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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
351 INTERPUBLIC GROUP COS INC 224,809 5,024 0.22%
352 INTL PAPER CO 37,693 1,809 0.08%
353 INTREXON CORPORATION 75,687 2,121 0.09%
354 INTUITIVE SURGICAL INC 255 185 0.01%
355 IPG PHOTONICS CORP 190 16 0.00%
356 ISHARES 10-20 YEAR TREASURY BOND ETF 2,980 432 0.02%
357 ISHARES GOLD TRUST 31,367 398 0.02%
358 ISHARES INC 5,846 267 0.01%
359 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
360 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
361 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
362 ISHARES RUSSELL 3000 ETF 68,837 8,824 0.39%
363 ISHARES S&P GSCI COMMODITY I 30,213 448 0.02%
364 ISHARES SILVER TR 30,577 557 0.02%
365 ISHARES TR 18,666 2,714 0.12%
366 ISHARES TR 68,450 5,865 0.26%
367 ISHARES TR 17,889 2,598 0.11%
368 ISHARES TR 3,897 848 0.04%
369 ISHARES TR 94,790 11,532 0.50%
370 ISHARES TR 61,331 5,824 0.25%
371 ISHARES TR 1,589,752 122,045 5.34%
372 ISHARES TR 801,157 78,009 3.42%
373 ISHARES TR 165,060 28,773 1.26%
374 ISHARES TR 4,204 650 0.03%
375 ISHARES TR 27,306 3,100 0.14%
376 ISHARES TR 8,562 2,478 0.11%
377 ISHARES TR 19,585 2,881 0.13%
378 ISHARES TR 893,600 94,382 4.13%
379 ISHARES TR 7,021 1,227 0.05%
380 ISHARES TR 616,853 64,258 2.81%
381 ISHARES TR 100,445 12,476 0.55%
382 ISHARES TR 31,918 4,245 0.19%
383 ISHARES TR 20,265 2,412 0.11%
384 ISHARES TR 263,638 21,260 0.93%
385 ISHARES TR 6,020 688 0.03%
386 ISHARES TR 1,820 273 0.01%
387 ISHARES TR 11,804 1,062 0.05%
388 ISHARES TR 45,997 1,794 0.08%
389 ISHARES TR 6,260 777 0.03%
390 ISHARES TR 14,848 1,173 0.05%
391 ISHARES TR 6,578 821 0.04%
392 ISHARES TR 4,120 565 0.02%
393 ISHARES TR 8,670 919 0.04%
394 ISHARES TR 80,741 2,421 0.11%
395 ISHARES TR 15,030 1,940 0.08%
396 ISHARES TR 68,148 2,397 0.10%
397 ISHARES TR 37,238 3,027 0.13%
398 ISHARES TR 5,031 277 0.01%
399 ISHARES TR 16,347 852 0.04%
400 ISHARES TRUST S&P 100 ETF 7,189 690 0.03%
Page 8 of 16