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Institutional Investment Manager
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA (CIK: 0000009631), registered under State Commercial Banks, located at 40 Temperance Street, Toronto, A6. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001614987-16-000007) filed in 2016.02.12
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 3,600,000 733,932 3.76% Put
2 COMCAST CORP NEW 6,477,100 365,503 1.87% Put
3 POWERSHARES QQQ TRUST 300,000 33,558 0.17% Put
4 ALIBABA GROUP HLDG LTD 271,500 22,065 0.11% Put
5 STANLEY BLACK &DECKER INC 155,300 16,575 0.08% Put
6 APPLE INC 120,000 12,631 0.06% Put
7 SELECT SECTOR SPDR TR 200,000 12,064 0.06% Put
8 CDN IMPERIAL BK COMM TORONTO 160,500 10,572 0.05% Put
9 MICRON TECHNOLOGY INC 733,100 10,381 0.05% Put
10 SANDISK CORP 94,700 7,196 0.04% Put
11 ROYAL BK CDA MONTREAL QUE 129,000 6,912 0.04% Put
12 GILEAD SCIENCES INC 40,000 4,048 0.02% Put
13 UNITED STATES OIL FUND LP 300,000 3,300 0.02% Put
14 APPLIED MATLS INC 170,800 3,189 0.02% Put
15 SPDR SERIES TRUST 100,000 3,022 0.02% Put
16 COCA COLA CO 70,000 3,007 0.02% Put
17 BANK MONTREAL QUE 52,500 2,962 0.02% Put
18 AMGEN INC 12,900 2,094 0.01% Put
19 INTEL CORP 50,000 1,723 0.01% Put
20 YAHOO INC 42,300 1,407 0.01% Put
21 MANULIFE FINL CORP 90,000 1,348 0.01% Put
22 Alcoa 135,000 1,332 0.01% Put
23 ICONIX BRAND GROUP INC 160,000 1,093 0.01% Put
24 SALESFORCE COM INC 10,000 784 0.00% Put
25 ISHARES TR 10,000 587 0.00% Put
26 BARRICK GOLD CORP 78,200 577 0.00% Put
27 ISHARES 25,400 525 0.00% Put
28 SPDR S&P 500 ETF TR 780,000 159,019 0.82% Call
29 COMCAST CORP NEW 2,662,100 150,222 0.77% Call
30 POWERSHARES QQQ TRUST 250,000 27,965 0.14% Call
31 APPLE INC 200,000 21,052 0.11% Call
32 YAHOO INC 365,300 12,150 0.06% Call
33 GILEAD SCIENCES INC 100,000 10,119 0.05% Call
34 VERIZON COMMUNICATIONS INC 200,000 9,244 0.05% Call
35 ALIBABA GROUP HLDG LTD 95,500 7,761 0.04% Call
36 WAL-MART STORES INC 100,000 6,130 0.03% Call
37 INTEL CORP 154,500 5,323 0.03% Call
38 COCA COLA CO 120,000 5,155 0.03% Call
39 SANDISK CORP 57,500 4,369 0.02% Call
40 APPLIED MATLS INC 141,000 2,632 0.01% Call
41 ICONIX BRAND GROUP INC 331,000 2,261 0.01% Call
42 BARRICK GOLD CORP 91,300 674 0.00% Call
43 MICRON TECHNOLOGY INC 35,000 496 0.00% Call
44 DELTA AIRLINES INC DEL 8,700 441 0.00% Call
45 VALEANT PHARMACEUTICALS INTL 4,000 407 0.00% Call
46 TWITTER INC 15,000 347 0.00% Call
47 TORONTO DOMINION BK ONT 39,766,854 1,558,686 7.99%
48 ROYAL BK CDA MONTREAL QUE 28,860,510 1,546,454 7.93%
49 BANK MONTREAL QUE 17,333,440 978,013 5.01%
50 CDN IMPERIAL BK COMM TORONTO 13,831,819 911,484 4.67%
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