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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
2 ISHARES TR 9,915,000 339,589 9.11% Put
3 ISHARES TR 3,692,000 211,035 5.66% Put
4 ISHARES TR 840,000 92,929 2.49% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
6 APPLE INC 429,356 46,796 1.26%
7 MICROSOFT CORP 592,696 32,735 0.88%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 ARVINMERITOR INC 24,950,000 23,328 0.63%
14 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
15 EXXON MOBIL CORP 229,736 19,204 0.52%
16 GILEAD SCIENCES INC 199,722 18,346 0.49%
17 CITRIX SYS INC 14,968,000 16,717 0.45%
18 ALPHABET INC 21,723 16,572 0.44%
19 MERITOR INC 13,506,000 15,659 0.42%
20 HOME DEPOT INC 116,147 15,497 0.42%
21 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
22 FACEBOOK INC 134,260 15,319 0.41%
23 CITIGROUPINC 352,121 14,701 0.39%
24 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
25 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
26 ALPHABET INC 17,926 13,354 0.36%
27 ALLERGAN PLC 14,500 13,304 0.36%
28 WELLS FARGO & CO NEW 271,090 13,110 0.35%
29 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
30 JPMORGAN CHASE & CO 217,014 12,852 0.34%
31 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
32 Anadarko Petroleum Corp 360,000 12,427 0.33%
33 AMGEN INC 82,296 12,339 0.33%
34 ORACLE CORP 297,945 12,189 0.33%
35 DISNEY WALT CO 122,134 12,129 0.33%
36 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
37 CISCO SYS INC 411,866 11,726 0.31%
38 INTEL CORP 357,434 11,563 0.31%
39 PFIZER INC 389,640 11,549 0.31%
40 ABBVIE INC 196,809 11,242 0.30%
41 MCDONALDS CORP 87,215 10,961 0.29%
42 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
43 SANDISK CORP 10,000,000 10,381 0.28%
44 AMAZON COM INC 17,387 10,322 0.28%
45 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
46 AT&T INC 241,497 9,459 0.25%
47 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
48 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
49 BANK AMER CORP 675,413 9,132 0.25%
50 LINKEDIN CORP 10,000,000 9,056 0.24%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
851 MEDIFAST INC COM 7,900 239 0.01%
852 NEWMARKET CORP 600 238 0.01%
853 PROSPERITY BANCSHARES INC 5,100 237 0.01%
854 MANTECH INTERNATIONAL CORP CL A 7,400 237 0.01%
855 Apollo Residentail Mtg Inc 17,500 235 0.01%
856 XYLEM INC 5,756 235 0.01%
857 ENERSYS 4,200 234 0.01%
858 INSIGHT ENTERPRISES INC 8,100 232 0.01%
859 KAMAN CORP COM 5,400 231 0.01%
860 HALLADOR ENERGY COMPANY 50,025 229 0.01%
861 TECO ENERGY INC COM 8,223 226 0.01%
862 ISHARES MSCI TAIWAN ETF 16,300 226 0.01%
863 MASIMO CORP 5,400 226 0.01%
864 PERRIGO CO PLC 1,750 224 0.01%
865 ISHARES 8,700 224 0.01%
866 PULTE GROUP INC 11,947 224 0.01%
867 VECTOR GROUP LTD 9,800 224 0.01%
868 CASH AMER INTL 5,800 224 0.01%
869 DIGITAL RLTY TR INC 2,500 221 0.01%
870 APARTMENT INVT & MGMT CO 5,249 220 0.01%
871 ELECTRONICS FOR IMAGING INC 5,200 220 0.01%
872 TEVA PHARMACEUTICAL INDS LTD 4,100 219 0.01%
873 PRIMERICA INC 4,900 218 0.01%
874 NOVO-NORDISK A S 4,000 217 0.01%
875 DUKE REALTY CORP 9,600 216 0.01%
876 CATO CORP NEW CL A 5,600 216 0.01%
877 THOMSON REUTERS CORP 5,300 215 0.01%
878 NABORS INDUSTRIES LTD 23,400 215 0.01%
879 TIFFANY & CO NEW 2,913 214 0.01%
880 VENTAS INC 3,361 212 0.01%
881 ISHARES 8,000 210 0.01%
882 VECTREN CORP 4,150 210 0.01%
883 HCP INC 6,411 209 0.01%
884 MSCI INC 2,800 207 0.01%
885 CATALENT INC 7,749 207 0.01%
886 RESOLUTE FST PRODS INC 37,466 206 0.01%
887 UNITED STATES CELLULAR CORP 4,500 206 0.01%
888 ISHARES INC 6,900 205 0.01%
889 HEALTHSOUTH CORP 5,420 204 0.01%
890 EQUITY LIFESTYLE PPTYS INC 2,800 204 0.01%
891 PINNACLE WEST 2,706 203 0.01%
892 CITIZENS FINL GROUP INC 9,700 203 0.01%
893 JAKKS PACIFIC INC 27,000 201 0.01%
894 AMSURG CORP 2,700 201 0.01%
895 T MOBILE US INC 5,250 201 0.01%
896 TETRA TECH INC NEW 6,700 200 0.01%
897 SCICLONE PHARMACEUTICALS INC 17,700 195 0.01%
898 UPM-Kymmene Oyj Spon ADR 10,000 182 0.00%
899 SPIRIT RLTY CAP INC NEW 16,100 181 0.00%
900 GROUPON INC 45,400 181 0.00%
Page 18 of 19