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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000009015-17-000001) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
1 CHASE PACKAGING CORP TEX 19,082 0 0.00%
2 GEO SPECIALTY CHEMICALS, INC. 80,750 0 0.00%
3 SPECTRASCIENCES COM 157,715 0 0.00%
4 ADELPHIA RECOVERY TR 1,783,299 0 0.00%
5 GEOMET, INC. 85,857 1 0.00%
6 TSRC CORPORATION 12,000 12 0.00%
7 ESSEX RENTAL CORP 189,350 32 0.00%
8 Teekay Tankers LTD 19,800 45 0.00%
9 CAPITAL PRODUCT PARTNERS L P 22,600 72 0.00%
10 MID CON ENERGY PARTNERS LP COM UNIT REPST 32,769 85 0.00%
11 GOLD FIELDS LTD NEW 29,340 88 0.00%
12 ISHARES AUTOMATION & ROBOTICS UCITS ETF USD ACC 17,900 93 0.00%
13 JAKKS PACIFIC INC 22,600 116 0.00%
14 PETROBRAS ARGENTINA S A 17,500 123 0.00%
15 UNITED CMNTY FINL CORP OHIO 13,800 123 0.00%
16 AMKOR TECHNOLOGY INC 12,700 134 0.00%
17 PDL BIOPHARMA INC 64,400 137 0.00%
18 OPKO HEALTH INC 14,850 138 0.00%
19 GANNETT CO INC 15,300 149 0.00%
20 GROUPON INC 45,400 151 0.00%
21 DARLING INGREDIENTS INC 12,600 163 0.00%
22 South32 Ltd American Depositary Shares Sponsored 17,406 172 0.00%
23 SCICLONE PHARMACEUTICALS INC 17,700 191 0.00%
24 VWR CORP 8,000 200 0.01%
25 RESOLUTE FST PRODS INC 37,466 200 0.01%
26 NISOURCE 9,075 201 0.01%
27 BALCHEM CORP 2,400 201 0.01%
28 AFFILIATED MANAGERS GROUP 1,400 203 0.01%
29 AMERICAN FINL GROUP INC OHIO 2,300 203 0.01%
30 PINNACLE WEST 2,606 203 0.01%
31 ECOLAB INC 1,734 203 0.01%
32 PROVIDENT FINL SVCS INC COM 7,200 204 0.01%
33 VOYA FINANCIAL INC 5,200 204 0.01%
34 ISHARES TR 7,600 204 0.01%
35 KAMAN CORP COM 4,200 206 0.01%
36 ISHARES INC 8,500 210 0.01%
37 II VI INC 7,100 211 0.01%
38 EVERSOURCE ENERGY 3,815 211 0.01%
39 MARRIOTT VACATIONS WORLDWIDE C COM 2,500 212 0.01%
40 TESLA INC 1,000 214 0.01%
41 ALLSCRIPTS HEALTHCARE SOLUTN 21,300 217 0.01%
42 ISHARES 8,200 217 0.01%
43 ISHARES INC 7,400 218 0.01%
44 BNC BANCORP 6,900 220 0.01%
45 PULTE GROUP INC 11,947 220 0.01%
46 VULCAN MATLS CO 1,763 221 0.01%
47 MSCI INC 2,800 221 0.01%
48 CHILDRENS PL INC 2,200 222 0.01%
49 CHEESECAKE FACTORY INC 3,700 222 0.01%
50 OLD REP INTL CORP 11,700 222 0.01%
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