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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
2 ISHARES TR 9,915,000 339,589 9.11% Put
3 ISHARES TR 3,692,000 211,035 5.66% Put
4 ISHARES TR 840,000 92,929 2.49% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
6 APPLE INC 429,356 46,796 1.26%
7 MICROSOFT CORP 592,696 32,735 0.88%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 ARVINMERITOR INC 24,950,000 23,328 0.63%
14 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
15 EXXON MOBIL CORP 229,736 19,204 0.52%
16 GILEAD SCIENCES INC 199,722 18,346 0.49%
17 CITRIX SYS INC 14,968,000 16,717 0.45%
18 ALPHABET INC 21,723 16,572 0.44%
19 MERITOR INC 13,506,000 15,659 0.42%
20 HOME DEPOT INC 116,147 15,497 0.42%
21 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
22 FACEBOOK INC 134,260 15,319 0.41%
23 CITIGROUPINC 352,121 14,701 0.39%
24 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
25 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
26 ALPHABET INC 17,926 13,354 0.36%
27 ALLERGAN PLC 14,500 13,304 0.36%
28 WELLS FARGO & CO NEW 271,090 13,110 0.35%
29 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
30 JPMORGAN CHASE & CO 217,014 12,852 0.34%
31 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
32 Anadarko Petroleum Corp 360,000 12,427 0.33%
33 AMGEN INC 82,296 12,339 0.33%
34 ORACLE CORP 297,945 12,189 0.33%
35 DISNEY WALT CO 122,134 12,129 0.33%
36 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
37 CISCO SYS INC 411,866 11,726 0.31%
38 INTEL CORP 357,434 11,563 0.31%
39 PFIZER INC 389,640 11,549 0.31%
40 ABBVIE INC 196,809 11,242 0.30%
41 MCDONALDS CORP 87,215 10,961 0.29%
42 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
43 SANDISK CORP 10,000,000 10,381 0.28%
44 AMAZON COM INC 17,387 10,322 0.28%
45 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
46 AT&T INC 241,497 9,459 0.25%
47 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
48 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
49 BANK AMER CORP 675,413 9,132 0.25%
50 LINKEDIN CORP 10,000,000 9,056 0.24%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
801 NCI BLDG SYS INC 21,800 310 0.01%
802 SUNPOWER CORP 13,700 306 0.01%
803 MKS INSTRS INC COM 8,100 305 0.01%
804 COACH INC 7,613 305 0.01%
805 TWENTY FIRST CENTY FOX INC 10,800 305 0.01%
806 HENRY JACK & ASSOC INC 3,600 304 0.01%
807 MACQUARIE INFRASTRUCTURE COR 4,500 303 0.01%
808 PDL BIOPHARMA INC 89,800 299 0.01%
809 WILLIAMS SONOMA INC 5,400 296 0.01%
810 CONSOLIDATED COMM HLDGS INC COM 11,400 294 0.01%
811 DORMAN PRODUCTS INC 5,400 294 0.01%
812 REINSURANCE GROUP AMER INC 3,050 294 0.01%
813 VANGUARD INDEX FDS 2,800 293 0.01%
814 BOYD GAMING CORP COM 14,200 293 0.01%
815 ARCH CAP GROUP LTD 4,100 292 0.01%
816 ANTERO MIDSTREAM PARTNERS LP 13,200 292 0.01%
817 LAZARD LTD 7,500 291 0.01%
818 FAIR ISAAC CORP 2,700 286 0.01%
819 WATSCO INC 2,100 283 0.01%
820 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 3,375 282 0.01%
821 SCHWAB CHARLES CORP 10,034 281 0.01%
822 VULCAN MATLS CO 2,663 281 0.01%
823 EXTRA SPACE STORAGE INC 3,000 280 0.01%
824 AMERICAN TOWER CORP NEW 2,722 279 0.01%
825 ALLIED WRLD ASSUR COM HLDG A 7,960 278 0.01%
826 MARRIOTT VACATIONS WORLDWIDE C COM 4,100 277 0.01%
827 PLEXUS CORP COM 7,000 277 0.01%
828 BLOCK H & R INC 10,405 275 0.01%
829 TORO CO 3,180 274 0.01%
830 WEX INC 3,270 273 0.01%
831 UNIVERSAL ELECTRS INC 4,400 273 0.01%
832 INTERDIGITAL INC 4,900 273 0.01%
833 HERSHEY CO 2,966 273 0.01%
834 BOOZ ALLEN HAMILTON HLDG COR 8,900 269 0.01%
835 MID AMER APT CMNTYS INC 2,600 266 0.01%
836 SINCLAIR BROADCAST GROUP INC 8,600 264 0.01%
837 ALIGN TECHNOLOGY INC 3,600 262 0.01%
838 MCCORMICK & CO INC 2,634 262 0.01%
839 PRESTIGE BRANDS HLDGS INC 4,849 259 0.01%
840 ISHARES INC 4,900 259 0.01%
841 TELEDYNE TECHNOLOGIES INC 2,900 256 0.01%
842 TD AMERITRADE HLDG CORP 8,100 255 0.01%
843 Liberty Ventures 6,470 253 0.01%
844 VOYA FINANCIAL INC 8,500 253 0.01%
845 SPARK ENERGY INC 14,000 252 0.01%
846 PINNACLE FOODS INC DEL 5,500 246 0.01%
847 CDW CORP 5,900 245 0.01%
848 ARROW ELECTRONICS 3,800 245 0.01%
849 PACKAGING CORP AMER 4,000 242 0.01%
850 OFFICE DEPOT INC 34,000 241 0.01%
Page 17 of 19