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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
2 ISHARES TR 9,915,000 339,589 9.11% Put
3 ISHARES TR 3,692,000 211,035 5.66% Put
4 ISHARES TR 840,000 92,929 2.49% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
6 APPLE INC 429,356 46,796 1.26%
7 MICROSOFT CORP 592,696 32,735 0.88%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 ARVINMERITOR INC 24,950,000 23,328 0.63%
14 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
15 EXXON MOBIL CORP 229,736 19,204 0.52%
16 GILEAD SCIENCES INC 199,722 18,346 0.49%
17 CITRIX SYS INC 14,968,000 16,717 0.45%
18 ALPHABET INC 21,723 16,572 0.44%
19 MERITOR INC 13,506,000 15,659 0.42%
20 HOME DEPOT INC 116,147 15,497 0.42%
21 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
22 FACEBOOK INC 134,260 15,319 0.41%
23 CITIGROUPINC 352,121 14,701 0.39%
24 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
25 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
26 ALPHABET INC 17,926 13,354 0.36%
27 ALLERGAN PLC 14,500 13,304 0.36%
28 WELLS FARGO & CO NEW 271,090 13,110 0.35%
29 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
30 JPMORGAN CHASE & CO 217,014 12,852 0.34%
31 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
32 Anadarko Petroleum Corp 360,000 12,427 0.33%
33 AMGEN INC 82,296 12,339 0.33%
34 ORACLE CORP 297,945 12,189 0.33%
35 DISNEY WALT CO 122,134 12,129 0.33%
36 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
37 CISCO SYS INC 411,866 11,726 0.31%
38 INTEL CORP 357,434 11,563 0.31%
39 PFIZER INC 389,640 11,549 0.31%
40 ABBVIE INC 196,809 11,242 0.30%
41 MCDONALDS CORP 87,215 10,961 0.29%
42 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
43 SANDISK CORP 10,000,000 10,381 0.28%
44 AMAZON COM INC 17,387 10,322 0.28%
45 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
46 AT&T INC 241,497 9,459 0.25%
47 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
48 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
49 BANK AMER CORP 675,413 9,132 0.25%
50 LINKEDIN CORP 10,000,000 9,056 0.24%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
651 MACERICH CO 6,982 553 0.01%
652 NEWS CORP CL A 43,196 552 0.01%
653 TRACTOR SUPPLY CO 6,100 552 0.01%
654 XL Group plc 14,935 550 0.01%
655 MANPOWERGROUP INC 6,700 546 0.01%
656 MOLSON COORS BREWING CO 5,629 541 0.01%
657 CARTERS INC 5,100 537 0.01%
658 TELEPHONE DATA SYS INC 17,818 536 0.01%
659 MIDDLEBY CORP 5,000 534 0.01%
660 SELECT SECTOR SPDR TR 8,600 533 0.01%
661 VIAVI SOLUTIONS INC 77,600 532 0.01%
662 SVB FINANCIAL GROUP 5,210 532 0.01%
663 ANALOG DEVICES INC 8,993 532 0.01%
664 PEOPLES UNITED FINANCIAL INC 33,210 529 0.01%
665 TWO HBRS INVT CORP 66,300 526 0.01%
666 CSX CORP 20,380 525 0.01%
667 DTE ENERGY CO 5,782 524 0.01%
668 COPA HOLDINGS SA 7,700 522 0.01%
669 PACWEST BANCORP DEL COM 14,000 520 0.01%
670 PVH CORPORATION 5,250 520 0.01%
671 AMC NETWORKS INC CL A 8,000 520 0.01%
672 TERRAFORM PWR INC CL A COM 59,100 511 0.01%
673 Adt Corp 12,350 510 0.01%
674 EDGEWELL PERS CARE CO 6,280 506 0.01%
675 SKYWEST INC 25,300 506 0.01%
676 STARWOOD PPTY TR INC COM 26,700 505 0.01%
677 APPLE HOSPITALITY REIT INC 25,300 501 0.01%
678 Teekay Offshore Partners LP 87,987 499 0.01%
679 RPX CORP 44,100 497 0.01%
680 EVERSOURCE ENERGY 8,515 497 0.01%
681 DOLBY LABORATORIES INC 11,400 495 0.01%
682 HILL ROM HLDGS INC 9,800 493 0.01%
683 SUNCOR ENERGY INC NEW 17,619 490 0.01%
684 AVANGRID INC COM 12,200 489 0.01%
685 CINEMARK HOLDINGS INC 13,600 487 0.01%
686 ACUITY BRANDS INC 2,230 486 0.01%
687 RE MAX HLDGS INC CL A 14,100 484 0.01%
688 NORWEGIAN CRUISE LINE HLDG L 8,700 481 0.01%
689 CACI INTL INC CL A 4,500 480 0.01%
690 DOUGLAS DYNAMICS INC 20,900 479 0.01%
691 HANOVER INS GROUP INC 5,300 478 0.01%
692 HAEMONETICS CORP MASS COM 13,605 476 0.01%
693 CROWN CASTLE INTL CORP NEW 5,500 476 0.01%
694 FRANKS INTL N V 28,900 476 0.01%
695 BROADRIDGE FINL SOLUTIONS IN 7,960 472 0.01%
696 AGL Resources Inc 7,238 471 0.01%
697 GODADDY INC 14,500 469 0.01%
698 MURPHY OIL 18,433 464 0.01%
699 Ishares - Japan 40,400 461 0.01%
700 WORLD FUEL SVCS CORP 9,400 457 0.01%
Page 14 of 19