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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
251 NVR INC 1,330 2,304 0.06%
252 SEAGATE TECHNOLOGY PLC 66,800 2,301 0.06%
253 EMERSON ELEC CO 42,222 2,296 0.06%
254 BENEFICIAL BANCORP INC 167,200 2,289 0.06%
255 SUNTRUST BKS INC 63,000 2,273 0.06%
256 EXELON CORP 62,938 2,257 0.06%
257 TOTAL S A 49,490 2,248 0.06%
258 POOL CORPORATION 25,500 2,237 0.06%
259 MARATHON PETE CORP 59,810 2,224 0.06%
260 EDISON INTL 30,940 2,224 0.06%
261 SEADRILL PARTNERS LLC 635,944 2,213 0.06%
262 GAP 75,195 2,211 0.06%
263 PENTAIR PLC 40,661 2,206 0.06%
264 A O SMITH 28,900 2,205 0.06%
265 KOHLS 47,191 2,200 0.06%
266 DUN & BRADSTREET CORP DEL NE 21,275 2,193 0.06%
267 KIMBALL ELECTRONICS INC COM 196,229 2,192 0.06%
268 XEROX CORP 195,974 2,187 0.06%
269 SALESFORCE COM INC 29,564 2,183 0.06%
270 MARTIN MIDSTREAM PRTNRS L P 107,800 2,165 0.06%
271 KLX INC COM 67,000 2,153 0.06%
272 FOOT LOCKER INC 33,200 2,141 0.06%
273 KIMCO RLTY CORP 73,977 2,129 0.06%
274 GAMING & LEISURE PPTYS INC 68,776 2,127 0.06%
275 GAMESTOP CORP NEW 67,012 2,126 0.06%
276 AMERISOURCEBERGEN CORP 24,497 2,120 0.06%
277 CSRA INC 78,471 2,111 0.06%
278 TEEKAY CORPORATION 240,000 2,078 0.06%
279 ENDO INTL PLC 73,800 2,077 0.06%
280 NUCOR CORP 43,517 2,058 0.06%
281 3M CO 12,337 2,056 0.06%
282 INTUITIVE SURGICAL INC 3,416 2,053 0.06%
283 FRONTIER COMMUNICATIONS CORP 367,115 2,052 0.06%
284 CORNING INC 97,941 2,046 0.05%
285 RENTECH NITROGEN PARTNERS L P COM UNIT 179,100 2,044 0.05%
286 AUTOZONE INC 2,558 2,038 0.05%
287 NRG ENERGY INC 156,620 2,038 0.05%
288 MAGELLAN MIDSTREAM PRTNRS LP 29,500 2,030 0.05%
289 VISTEON CORP COM NEW 25,420 2,023 0.05%
290 SOUTHERN CO 39,006 2,018 0.05%
291 SCHLUMBERGER LTD 27,359 2,018 0.05%
292 BRISTOL MYERS SQUIBB CO 31,579 2,017 0.05%
293 EQT MIDSTREAM PARTNERS LP 27,100 2,017 0.05%
294 GENESIS ENERGY LP COM UNITS NPV 63,400 2,015 0.05%
295 ARRIS INTL INC 87,700 2,013 0.05%
296 UNUM GROUP 65,066 2,012 0.05%
297 PPG INDS INC 18,036 2,011 0.05%
298 CONSTELLATION BRANDS INC 13,274 2,006 0.05%
299 ARCHROCK PARTNERS L P 180,700 2,002 0.05%
300 L-3 Communications Hldgs 16,884 2,001 0.05%
Page 6 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
2 ISHARES TR 9,915,000 339,589 9.05% Put
3 ISHARES TR 3,692,000 211,035 5.63% Put
4 ISHARES TR 840,000 92,929 2.48% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
6 APPLE INC 429,356 46,796 1.25%
7 MICROSOFT CORP 592,696 32,735 0.87%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 TCP CAP CORP 1,603,372 23,906 0.64%
14 ARVINMERITOR INC 24,950,000 23,328 0.62%
15 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
16 EXXON MOBIL CORP 229,736 19,204 0.51%
17 GILEAD SCIENCES INC 199,722 18,346 0.49%
18 CITRIX SYS INC 14,968,000 16,717 0.45%
19 ALPHABET INC 21,723 16,572 0.44%
20 MERITOR INC 13,506,000 15,659 0.42%
21 HOME DEPOT INC 116,147 15,497 0.41%
22 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
23 FACEBOOK INC 134,260 15,319 0.41%
24 CITIGROUPINC 352,121 14,701 0.39%
25 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
26 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
27 ALPHABET INC 17,926 13,354 0.36%
28 ALLERGAN PLC 14,500 13,304 0.35%
29 WELLS FARGO & CO NEW 271,090 13,110 0.35%
30 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
31 JPMORGAN CHASE & CO 217,014 12,852 0.34%
32 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
33 Anadarko Petroleum Corp 360,000 12,427 0.33%
34 AMGEN INC 82,296 12,339 0.33%
35 ORACLE CORP 297,945 12,189 0.32%
36 DISNEY WALT CO 122,134 12,129 0.32%
37 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.31%
38 CISCO SYS INC 411,866 11,726 0.31%
39 INTEL CORP 357,434 11,563 0.31%
40 PFIZER INC 389,640 11,549 0.31%
41 ABBVIE INC 196,809 11,242 0.30%
42 MCDONALDS CORP 87,215 10,961 0.29%
43 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
44 SANDISK CORP 10,000,000 10,381 0.28%
45 AMAZON COM INC 17,387 10,322 0.28%
46 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
47 AT&T INC 241,497 9,459 0.25%
48 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
49 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
50 BANK AMER CORP 675,413 9,132 0.24%
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