TR 9,915,000 339,589 9.05% Put
17 CHESAPEAKE ENERGY CORP 8,690,000 5,496 0.15%
18 GOGO INC 6,300,000 4,843 0.13%
19 INTEL CORP JR SB CONV DB 39 5,000,000 7,953 0.21%
20 AK STL CORP 4,625,000 4,148 0.11%
21 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
22 ISHARES TR 3,692,000 211,035 5.63% Put
23 GREEN PLAINS INC 3,500,000 3,472 0.09%
24 ADELPHIA RECOVERY TR 1,783,299 0 0.00%
25 TCP CAP CORP 1,603,372 23,906 0.64%
26 ECC CAPITAL CORPORATION 1,200,000 41 0.00%
27 GENERAL ELECTRIC CO 894,062 28,422 0.76%
28 ISHARES TR 840,000 92,929 2.48% Put
29 BANK AMER CORP 675,413 9,132 0.24%
30 SEADRILL PARTNERS LLC 635,944 2,213 0.06%
31 MICROSOFT CORP 592,696 32,735 0.87%
32 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
33 GSE SYS INC 472,100 1,279 0.03%
34 APPLE INC 429,356 46,796 1.25%
35 CISCO SYS INC 411,866 11,726 0.31%
36 CALGON CARBON CORP 403,729 5,660 0.15%
37 PFIZER INC 389,640 11,549 0.31%
38 REGIONS FINANCIAL CORP NEW 374,118 2,937 0.08%
39 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
40 FRONTIER COMMUNICATIONS CORP 367,115 2,052 0.05%
41 Anadarko Petroleum Corp 360,000 12,427 0.33%
42 INTEL CORP 357,434 11,563 0.31%
43 CITIGROUPINC 352,121 14,701 0.39%
44 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 349,250 6,854 0.18%
45 CENGAGE LEARNING HOLDINGS II L.P. 341,054 6,437 0.17%
46 SUPREME INDS INC 317,706 2,809 0.07%
47 FORD MTR CO DEL 313,275 4,229 0.11%
48 WESTERN UN CO 310,915 5,998 0.16%
49 ENTERPRISE PRODS PARTNERS L 304,759 7,503 0.20%
50 ORACLE CORP 297,945 12,189 0.32%
Page 1 of 19