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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
301 CADENCE DESIGN SYSTEM INC 84,800 2,000 0.05%
302 AECOM 64,711 1,992 0.05%
303 GRAPHIC PACKAGING HLDG CO 154,000 1,979 0.05%
304 WALGREENS BOOTS ALLIANCE INC 23,363 1,968 0.05%
305 LAUDER ESTEE COS INC 20,766 1,958 0.05%
306 DIAMOND OFFSHR DRILLING 89,763 1,951 0.05%
307 BARD C R INC 9,586 1,943 0.05%
308 AES CORP 164,564 1,942 0.05%
309 VARIAN MED SYS INC 24,171 1,934 0.05%
310 VANGUARD INTL EQUITY INDEX F 55,800 1,930 0.05%
311 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 130,700 1,927 0.05%
312 DOLLAR GEN CORP NEW 22,500 1,926 0.05%
313 MONSANTO CO NEW 21,723 1,906 0.05%
314 NETFLIX INC 18,642 1,906 0.05%
315 CME GROUP INC 19,805 1,902 0.05%
316 DISCOVER FINL SVCS 37,278 1,898 0.05%
317 EXPEDIA INC DEL 17,542 1,891 0.05%
318 GNC HLDGS INC 59,500 1,889 0.05%
319 DANAHER CORP DEL 19,848 1,883 0.05%
320 TEXAS INSTRS INC 32,769 1,882 0.05%
321 CUMMINS INC 17,038 1,873 0.05%
322 PENSKE AUTOMOTIVE GRP INC 49,400 1,872 0.05%
323 InterDigital Inc 52,100 1,871 0.05%
324 HUNTSMAN CORP 140,600 1,870 0.05%
325 LOCKHEED MARTIN CORP 8,436 1,869 0.05%
326 MEAD JOHNSON NUTRITI 21,836 1,855 0.05%
327 RELIANCE STEEL & ALUMINUM CO 26,745 1,850 0.05%
328 DU PONT E I DE NEMOURS & CO 28,931 1,832 0.05%
329 AUTOMATIC DATA PROCESSING IN 20,410 1,831 0.05%
330 MARSH & MCLENNAN COS INC 30,043 1,826 0.05%
331 BRINKER INTL INC 39,600 1,820 0.05%
332 DENTSPLY SIRONA INC 29,129 1,795 0.05%
333 KNOWLES CORP COM 136,100 1,794 0.05%
334 INNOPHOS HOLDINGS INC 57,740 1,785 0.05%
335 FLUOR CORP NEW 33,156 1,780 0.05%
336 AMERICAN WTR WKS CO INC NEW 25,550 1,761 0.05%
337 BLACKROCK INC 5,160 1,757 0.05%
338 PILGRIMS PRIDE CORP NEW 68,900 1,750 0.05%
339 INTERPUBLIC GROUP COS INC 76,086 1,746 0.05%
340 NUSTAR ENERGY LP 43,200 1,745 0.05%
341 DCP MIDSTREAM LP 63,770 1,736 0.05%
342 GENPACT LIMITED 63,600 1,729 0.05%
343 MARATHON OIL CORP 155,212 1,729 0.05%
344 STATOIL ASA 110,700 1,722 0.05%
345 AIR LEASE CORP 53,600 1,722 0.05%
346 NORTHERN TIER ENERGY LP COM UN REPR PART 72,715 1,714 0.05%
347 UNITED RENTALS INC 27,550 1,713 0.05%
348 FOSSIL GROUP INC 38,310 1,702 0.05%
349 INTL PAPER CO 41,069 1,685 0.05%
350 BRUNSWICK CORP 34,700 1,665 0.04%
Page 7 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
2 ISHARES TR 9,915,000 339,589 9.05% Put
3 ISHARES TR 3,692,000 211,035 5.63% Put
4 ISHARES TR 840,000 92,929 2.48% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
6 APPLE INC 429,356 46,796 1.25%
7 MICROSOFT CORP 592,696 32,735 0.87%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 TCP CAP CORP 1,603,372 23,906 0.64%
14 ARVINMERITOR INC 24,950,000 23,328 0.62%
15 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
16 EXXON MOBIL CORP 229,736 19,204 0.51%
17 GILEAD SCIENCES INC 199,722 18,346 0.49%
18 CITRIX SYS INC 14,968,000 16,717 0.45%
19 ALPHABET INC 21,723 16,572 0.44%
20 MERITOR INC 13,506,000 15,659 0.42%
21 HOME DEPOT INC 116,147 15,497 0.41%
22 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
23 FACEBOOK INC 134,260 15,319 0.41%
24 CITIGROUPINC 352,121 14,701 0.39%
25 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
26 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
27 ALPHABET INC 17,926 13,354 0.36%
28 ALLERGAN PLC 14,500 13,304 0.35%
29 WELLS FARGO & CO NEW 271,090 13,110 0.35%
30 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
31 JPMORGAN CHASE & CO 217,014 12,852 0.34%
32 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
33 Anadarko Petroleum Corp 360,000 12,427 0.33%
34 AMGEN INC 82,296 12,339 0.33%
35 ORACLE CORP 297,945 12,189 0.32%
36 DISNEY WALT CO 122,134 12,129 0.32%
37 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.31%
38 CISCO SYS INC 411,866 11,726 0.31%
39 INTEL CORP 357,434 11,563 0.31%
40 PFIZER INC 389,640 11,549 0.31%
41 ABBVIE INC 196,809 11,242 0.30%
42 MCDONALDS CORP 87,215 10,961 0.29%
43 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
44 SANDISK CORP 10,000,000 10,381 0.28%
45 AMAZON COM INC 17,387 10,322 0.28%
46 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
47 AT&T INC 241,497 9,459 0.25%
48 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
49 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
50 BANK AMER CORP 675,413 9,132 0.24%
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