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Institutional Investment Manager
CARRET ASSET MANAGEMENT, LLC
CARRET ASSET MANAGEMENT, LLC (CIK: 0000791490) incorporated in Delaware, located at 360 Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001140361-16-085675) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
201 HANESBRANDS INC 11,600 293 0.05%
202 FIDELITY EXTD MARKET INDEXPREM 5,294 289 0.05%
203 AES Corp. 22,442 288 0.05%
204 PRUDENTIAL JENN EQTY OPPOR-Z 14,458 286 0.05%
205 AMAZON COM INC 338 283 0.05%
206 CRANE CO 4,490 283 0.05%
207 YUM BRANDS INC 3,070 279 0.05%
208 FIDELITY SECS FD BLUE CHIP GWT 3,938 277 0.05%
209 LEUTHOLD CORE INVESTMENT FUND 15,197 274 0.05%
210 VORNADO REALTY 2,700 273 0.05%
211 FIDELITY SMALL CAP DISCOVERY F 9,404 272 0.05%
212 ROCHE HOLDING LTD SPONSORED AD 8,747 271 0.05%
213 TWEEDY BROWNE GLOBAL VALUE FUND 10,557 268 0.05%
214 EXPRESS SCRIPTS HLDG CO 3,786 267 0.05%
215 ISHARES TR 6,640 262 0.05%
216 UNILEVER PLC 5,420 257 0.05%
217 ALLERGAN PLC 1,086 250 0.05%
218 NORTHWEST NAT GAS CO 4,156 250 0.05%
219 ANHEUSER BUSCH INBEV SA/NV 1,856 244 0.05%
220 TELEFONICA S A 23,646 238 0.04%
221 DEVON ENERGY CORP NEW 5,345 236 0.04%
222 Wells Fargo & Co. Warrants Exp 10/28/18 18,950 236 0.04%
223 CATERPILLAR INC 2,625 233 0.04%
224 Fidelity Low Priced Stock Fund 4,764 232 0.04%
225 HELMERICH & PAYNE INC 3,370 227 0.04%
226 VANGUARD INDEX TR 500 1,121 224 0.04%
227 APARTMENT INVT & MGMT CO 4,866 223 0.04%
228 COSTCO WHSL CORP NEW 1,433 219 0.04%
229 JPMorgan Mid Cap Value Fund 5,954 217 0.04%
230 ISHARES TR 2,360 212 0.04%
231 SCHWAB U.S. BROAD MARKET ETF 3,940 206 0.04%
232 ISHARES TR 5,336 203 0.04%
233 SANOFI 5,323 203 0.04%
234 VERIFONE SYS INC 12,150 191 0.04%
235 FIDELITY STR DVD&INC FUND 12,766 190 0.04%
236 FIRST CONN BANCORP INC MD 10,000 178 0.03%
237 CARLYLE GROUP L P 10,000 156 0.03%
238 WELLS FARGO ADVANTAGE TOT RET 11,515 156 0.03%
239 Pimco Fds Incom Fd Instl 12,397 150 0.03%
240 NUVEEN S&P 500 BUY-WRITE INC 11,126 147 0.03%
241 NORTHERN INTERNATIONAL EQUITY 13,047 144 0.03%
242 KEYCORP 11,160 136 0.03%
243 NOKIA CORP 21,125 122 0.02%
244 HENDERSON GLOBAL EQTY INC-C 13,288 95 0.02%
245 BIOSCRIP INC 25,000 72 0.01%
246 Bank of America Corp Warrants Exp 01/16/19 13,000 60 0.01%
247 GRUPO MEXICO SAB DE CV-SER B 20,426 50 0.01%
248 FORTESCUE METALS GROUPS LTD 12,000 46 0.01%
249 FRANKLIN INCOME FUND 16,902 38 0.01%
250 Bombardier Inc 12,500 17 0.00%
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