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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000009015-17-000001) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
851 UNITEDHEALTH GROUP INC 86,055 13,772 0.34%
852 BANK AMER CORP 624,813 13,808 0.35%
853 INTEL CORP 389,334 14,121 0.35%
854 AMAZON COM INC 19,067 14,298 0.36%
855 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 20,685,000 14,673 0.37%
856 Anadarko Petroleum Corp 360,000 14,994 0.38%
857 ALPHABET INC 19,493 15,447 0.39%
858 GENERAL ELECTRIC CO 509,762 16,108 0.40%
859 EXXON MOBIL CORP 201,236 18,164 0.45%
860 CITIGROUPINC 309,321 18,383 0.46%
861 JPMORGAN CHASE & CO 214,014 18,467 0.46%
862 MERITOR INC 12,784,000 18,481 0.46%
863 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 15,000,000 19,425 0.49%
864 JOHNSON & JOHNSON 182,971 21,080 0.53%
865 MICRON TECHNOLOGY INC SR SB CV NT 3 43 23,265,000 23,105 0.58%
866 TCP CAP CORP 1,603,372 27,097 0.68%
867 MICROSOFT CORP 476,096 29,585 0.74%
868 APPLE INC 325,286 37,675 0.94%
869 ISHARES TR 1,058,430 61,103 1.53%
870 ISHARES RUSSELL 3000 ETF 473,489 62,965 1.58%
871 PROCTER AND GAMBLE CO 1,111,972 93,495 2.34%
872 ISHARES TR 740,000 99,789 2.50% Put
873 ISHARES TR 4,413,300 254,780 6.38% Put
874 ISHARES TR 8,597,600 301,002 7.54% Put
875 SPDR S&P 500 ETF TR 5,426,000 1,212,874 30.38% Put
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