Dark
Light
System
Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
2 ISHARES TR 9,915,000 339,589 9.11% Put
3 ISHARES TR 3,692,000 211,035 5.66% Put
4 ISHARES TR 840,000 92,929 2.49% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
6 APPLE INC 429,356 46,796 1.26%
7 MICROSOFT CORP 592,696 32,735 0.88%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 ARVINMERITOR INC 24,950,000 23,328 0.63%
14 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
15 EXXON MOBIL CORP 229,736 19,204 0.52%
16 GILEAD SCIENCES INC 199,722 18,346 0.49%
17 CITRIX SYS INC 14,968,000 16,717 0.45%
18 ALPHABET INC 21,723 16,572 0.44%
19 MERITOR INC 13,506,000 15,659 0.42%
20 HOME DEPOT INC 116,147 15,497 0.42%
21 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
22 FACEBOOK INC 134,260 15,319 0.41%
23 CITIGROUPINC 352,121 14,701 0.39%
24 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
25 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
26 ALPHABET INC 17,926 13,354 0.36%
27 ALLERGAN PLC 14,500 13,304 0.36%
28 WELLS FARGO & CO NEW 271,090 13,110 0.35%
29 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
30 JPMORGAN CHASE & CO 217,014 12,852 0.34%
31 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
32 Anadarko Petroleum Corp 360,000 12,427 0.33%
33 AMGEN INC 82,296 12,339 0.33%
34 ORACLE CORP 297,945 12,189 0.33%
35 DISNEY WALT CO 122,134 12,129 0.33%
36 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
37 CISCO SYS INC 411,866 11,726 0.31%
38 INTEL CORP 357,434 11,563 0.31%
39 PFIZER INC 389,640 11,549 0.31%
40 ABBVIE INC 196,809 11,242 0.30%
41 MCDONALDS CORP 87,215 10,961 0.29%
42 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
43 SANDISK CORP 10,000,000 10,381 0.28%
44 AMAZON COM INC 17,387 10,322 0.28%
45 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
46 AT&T INC 241,497 9,459 0.25%
47 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
48 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
49 BANK AMER CORP 675,413 9,132 0.25%
50 LINKEDIN CORP 10,000,000 9,056 0.24%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
551 ZOETIS INC 19,747 875 0.02%
552 TIME WARNER INC NEW 19,614 4,013 0.11%
553 Linear Technology Corp 19,606 874 0.02%
554 BUCKEYE PARTNERS L P 19,600 1,332 0.04%
555 AVNET INC 19,600 868 0.02%
556 CMS ENERGY CORP 19,513 828 0.02%
557 IAC INTERACTIVECORP 19,400 913 0.02%
558 CONSOLIDATED EDISON INC 19,351 1,483 0.04%
559 CHASE PACKAGING CORP TEX 19,082 1 0.00%
560 INVESCO LTD 19,035 586 0.02%
561 HOST HOTELS & RESORTS INC 18,970 317 0.01%
562 QUINTILES IMS HOLDINGS INC 18,662 1,215 0.03%
563 NETFLIX INC 18,642 1,906 0.05%
564 GRACO INC 18,600 1,562 0.04%
565 SELECT SECTOR SPDR TR 18,500 1,254 0.03%
566 MURPHY OIL 18,433 464 0.01%
567 CIT GROUP INC 18,400 571 0.02%
568 GATX CORP 18,400 874 0.02%
569 AGILENT TECHNOLOGIES INC 18,336 731 0.02%
570 SS&C TECHNOLOGIES HLDGS INC 18,300 1,161 0.03%
571 CENTERPOINT ENERGY INC 18,166 380 0.01%
572 SELECT SECTOR SPDR TR 18,100 1,004 0.03%
573 PPG INDS INC 18,036 2,011 0.05%
574 Neustar Inc CL A 18,000 443 0.01%
575 ALPHABET INC 17,926 13,354 0.36%
576 TELEPHONE DATA SYS INC 17,818 536 0.01%
577 SCICLONE PHARMACEUTICALS INC 17,700 195 0.01%
578 OCEANEERING INTL INC 17,700 588 0.02%
579 PRINCIPAL FIN GROUP 17,664 697 0.02%
580 FIDELITY NATL INFORMATION SV 17,660 1,118 0.03%
581 SUNCOR ENERGY INC NEW 17,619 490 0.01%
582 EXPEDIA INC DEL 17,542 1,891 0.05%
583 PETROBRAS ARGENTINA S A 17,500 115 0.00%
584 DISH NETWORK A 17,500 810 0.02%
585 Apollo Residentail Mtg Inc 17,500 235 0.01%
586 AVERY DENNISON CORP 17,497 1,262 0.03%
587 South32 Ltd American Depositary Shares Sponsored 17,406 95 0.00%
588 AMAZON COM INC 17,387 10,322 0.28%
589 SNAP ON INC 17,326 2,720 0.07%
590 TE CONNECTIVITY LTD 17,300 1,071 0.03%
591 EDWARDS LIFESCIENCES CORP 17,080 1,507 0.04%
592 CUMMINS INC 17,038 1,873 0.05%
593 L-3 Communications Hldgs 16,884 2,001 0.05%
594 DICKS SPORTING GOODS INC 16,800 785 0.02%
595 VCA INCORPORATED 16,700 963 0.03%
596 DUKE ENERGY CORP NEW 16,690 1,347 0.04%
597 PERKINELMER INC 16,654 824 0.02%
598 OMNICOM GROUP INC 16,545 1,377 0.04%
599 PAYCHEX INC 16,477 890 0.02%
600 XCEL ENERGY INC 16,337 683 0.02%
Page 12 of 19