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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
2 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
3 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
4 ARVINMERITOR INC 24,950,000 23,328 0.63%
5 NOVATION COS INC 19,258,775 1,250 0.03%
6 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
7 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
8 VIOLIN MEMORY INC 15,000,000 5,100 0.14%
9 CITRIX SYS INC 14,968,000 16,717 0.45%
10 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
11 MERITOR INC 13,506,000 15,659 0.42%
12 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
13 CHESAPEAKE ENERGY CORP 10,000,000 6,325 0.17%
14 SANDISK CORP 10,000,000 10,381 0.28%
15 LINKEDIN CORP 10,000,000 9,056 0.24%
16 ISHARES TR 9,915,000 339,589 9.11% Put
17 CHESAPEAKE ENERGY CORP 8,690,000 5,496 0.15%
18 GOGO INC 6,300,000 4,843 0.13%
19 INTEL CORP JR SB CONV DB 39 5,000,000 7,953 0.21%
20 AK STL CORP 4,625,000 4,148 0.11%
21 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
22 ISHARES TR 3,692,000 211,035 5.66% Put
23 GREEN PLAINS INC 3,500,000 3,472 0.09%
24 ADELPHIA RECOVERY TR 1,783,299 0 0.00%
25 ECC CAPITAL CORPORATION 1,200,000 41 0.00%
26 GENERAL ELECTRIC CO 894,062 28,422 0.76%
27 ISHARES TR 840,000 92,929 2.49% Put
28 BANK AMER CORP 675,413 9,132 0.25%
29 SEADRILL PARTNERS LLC 635,944 2,213 0.06%
30 MICROSOFT CORP 592,696 32,735 0.88%
31 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
32 GSE SYS INC 472,100 1,279 0.03%
33 APPLE INC 429,356 46,796 1.26%
34 CISCO SYS INC 411,866 11,726 0.31%
35 CALGON CARBON CORP 403,729 5,660 0.15%
36 PFIZER INC 389,640 11,549 0.31%
37 REGIONS FINANCIAL CORP NEW 374,118 2,937 0.08%
38 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
39 FRONTIER COMMUNICATIONS CORP 367,115 2,052 0.06%
40 Anadarko Petroleum Corp 360,000 12,427 0.33%
41 INTEL CORP 357,434 11,563 0.31%
42 CITIGROUPINC 352,121 14,701 0.39%
43 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 349,250 6,854 0.18%
44 CENGAGE LEARNING HOLDINGS II L.P. 341,054 6,437 0.17%
45 SUPREME INDS INC 317,706 2,809 0.08%
46 FORD MTR CO DEL 313,275 4,229 0.11%
47 WESTERN UN CO 310,915 5,998 0.16%
48 ENTERPRISE PRODS PARTNERS L 304,759 7,503 0.20%
49 ORACLE CORP 297,945 12,189 0.33%
50 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
501 SEI INVESTMENTS CO 22,500 969 0.03%
502 CBRE GROUP INC 33,585 968 0.03%
503 MSG NETWORK INC 55,900 967 0.03%
504 VCA INCORPORATED 16,700 963 0.03%
505 DOMTAR CORP 23,600 956 0.03%
506 BARINGS PARTN INVS TRUST 66,220 946 0.03%
507 PBF ENERGY INC 28,500 946 0.03%
508 SIMON PPTY GROUP INC NEW 4,528 940 0.03%
509 BERRY PLASTICS GROUP INC 26,000 940 0.03%
510 EVEREST RE GROUP LTD 4,760 940 0.03%
511 TECH DATA CORP 12,200 937 0.02%
512 FIREEYE INC 51,900 934 0.02%
513 FREEPORT-MCMORAN INC 89,868 929 0.02%
514 NORDSON CORP 12,200 928 0.02%
515 ESSEX PPTY TR INC 3,963 927 0.02%
516 TERADYNE INC 42,900 926 0.02%
517 MATTEL INC 27,551 926 0.02%
518 NEWELL BRANDS 20,821 922 0.02%
519 LIBERTY MEDIA HOLDING CP INTER A 36,500 922 0.02%
520 C H ROBINSON WORLDWIDE INC 12,374 919 0.02%
521 ACTIVISION BLIZZARD INC 27,100 917 0.02%
522 APPLIED MATLS INC 43,106 913 0.02%
523 IAC INTERACTIVECORP 19,400 913 0.02%
524 D R HORTON INC 29,906 904 0.02%
525 COMMUNITY HEALTH SYS INC NEW 48,400 896 0.02%
526 PAYCHEX INC 16,477 890 0.02%
527 ZIMMER BIOMET HLDGS INC 8,259 881 0.02%
528 HASBRO INC 10,978 879 0.02%
529 ZOETIS INC 19,747 875 0.02%
530 Linear Technology Corp 19,606 874 0.02%
531 GATX CORP 18,400 874 0.02%
532 VERISIGN INC 9,820 869 0.02%
533 AVNET INC 19,600 868 0.02%
534 GOLAR LNG PARTNERS LP 58,368 857 0.02%
535 BOSTON PROPERTIES INC 6,710 853 0.02%
536 CF INDS HLDGS INC 27,015 847 0.02%
537 NEWMONT CORP 31,754 844 0.02%
538 PG&E CORP 13,969 834 0.02%
539 VWR CORP 30,800 833 0.02%
540 DILLARDS INC 9,770 830 0.02%
541 CMS ENERGY CORP 19,513 828 0.02%
542 TALLGRASS ENERGY PAR 21,600 828 0.02%
543 PERKINELMER INC 16,654 824 0.02%
544 Lifepoint Hospitals Inc 24,500 819 0.02%
545 CORE LABORATORIES N V 7,267 817 0.02%
546 PREMIER INC CL A 24,484 817 0.02%
547 SIGNATURE BANK 5,990 815 0.02%
548 SANDISK CORP 10,693 814 0.02%
549 HUNTINGTON BANCSHARES INC 85,181 813 0.02%
550 DISH NETWORK A 17,500 810 0.02%
Page 11 of 19