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Institutional Investment Manager
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
NWQ INVESTMENT MANAGEMENT COMPANY, LLC (CIK: 0000763848) incorporated in Delaware, located at 2029 Century Park East, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000909012-16-000608) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 ALPHABET INC 6,674 5,188 0.08%
152 NORDSTROM INC 98,000 5,084 0.07% Call
153 APPLE INC 44,966 5,083 0.07%
154 EXELON CORP 150,800 5,020 0.07%
155 CSX CORP 163,990 5,002 0.07%
156 TURKCELL ILETISIM HIZMETLERI 604,966 4,876 0.07%
157 APACHE CORP 73,091 4,668 0.07%
158 ICF INTL INC COM 98,259 4,355 0.06%
159 TPG SPECIALTY LENDING INC 236,209 4,278 0.06%
160 CIT GROUP INC 116,200 4,218 0.06% Call
161 WAL-MART STORES INC 56,997 4,111 0.06%
162 EMBRAER S A 182,199 3,145 0.05%
163 TOTAL S A 59,640 2,845 0.04%
164 LUMEN TECHNOLOGIES INC 103,693 2,844 0.04%
165 SCHLUMBERGER LTD 35,480 2,790 0.04%
166 COLONY CAP INC 110,040 2,727 0.04%
167 CREDIT SUISSE GROUP 185,571 2,438 0.04%
168 VERIZON COMMUNICATIONS INC 45,556 2,368 0.03%
169 STONEMOR PARTNERS L P 80,125 2,006 0.03%
170 NORDSTROM INC 34,200 1,774 0.03% Call
171 APARTMENT INVT & MGMT CO 57,165 1,609 0.02%
172 STATE STR CORP 22,700 1,581 0.02%
173 NATIONAL CINEMEDIA INC 105,000 1,546 0.02% Call
174 ISHARES TR 9,183 970 0.01%
175 SKYWEST INC 28,458 752 0.01%
176 DISH NETWORK A 13,000 712 0.01%
177 ISHARES TR 5,091 627 0.01%
178 INTERPUBLIC GROUP COS INC 25,000 559 0.01% Call
179 FRONTIER COMMUNICATIONS CORP 127,000 528 0.01%
180 TELEFONICA BRASIL SA 30,938 448 0.01%
181 NTT Domoco Inc 12,094 307 0.00%
182 MICRON TECHNOLOGY INC 12,636 225 0.00%
183 ISHARES TR 4,350 201 0.00%
184 AES CORP 13,460 173 0.00%
185 KT CORP 10,580 170 0.00%
186 LXP INDUSTRIAL TRUST COM 15,779 163 0.00%
187 COMPANHIA DE SANEAMENTO BASI 10,431 97 0.00%
188 Lloyds Banking Group Plc 21,921 63 0.00%
189 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 11,041 56 0.00%
190 FRONTIER COMMUNICATIONS CORPORTION PFD CONV SER-A 194,575 16,327 0.24% PRN
191 GREAT PLAINS ENERGY INC 190,000 9,783 0.14% PRN
192 TEVA PHARMACEUTICAL INDUSTRIES 7 12/15/2018 PFD 41,982 34 0.00% PRN
193 WELLS FARGO & CO NEW 16,317 21 0.00% PRN
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