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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
2 ISHARES TR 9,915,000 339,589 9.11% Put
3 ISHARES TR 3,692,000 211,035 5.66% Put
4 ISHARES TR 840,000 92,929 2.49% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
6 APPLE INC 429,356 46,796 1.26%
7 MICROSOFT CORP 592,696 32,735 0.88%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 ARVINMERITOR INC 24,950,000 23,328 0.63%
14 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
15 EXXON MOBIL CORP 229,736 19,204 0.52%
16 GILEAD SCIENCES INC 199,722 18,346 0.49%
17 CITRIX SYS INC 14,968,000 16,717 0.45%
18 ALPHABET INC 21,723 16,572 0.44%
19 MERITOR INC 13,506,000 15,659 0.42%
20 HOME DEPOT INC 116,147 15,497 0.42%
21 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
22 FACEBOOK INC 134,260 15,319 0.41%
23 CITIGROUPINC 352,121 14,701 0.39%
24 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
25 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
26 ALPHABET INC 17,926 13,354 0.36%
27 ALLERGAN PLC 14,500 13,304 0.36%
28 WELLS FARGO & CO NEW 271,090 13,110 0.35%
29 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
30 JPMORGAN CHASE & CO 217,014 12,852 0.34%
31 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
32 Anadarko Petroleum Corp 360,000 12,427 0.33%
33 AMGEN INC 82,296 12,339 0.33%
34 ORACLE CORP 297,945 12,189 0.33%
35 DISNEY WALT CO 122,134 12,129 0.33%
36 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
37 CISCO SYS INC 411,866 11,726 0.31%
38 INTEL CORP 357,434 11,563 0.31%
39 PFIZER INC 389,640 11,549 0.31%
40 ABBVIE INC 196,809 11,242 0.30%
41 MCDONALDS CORP 87,215 10,961 0.29%
42 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
43 SANDISK CORP 10,000,000 10,381 0.28%
44 AMAZON COM INC 17,387 10,322 0.28%
45 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
46 AT&T INC 241,497 9,459 0.25%
47 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
48 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
49 BANK AMER CORP 675,413 9,132 0.25%
50 LINKEDIN CORP 10,000,000 9,056 0.24%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
851 RYDER SYS INC 5,002 324 0.01%
852 MIDDLEBY CORP 5,000 534 0.01%
853 JONES LANG LASALLE 4,980 584 0.02%
854 PRIMERICA INC 4,900 218 0.01%
855 INTERDIGITAL INC 4,900 273 0.01%
856 ISHARES INC 4,900 259 0.01%
857 NXP SEMICONDUCTORS N V 4,881 396 0.01%
858 PRESTIGE BRANDS HLDGS INC 4,849 259 0.01%
859 REGENCY CTRS CORP 4,800 359 0.01%
860 EVEREST RE GROUP LTD 4,760 940 0.03%
861 RENAISSANCERE HOLDINGS LTD 4,700 563 0.02%
862 QUEST DIAGNOSTICS INC 4,644 332 0.01%
863 ADVANCE AUTO PARTS INC 4,600 738 0.02%
864 CHECK POINT SOFTWARE TECH LT 4,600 402 0.01%
865 SIMON PPTY GROUP INC NEW 4,528 940 0.03%
866 UNITED STATES CELLULAR CORP 4,500 206 0.01%
867 MACQUARIE INFRASTRUCTURE COR 4,500 303 0.01%
868 CACI INTL INC CL A 4,500 480 0.01%
869 TELEFLEX INC 4,410 692 0.02%
870 UNIVERSAL ELECTRS INC 4,400 273 0.01%
871 ATMOS ENERGY CORP 4,350 323 0.01%
872 ROYAL CARIBBEAN GROUP 4,300 353 0.01%
873 FACTSET RESH SYS INC 4,250 644 0.02%
874 ORBITAL ATK INC 4,212 366 0.01%
875 ENERSYS 4,200 234 0.01%
876 VECTREN CORP 4,150 210 0.01%
877 ROCKWELL COLLINS INC 4,125 380 0.01%
878 MARRIOTT VACATIONS WORLDWIDE C COM 4,100 277 0.01%
879 TEVA PHARMACEUTICAL INDS LTD 4,100 219 0.01%
880 ARCH CAP GROUP LTD 4,100 292 0.01%
881 PACKAGING CORP AMER 4,000 242 0.01%
882 NOVO-NORDISK A S 4,000 217 0.01%
883 ESSEX PPTY TR INC 3,963 927 0.02%
884 GARTNER INC 3,900 348 0.01%
885 AMERCO 3,800 1,358 0.04%
886 ANSYS 3,800 340 0.01%
887 ARROW ELECTRONICS 3,800 245 0.01%
888 MOHAWK INDS 3,700 706 0.02%
889 HENRY JACK & ASSOC INC 3,600 304 0.01%
890 ALIGN TECHNOLOGY INC 3,600 262 0.01%
891 UNIVERSAL HLTH SVCS INC 3,540 442 0.01%
892 M & T BK CORP 3,441 382 0.01%
893 INTUITIVE SURGICAL INC 3,416 2,053 0.05%
894 STERICYCLE INC 3,404 430 0.01%
895 PRICELINE GRP INC 3,390 4,370 0.12%
896 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 3,375 282 0.01%
897 VENTAS INC 3,361 212 0.01%
898 TERRA NITROGEN CO L P 3,350 373 0.01%
899 S&P GLOBAL INC 3,297 326 0.01%
900 GRAINGER W W INC 3,296 769 0.02%
Page 18 of 19