Dark
Light
System
Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000950123-14-011985) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
9351 W P CAREY INC 108,098 6,893 0.00%
9352 W P CAREY INC 623 40 0.00%
9353 W.Japan Railway Co 10 0 0.00%
9354 WA FUNDING TR III XXX 91 0 0.00%
9355 WABASH NATL CORP 74 1 0.00%
9356 WABASH NATL CORP 4,444,045 59,196 0.04%
9357 WABASH NATL CORP SR NT CV3.375 18 1,000 1 0.00% PRN
9358 WABASH NATL CORP SR NT CV3.375 18 8,732,000 11,662 0.01% PRN
9359 WABCO HLDGS INC 24,024 2,185 0.00%
9360 WABCO HLDGS INC 230,977 21,007 0.01%
9361 WABCO HLDGS INC 7 1 0.00%
9362 WABTEC CORP 252,555 20,467 0.01%
9363 WABTEC CORP 11,796 956 0.00%
9364 WACOAL CORP ADR 280 14 0.00%
9365 WADDELL & REED FINL INC 788,143 40,735 0.02%
9366 WADDELL & REED FINL INC 229 12 0.00%
9367 WAGEWORKS INC COM 354,158 16,125 0.01%
9368 WAGEWORKS INC COM 1,450 66 0.00%
9369 WAL-MART STORES INC 1,469,229 112,368 0.07%
9370 WAL-MART STORES INC 3,228,529 246,885 0.15%
9371 WAL-MART STORES INC 18,629 1,425 0.00%
9372 WAL-MART STORES INC 38,414 2,938 0.00%
9373 WALKER & DUNLOP INC COM 268 4 0.00%
9374 WALKER & DUNLOP INC COM 117 2 0.00%
9375 WALTER INVT MGMT CORP 139,533 3,063 0.00%
9376 WALTER INVT MGMT CORP 17,144,000 14,444 0.01% PRN
9377 WANT WANT CHINA HLDGCO L 156 10 0.00%
9378 WASHINGTON FED INC 895,797 18,239 0.01%
9379 WASHINGTON REAL ESTATE INVT 2,728 69 0.00%
9380 WASHINGTON REAL ESTATE INVT 3,661 93 0.00%
9381 WASHINGTON TR BANCORP COM 300 10 0.00%
9382 WASTE CONNECTIONS INC 203,279 5,238 0.00%
9383 WASTE CONNECTIONS INC COM 700 34 0.00%
9384 WASTE CONNECTIONS INC COM 671,659 32,589 0.02%
9385 WASTE MGMT INC DEL 39,505 1,878 0.00%
9386 WASTE MGMT INC DEL 1,926,267 91,558 0.06%
9387 WASTE MGMT INC DEL 6,015 286 0.00%
9388 WATERS CORP 37,022 3,669 0.00%
9389 WATERS CORP 168 17 0.00%
9390 WATERS CORP 943 93 0.00%
9391 WATSCO INC 268,861 23,170 0.01%
9392 WATSCO INC 1,791 154 0.00%
9393 WATTS WATER TECHNOLOGIES INC 379 22 0.00%
9394 WATTS WATER TECHNOLOGIES INC 259,091 15,092 0.01%
9395 WAUSAU PAPER CORP 500 4 0.00%
9396 WAUSAU PAPER CORP 221,086 1,753 0.00%
9397 WAVE SYSTEMS CORP 619 1 0.00%
9398 WAYSIDE TECHNOLOGY GROUP INC 200 3 0.00%
9399 WD-40 CO 16,212 1,102 0.00%
9400 WD-40 CO 100 7 0.00%
Page 188 of 196