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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES TR 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES TR 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES TR 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC COM 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
251 VCA 6,463 452 0.02%
252 GOVERNMENT PPTYS INCOME TR 20,097 455 0.02%
253 GLOBAL X FDS 39,250 456 0.02%
254 NATIONAL CINEMEDIA INC 31,054 457 0.02%
255 LINCOLN NATL CORP IND 9,737 457 0.02%
256 DEPHEID 8,720 459 0.02%
257 CDN IMPERIAL BK COMM TORONTO 5,928 460 0.02%
258 TESLA INC 2,267 463 0.02%
259 HERCULES CAPITAL INC 34,541 468 0.02%
260 LINEAR TECHNOLOGY CORP 7,965 472 0.02%
261 CLEARBRIDGE ENERGY MLP FD INCORPORATED 28,967 472 0.02%
262 BROWN FORMAN CORP 9,998 474 0.02%
263 DORCHESTER MINERALS LP 31,276 482 0.02%
264 FLOTEK INDS INC DEL COM NEW 33,200 483 0.02%
265 SOUTHWESTERN ENERGY CO 35,091 486 0.02%
266 WAGEWORKS INC COM 8,021 489 0.02%
267 AMERICAN INTL GROUP INC 8,265 490 0.02%
268 TIME WARNER INC 6,192 493 0.02%
269 BANKRATE INC DEL COM 58,204 494 0.02%
270 EURONET WORLDWIDE INC 6,107 500 0.02%
271 BLACKROCK INC 1,382 501 0.02%
272 BARRICK GOLD CORP 28,290 501 0.02%
273 VANGUARD WORLD FDS 10,186 503 0.02%
274 STRYKER CORP 4,364 508 0.02%
275 SOUTHWEST AIRLS CO 13,181 513 0.02%
276 WHITEWAVE FOODS CO 9,439 514 0.02%
277 AETNA INC NEW 4,496 519 0.02%
278 MERCADOLIBRE INC 2,807 519 0.02%
279 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 37,408 526 0.02%
280 NEWMONT CORP 13,572 533 0.02%
281 AMERICAN CAP LTD 31,684 536 0.02%
282 DISCOVER FINL SVCS 9,471 536 0.02%
283 MACK-CALI REALTY CORP COM 19,816 539 0.02%
284 PROTO LABS INC COM 9,053 542 0.02%
285 BARCLAYS BANK PLC 21,125 544 0.02%
286 MOTOROLA SOLUTIONS INC 7,149 545 0.02%
287 CYRUSONE INC COM 11,500 547 0.02%
288 ATHENA HEALTH INC. 4,358 550 0.02%
289 AMERICAN WTR WKS CO INC NEW 7,380 552 0.02%
290 BARCLAYS BANK PLC 21,325 555 0.02%
291 FIDELITY NATIONAL FINANCIAL 15,041 555 0.02%
292 CASEY'S GENERAL STORES INC COM 4,627 556 0.02%
293 ISHARES SILVER TR 30,577 557 0.02%
294 GOLDMAN SACHS GROUP INC 3,462 558 0.02%
295 CLOROX CO DEL 4,476 560 0.02%
296 ISHARES TR 4,120 565 0.02%
297 LAS VEGAS SANDS CORP 9,835 566 0.02%
298 EQT MIDSTREAM PARTNERS LP 7,527 573 0.03%
299 RED HAT INC 7,090 573 0.03%
300 DEXCOM INC 6,656 583 0.03%
Page 6 of 16