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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
2 ISHARES TR 9,915,000 339,589 9.11% Put
3 ISHARES TR 3,692,000 211,035 5.66% Put
4 ISHARES TR 840,000 92,929 2.49% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
6 APPLE INC 429,356 46,796 1.26%
7 MICROSOFT CORP 592,696 32,735 0.88%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 ARVINMERITOR INC 24,950,000 23,328 0.63%
14 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
15 EXXON MOBIL CORP 229,736 19,204 0.52%
16 GILEAD SCIENCES INC 199,722 18,346 0.49%
17 CITRIX SYS INC 14,968,000 16,717 0.45%
18 ALPHABET INC 21,723 16,572 0.44%
19 MERITOR INC 13,506,000 15,659 0.42%
20 HOME DEPOT INC 116,147 15,497 0.42%
21 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
22 FACEBOOK INC 134,260 15,319 0.41%
23 CITIGROUPINC 352,121 14,701 0.39%
24 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
25 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
26 ALPHABET INC 17,926 13,354 0.36%
27 ALLERGAN PLC 14,500 13,304 0.36%
28 WELLS FARGO & CO NEW 271,090 13,110 0.35%
29 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
30 JPMORGAN CHASE & CO 217,014 12,852 0.34%
31 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
32 Anadarko Petroleum Corp 360,000 12,427 0.33%
33 AMGEN INC 82,296 12,339 0.33%
34 ORACLE CORP 297,945 12,189 0.33%
35 DISNEY WALT CO 122,134 12,129 0.33%
36 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
37 CISCO SYS INC 411,866 11,726 0.31%
38 INTEL CORP 357,434 11,563 0.31%
39 PFIZER INC 389,640 11,549 0.31%
40 ABBVIE INC 196,809 11,242 0.30%
41 MCDONALDS CORP 87,215 10,961 0.29%
42 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
43 SANDISK CORP 10,000,000 10,381 0.28%
44 AMAZON COM INC 17,387 10,322 0.28%
45 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
46 AT&T INC 241,497 9,459 0.25%
47 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
48 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
49 BANK AMER CORP 675,413 9,132 0.25%
50 LINKEDIN CORP 10,000,000 9,056 0.24%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
851 NRG ENERGY INC 156,620 2,038 0.05%
852 SPECTRASCIENCES COM 157,715 1 0.00%
853 WILLIAMS PARTNERS L P NEW 161,424 3,301 0.09%
854 SIRIUS XM HOLDINGS INC 162,300 641 0.02%
855 AES CORP 164,564 1,942 0.05%
856 BENEFICIAL BANCORP INC 167,200 2,289 0.06%
857 MERCK & CO INC 169,340 8,960 0.24%
858 NCR CORP NEW 175,200 5,244 0.14%
859 CHESAPEAKE ENERGY CORP 178,988 737 0.02%
860 RENTECH NITROGEN PARTNERS L P COM UNIT 179,100 2,044 0.05%
861 ARCHROCK PARTNERS L P 180,700 2,002 0.05%
862 TRANSOCEAN LTD 182,000 1,663 0.04%
863 ESSEX RENTAL CORP 189,350 47 0.00%
864 SPRINT CORP 195,100 679 0.02%
865 HEWLETT PACKARD ENTERPRISE C 195,337 3,463 0.09%
866 XEROX CORP 195,974 2,187 0.06%
867 KIMBALL ELECTRONICS INC COM 196,229 2,192 0.06%
868 ABBVIE INC 196,809 11,242 0.30%
869 GILEAD SCIENCES INC 199,722 18,346 0.49%
870 CLEAN ENERGY FUELS CORPORATION COM 200,000 586 0.02%
871 Bimini Capital Management, Inc. 211,628 347 0.01%
872 PLAINS ALL AMERN PIPELINE L 212,130 4,448 0.12%
873 JPMORGAN CHASE & CO 217,014 12,852 0.34%
874 SEADRILL LIMITED 218,000 719 0.02%
875 STAPLES INC 221,448 2,443 0.07%
876 HP INC 223,837 2,758 0.07%
877 EXXON MOBIL CORP 229,736 19,204 0.51%
878 TEGNA INC 237,174 5,564 0.15%
879 TEEKAY CORPORATION 240,000 2,078 0.06%
880 AT&T INC 241,497 9,459 0.25%
881 ONEOK PARTNERS LP 258,025 8,102 0.22%
882 MICRON TECHNOLOGY INC 267,750 2,803 0.07%
883 JOHNSON & JOHNSON 270,311 29,248 0.78%
884 WELLS FARGO & CO NEW 271,090 13,110 0.35%
885 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
886 ORACLE CORP 297,945 12,189 0.32%
887 ENTERPRISE PRODS PARTNERS L 304,759 7,503 0.20%
888 WESTERN UN CO 310,915 5,998 0.16%
889 FORD MTR CO DEL 313,275 4,229 0.11%
890 SUPREME INDS INC 317,706 2,809 0.07%
891 CENGAGE LEARNING HOLDINGS II L.P. 341,054 6,437 0.17%
892 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 349,250 6,854 0.18%
893 CITIGROUPINC 352,121 14,701 0.39%
894 INTEL CORP 357,434 11,563 0.31%
895 Anadarko Petroleum Corp 360,000 12,427 0.33%
896 FRONTIER COMMUNICATIONS CORP 367,115 2,052 0.05%
897 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
898 REGIONS FINANCIAL CORP NEW 374,118 2,937 0.08%
899 PFIZER INC 389,640 11,549 0.31%
900 CALGON CARBON CORP 403,729 5,660 0.15%
Page 18 of 19