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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
2 ISHARES TR 9,915,000 339,589 9.11% Put
3 ISHARES TR 3,692,000 211,035 5.66% Put
4 ISHARES TR 840,000 92,929 2.49% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
6 APPLE INC 429,356 46,796 1.26%
7 MICROSOFT CORP 592,696 32,735 0.88%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 ARVINMERITOR INC 24,950,000 23,328 0.63%
14 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
15 EXXON MOBIL CORP 229,736 19,204 0.52%
16 GILEAD SCIENCES INC 199,722 18,346 0.49%
17 CITRIX SYS INC 14,968,000 16,717 0.45%
18 ALPHABET INC 21,723 16,572 0.44%
19 MERITOR INC 13,506,000 15,659 0.42%
20 HOME DEPOT INC 116,147 15,497 0.42%
21 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
22 FACEBOOK INC 134,260 15,319 0.41%
23 CITIGROUPINC 352,121 14,701 0.39%
24 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
25 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
26 ALPHABET INC 17,926 13,354 0.36%
27 ALLERGAN PLC 14,500 13,304 0.36%
28 WELLS FARGO & CO NEW 271,090 13,110 0.35%
29 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
30 JPMORGAN CHASE & CO 217,014 12,852 0.34%
31 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
32 Anadarko Petroleum Corp 360,000 12,427 0.33%
33 AMGEN INC 82,296 12,339 0.33%
34 ORACLE CORP 297,945 12,189 0.33%
35 DISNEY WALT CO 122,134 12,129 0.33%
36 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
37 CISCO SYS INC 411,866 11,726 0.31%
38 INTEL CORP 357,434 11,563 0.31%
39 PFIZER INC 389,640 11,549 0.31%
40 ABBVIE INC 196,809 11,242 0.30%
41 MCDONALDS CORP 87,215 10,961 0.29%
42 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
43 SANDISK CORP 10,000,000 10,381 0.28%
44 AMAZON COM INC 17,387 10,322 0.28%
45 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
46 AT&T INC 241,497 9,459 0.25%
47 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
48 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
49 BANK AMER CORP 675,413 9,132 0.25%
50 LINKEDIN CORP 10,000,000 9,056 0.24%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
701 SANDISK CORP 10,693 814 0.02%
702 ATLAS AIR WORLDWIDE HLDGS IN 10,600 448 0.01%
703 Snyders-Lance Inc 10,600 334 0.01%
704 FIRST SOLAR INC 10,600 726 0.02%
705 DELPHI AUTOMOTIVE PLC 10,500 788 0.02%
706 IROBOT CORP 10,500 371 0.01%
707 DOVER CORP 10,476 674 0.02%
708 BLOCK H & R INC 10,405 275 0.01%
709 SUBURBAN PROPANE PARTNERS LP COM USD1 10,400 311 0.01%
710 WEBSTER FINL CORP CONN 10,400 373 0.01%
711 A H BELO CORP 10,300 50 0.00%
712 CHICAGO BRIDGE & IRON CO N V 10,300 377 0.01%
713 CBS CORP NEW 10,227 563 0.02%
714 SYNCHRONOSS TECHNOLOGIES INC 10,200 330 0.01%
715 WASTE CONNECTIONS INC 10,044 312 0.01%
716 SCHWAB CHARLES CORP 10,034 281 0.01%
717 COPART INC 10,000 408 0.01%
718 ANTHRACITE CAP INC 10,000 0 0.00%
719 UPM-Kymmene Oyj Spon ADR 10,000 182 0.00%
720 WATERS CORP 9,900 1,306 0.03%
721 VERISIGN INC 9,820 869 0.02%
722 VECTOR GROUP LTD 9,800 224 0.01%
723 GENERAL DYNAMICS CORP 9,800 1,287 0.03%
724 HILL ROM HLDGS INC 9,800 493 0.01%
725 BROADCOM LTD 9,780 1,511 0.04%
726 DILLARDS INC 9,770 830 0.02%
727 CITIZENS FINL GROUP INC 9,700 203 0.01%
728 DUKE REALTY CORP 9,600 216 0.01%
729 GENERAC HLDGS INC 9,600 358 0.01%
730 BARD C R INC 9,586 1,943 0.05%
731 KELLOGG CO 9,503 727 0.02%
732 COSTCO WHSL CORP NEW 9,454 1,490 0.04%
733 JACOBS ENGR GROUP INC 9,444 411 0.01%
734 WORLD FUEL SVCS CORP 9,400 457 0.01%
735 DOMINOS PIZZA INC 9,370 1,236 0.03%
736 WEC ENERGY GROUP INC 9,326 560 0.01%
737 V F CORP 9,300 602 0.02%
738 CASEY'S GENERAL STORES INC COM 9,200 1,043 0.03%
739 VALMONT INDS INC 9,150 1,133 0.03%
740 ANALOG DEVICES INC 8,993 532 0.01%
741 AMERIGAS PARTNERS L P 8,949 389 0.01%
742 CHARLES RIV LABS INTL INC 8,900 676 0.02%
743 BOOZ ALLEN HAMILTON HLDG COR 8,900 269 0.01%
744 Hercules II 6/30/29 6.5% 8,846 7,298 0.19%
745 MEDNAX INC 8,800 569 0.02%
746 WESTLAKE CHEM CORP 8,760 406 0.01%
747 RAYTHEON CO 8,725 1,070 0.03%
748 NORWEGIAN CRUISE LINE HLDG L 8,700 481 0.01%
749 ISHARES 8,700 224 0.01%
750 SYNGENTA AG 8,700 721 0.02%
Page 15 of 19