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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
401 ISHARES U.S. OIL & GAS EXPLORATION & PRODUCTION ETF 10,856 668 0.03%
402 ISHARES U.S. UTILITIES ETF 34,540 4,234 0.19%
403 IShares TR 32,733 2,873 0.13%
404 JAZZ PHARMACEUTICALS PLC 1,862 226 0.01%
405 JOHNSON & JOHNSON 161,527 19,081 0.84%
406 JPMORGAN CHASE & CO 24,850 783 0.03%
407 JPMORGAN CHASE & CO 163,883 10,913 0.48%
408 KAYNE ANDERSON MDSTM ENERGY FD 25,020 396 0.02%
409 KELLOGG CO 18,849 1,460 0.06%
410 KEYCORP 31,352 382 0.02%
411 KIMBERLY CLARK CORP 79,514 10,030 0.44%
412 KINDER MORGAN INC DEL 165,725 3,833 0.17%
413 KITE RLTY GROUP TR 74,683 2,070 0.09%
414 KKR & CO LP COMMON UNITS 363,087 5,178 0.23%
415 KNIGHT TRANSN INC 30,173 866 0.04%
416 KNOWLES CORP COM 13,002 183 0.01%
417 KONINKLIJKE PHILIPS N V 100,163 2,964 0.13%
418 KROGER CO 44,176 1,311 0.06%
419 L BRANDS INC 9,242 654 0.03%
420 LABORATORY CORP AMER HLDGS 10,180 1,400 0.06%
421 LAM RESEARCH CORP 795 75 0.00%
422 LAS VEGAS SANDS CORP 9,835 566 0.02%
423 LAUDER ESTEE COS INC 18,387 1,628 0.07%
424 LEAR CORP 8,844 1,072 0.05%
425 LEGGETT &PLATT INC 14,037 640 0.03%
426 LEVEL 3 COMM 69,966 3,245 0.14%
427 LIGAND PHARMACEUTICALS INC 801 82 0.00%
428 LILLY ELI & CO 40,608 3,259 0.14%
429 LINCOLN NATL CORP IND 9,737 457 0.02%
430 LKQ CORP 51,731 1,834 0.08%
431 LL FLOORING HOLDINGS INC COM 73,901 1,454 0.06%
432 LOCKHEED MARTIN CORP 6,663 1,597 0.07%
433 LOWES COS INC 73,697 5,322 0.23%
434 LUMEN TECHNOLOGIES INC 43,309 1,188 0.05%
435 LYONDELLBASELL INDUSTRIES N 12,967 1,046 0.05%
436 Linear Technology Corp 7,965 472 0.02%
437 MACK-CALI REALTY CORP COM 19,816 539 0.02%
438 MAGELLAN MIDSTREAM PRTNRS LP 36,572 2,587 0.11%
439 MAGNA INTL INC 9,024 388 0.02%
440 MANHATTAN ASSOCIATES INC 4,139 238 0.01%
441 MARATHON OIL CORP 14,086 223 0.01%
442 MARATHON PETE CORP 80,578 3,271 0.14%
443 MARKEL CORP 241 224 0.01%
444 MARKETAXESS HLDGS INC 2,666 441 0.02%
445 MARRIOTT INTL INC NEW 74,843 5,039 0.22%
446 MARSH & MCLENNAN COS INC 3,866 260 0.01%
447 MARTIN MARIETTA MATLS INC 12,177 2,181 0.10%
448 MASTERCARD INCORPORATED 31,434 3,199 0.14%
449 MATTEL INC 24,273 735 0.03%
450 MAXIMUS INC 6,808 385 0.02%
Page 9 of 16