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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
2 ISHARES TR 9,915,000 339,589 9.11% Put
3 ISHARES TR 3,692,000 211,035 5.66% Put
4 ISHARES TR 840,000 92,929 2.49% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
6 APPLE INC 429,356 46,796 1.26%
7 MICROSOFT CORP 592,696 32,735 0.88%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 ARVINMERITOR INC 24,950,000 23,328 0.63%
14 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
15 EXXON MOBIL CORP 229,736 19,204 0.52%
16 GILEAD SCIENCES INC 199,722 18,346 0.49%
17 CITRIX SYS INC 14,968,000 16,717 0.45%
18 ALPHABET INC 21,723 16,572 0.44%
19 MERITOR INC 13,506,000 15,659 0.42%
20 HOME DEPOT INC 116,147 15,497 0.42%
21 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
22 FACEBOOK INC 134,260 15,319 0.41%
23 CITIGROUPINC 352,121 14,701 0.39%
24 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
25 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
26 ALPHABET INC 17,926 13,354 0.36%
27 ALLERGAN PLC 14,500 13,304 0.36%
28 WELLS FARGO & CO NEW 271,090 13,110 0.35%
29 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
30 JPMORGAN CHASE & CO 217,014 12,852 0.34%
31 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
32 Anadarko Petroleum Corp 360,000 12,427 0.33%
33 AMGEN INC 82,296 12,339 0.33%
34 ORACLE CORP 297,945 12,189 0.33%
35 DISNEY WALT CO 122,134 12,129 0.33%
36 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
37 CISCO SYS INC 411,866 11,726 0.31%
38 INTEL CORP 357,434 11,563 0.31%
39 PFIZER INC 389,640 11,549 0.31%
40 ABBVIE INC 196,809 11,242 0.30%
41 MCDONALDS CORP 87,215 10,961 0.29%
42 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
43 SANDISK CORP 10,000,000 10,381 0.28%
44 AMAZON COM INC 17,387 10,322 0.28%
45 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
46 AT&T INC 241,497 9,459 0.25%
47 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
48 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
49 BANK AMER CORP 675,413 9,132 0.25%
50 LINKEDIN CORP 10,000,000 9,056 0.24%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
751 ROCKWELL COLLINS INC 4,125 380 0.01%
752 CHICAGO BRIDGE & IRON CO N V 10,300 377 0.01%
753 TERRA NITROGEN CO L P 3,350 373 0.01%
754 CARE CAP PPTYS INC 13,900 373 0.01%
755 WEBSTER FINL CORP CONN 10,400 373 0.01%
756 IROBOT CORP 10,500 371 0.01%
757 INTEGRA LIFESCIENCES HLDGS CP COM NEW 5,500 370 0.01%
758 SPARTANNASH CO COM 12,200 370 0.01%
759 WASTE MGMT INC DEL 6,258 369 0.01%
760 ARCELORMITTAL SA LUXEMBOURG 80,600 369 0.01%
761 COMPANIA DE MINAS BUENAVENTU 50,100 369 0.01%
762 SYMANTEC CORP 20,034 368 0.01%
763 ORBITAL ATK INC 4,212 366 0.01%
764 EAST WEST BANCORP INC 11,200 364 0.01%
765 WESTERN REFNG INC 12,500 364 0.01%
766 Alcoa 37,717 361 0.01%
767 REGENCY CTRS CORP 4,800 359 0.01%
768 GENERAC HLDGS INC 9,600 358 0.01%
769 ROYAL CARIBBEAN GROUP 4,300 353 0.01%
770 FIRST DATA CORP NEW 27,200 352 0.01%
771 B/E AEROSPACE INC 7,600 351 0.01%
772 FIBRIA CELULOSE S A SP ADR REP COM 41,300 350 0.01%
773 GARTNER INC 3,900 348 0.01%
774 DONALDSON INC 10,875 347 0.01%
775 Bimini Capital Management, Inc. 211,628 347 0.01%
776 NATIONAL RETAIL PPTYS INC 7,500 347 0.01%
777 FIRST CTZNS BANCSHARES INC N 1,370 344 0.01%
778 VALIDUS HOLDINGS LTD 7,300 344 0.01%
779 NISOURCE 14,575 343 0.01%
780 RESMED INC 5,900 341 0.01%
781 CRESCENT PT ENERGY CORP 24,600 340 0.01%
782 OWENS CORNING NEW 7,200 340 0.01%
783 ANSYS 3,800 340 0.01%
784 TEMPUR SEALY INTL INC 5,600 340 0.01%
785 USANA HEALTH SCIENCES INC 2,800 340 0.01%
786 NEW YORK CMNTY BANCORP INC 21,290 339 0.01%
787 DISCOVERY COMMUNICATNS NEW 12,500 338 0.01%
788 Snyders-Lance Inc 10,600 334 0.01%
789 SASOL LTD 11,300 334 0.01%
790 QUEST DIAGNOSTICS INC 4,644 332 0.01%
791 SYNCHRONOSS TECHNOLOGIES INC 10,200 330 0.01%
792 S&P GLOBAL INC 3,297 326 0.01%
793 UDR INC 8,400 324 0.01%
794 RYDER SYS INC 5,002 324 0.01%
795 ATMOS ENERGY CORP 4,350 323 0.01%
796 HOST HOTELS & RESORTS INC 18,970 317 0.01%
797 EBIX INC 7,700 314 0.01%
798 G-III APPAREL GROUP LTD 6,400 313 0.01%
799 WASTE CONNECTIONS INC 10,044 312 0.01%
800 SUBURBAN PROPANE PARTNERS LP COM USD1 10,400 311 0.01%
Page 16 of 19