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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
2 ISHARES TR 9,915,000 339,589 9.11% Put
3 ISHARES TR 3,692,000 211,035 5.66% Put
4 ISHARES TR 840,000 92,929 2.49% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
6 APPLE INC 429,356 46,796 1.26%
7 MICROSOFT CORP 592,696 32,735 0.88%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 ARVINMERITOR INC 24,950,000 23,328 0.63%
14 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
15 EXXON MOBIL CORP 229,736 19,204 0.52%
16 GILEAD SCIENCES INC 199,722 18,346 0.49%
17 CITRIX SYS INC 14,968,000 16,717 0.45%
18 ALPHABET INC 21,723 16,572 0.44%
19 MERITOR INC 13,506,000 15,659 0.42%
20 HOME DEPOT INC 116,147 15,497 0.42%
21 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
22 FACEBOOK INC 134,260 15,319 0.41%
23 CITIGROUPINC 352,121 14,701 0.39%
24 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
25 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
26 ALPHABET INC 17,926 13,354 0.36%
27 ALLERGAN PLC 14,500 13,304 0.36%
28 WELLS FARGO & CO NEW 271,090 13,110 0.35%
29 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
30 JPMORGAN CHASE & CO 217,014 12,852 0.34%
31 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
32 Anadarko Petroleum Corp 360,000 12,427 0.33%
33 AMGEN INC 82,296 12,339 0.33%
34 ORACLE CORP 297,945 12,189 0.33%
35 DISNEY WALT CO 122,134 12,129 0.33%
36 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
37 CISCO SYS INC 411,866 11,726 0.31%
38 INTEL CORP 357,434 11,563 0.31%
39 PFIZER INC 389,640 11,549 0.31%
40 ABBVIE INC 196,809 11,242 0.30%
41 MCDONALDS CORP 87,215 10,961 0.29%
42 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
43 SANDISK CORP 10,000,000 10,381 0.28%
44 AMAZON COM INC 17,387 10,322 0.28%
45 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
46 AT&T INC 241,497 9,459 0.25%
47 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
48 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
49 BANK AMER CORP 675,413 9,132 0.25%
50 LINKEDIN CORP 10,000,000 9,056 0.24%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
751 MONRO MUFFLER BRAKE INC 8,600 615 0.02%
752 SELECT SECTOR SPDR TR 8,600 533 0.01%
753 SINCLAIR BROADCAST GROUP INC 8,600 264 0.01%
754 AMETEK INC NEW 8,575 429 0.01%
755 EVERSOURCE ENERGY 8,515 497 0.01%
756 VSE CORP 8,500 577 0.02%
757 VOYA FINANCIAL INC 8,500 253 0.01%
758 PUBLIC STORAGE 8,440 2,328 0.06%
759 LOCKHEED MARTIN CORP 8,436 1,869 0.05%
760 UDR INC 8,400 324 0.01%
761 KIMBERLY CLARK CORP 8,265 1,112 0.03%
762 ZIMMER BIOMET HLDGS INC 8,259 881 0.02%
763 TECO ENERGY INC COM 8,223 226 0.01%
764 IHS INC A 8,130 1,009 0.03%
765 TD AMERITRADE HLDG CORP 8,100 255 0.01%
766 INSIGHT ENTERPRISES INC 8,100 232 0.01%
767 MKS INSTRS INC COM 8,100 305 0.01%
768 AMC NETWORKS INC CL A 8,000 520 0.01%
769 ISHARES 8,000 210 0.01%
770 AMERICAN FINL GROUP INC OHIO 8,000 563 0.02%
771 BROADRIDGE FINL SOLUTIONS IN 7,960 472 0.01%
772 ALLIED WRLD ASSUR COM HLDG A 7,960 278 0.01%
773 LEVEL 3 COMM 7,940 420 0.01%
774 MEDIFAST INC COM 7,900 239 0.01%
775 CINTAS CORP 7,827 703 0.02%
776 VERISK ANALYTICS INC 7,800 623 0.02%
777 SL GREEN RLTY CORP 7,750 751 0.02%
778 CATALENT INC 7,749 207 0.01%
779 EBIX INC 7,700 314 0.01%
780 COPA HOLDINGS SA 7,700 522 0.01%
781 COACH INC 7,613 305 0.01%
782 B/E AEROSPACE INC 7,600 351 0.01%
783 ROPER TECHNOLOGIES INC 7,547 1,379 0.04%
784 NATIONAL RETAIL PPTYS INC 7,500 347 0.01%
785 PAPA JOHNS INTL INC COM 7,500 406 0.01%
786 LAZARD LTD 7,500 291 0.01%
787 RANDGOLD RES LTD 7,447 676 0.02%
788 MANTECH INTERNATIONAL CORP CL A 7,400 237 0.01%
789 VALIDUS HOLDINGS LTD 7,300 344 0.01%
790 CORE LABORATORIES N V 7,267 817 0.02%
791 AGL Resources Inc 7,238 471 0.01%
792 OWENS CORNING NEW 7,200 340 0.01%
793 STRYKER CORP 7,119 764 0.02%
794 AIR PRODS & CHEMS INC 7,045 1,015 0.03%
795 PLEXUS CORP COM 7,000 277 0.01%
796 MACERICH CO 6,982 553 0.01%
797 HUMANA INC 6,969 1,275 0.03%
798 ISHARES INC 6,900 205 0.01%
799 HARMAN INTL INDS INC 6,883 613 0.02%
800 HELMERICH & PAYNE INC 6,800 399 0.01%
Page 16 of 19