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Institutional Investment Manager
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA (CIK: 0000009631), registered under State Commercial Banks, located at 40 Temperance Street, Toronto, A6. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001335382-16-000049) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 2,767,300 598,566 3.39% Put
2 COMCAST CORP NEW 5,973,200 396,262 2.25% Put
3 ALIBABA GROUP HLDG LTD 233,000 24,649 0.14% Put
4 MICRON TECHNOLOGY INC 773,400 13,751 0.08% Put
5 ISHARES TR 100,000 12,421 0.07% Put
6 PROCTER AND GAMBLE CO 60,000 5,385 0.03% Put
7 MORGAN STANLEY 150,000 4,809 0.03% Put
8 CDN IMPERIAL BK COMM TORONTO 60,000 4,652 0.03% Put
9 THOMSON REUTERS CORP 100,000 4,138 0.02% Put
10 APPLE INC 35,000 3,957 0.02% Put
11 INTEL CORP 90,000 3,398 0.02% Put
12 SPDR SERIES TRUST 76,600 2,946 0.02% Put
13 VERIZON COMMUNICATIONS INC 50,000 2,599 0.01% Put
14 BANK MONTREAL QUE 32,500 2,131 0.01% Put
15 ISHARES 50,000 1,687 0.01% Put
16 SELECT SECTOR SPDR TR 10,000 706 0.00% Put
17 BCE INC 15,000 693 0.00% Put
18 MANULIFE FINL CORP 42,000 593 0.00% Put
19 SHAW COMMUNICATIONS INC 23,200 475 0.00% Put
20 SPDR S&P 500 ETF TR 1,020,000 220,626 1.25% Call
21 COMCAST CORP NEW 1,600,900 106,204 0.60% Call
22 APPLE INC 305,100 34,629 0.20% Call
23 ALIBABA GROUP HLDG LTD 100,500 10,631 0.06% Call
24 CDN IMPERIAL BK COMM TORONTO 90,200 6,993 0.04% Call
25 WAL-MART STORES INC 81,400 5,870 0.03% Call
26 ENBRIDGE INC 121,300 5,365 0.03% Call
27 INTEL CORP 104,500 3,944 0.02% Call
28 SELECT SECTOR SPDR TR 50,000 3,530 0.02% Call
29 SPDR SERIES TRUST 76,600 2,946 0.02% Call
30 ISHARES TR 48,400 2,862 0.02% Call
31 VERIZON COMMUNICATIONS INC 42,100 2,188 0.01% Call
32 TWITTER INC 44,000 1,014 0.01% Call
33 VANECK ETF TRUST 30,000 792 0.00% Call
34 MICRON TECHNOLOGY INC 43,400 771 0.00% Call
35 MANULIFE FINL CORP 30,000 423 0.00% Call
36 BCE INC 4,500 208 0.00% Call
37 TORONTO DOMINION BK ONT 37,663,894 1,672,158 9.48%
38 ROYAL BK CDA MONTREAL QUE 26,861,662 1,663,952 9.43%
39 BANK MONTREAL QUE 16,253,083 1,065,157 6.04%
40 CDN IMPERIAL BK COMM TORONTO 13,325,182 1,033,363 5.86%
41 SPDR S&P 500 ETF TR 3,754,845 812,531 4.60%
42 ENBRIDGE INC 12,559,566 552,049 3.13%
43 MANULIFE FINL CORP 36,083,239 509,125 2.88%
44 ISHARES TR 9,777,020 366,150 2.07%
45 TRANSCANADA CORP 7,037,309 334,262 1.89%
46 ROGERS COMMUNICATIONS INC 7,719,047 327,523 1.86%
47 Ishares - Japan 19,259,685 241,516 1.37%
48 BCE INC 5,210,028 240,643 1.36%
49 SUN LIFE FINL INC 6,914,168 225,007 1.28%
50 ISHARES TR 919,300 200,003 1.13%
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