Dark
Light
System
Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000950123-14-011985) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
9651 INVESTORS ECON SYSTS 144A 2,305 0 0.00%
9652 WESTERN ASSET MTG CAP CORP 10 0 0.00%
9653 ION MEDIA NETWORKS SPEC WTS 283 0 0.00%
9654 AGRIA CORP 30 0 0.00%
9655 DNAPRINT GENOMICS INC COM NEW 1,250 0 0.00%
9656 AIRMEDIA GROUP INC 80 0 0.00%
9657 RAM CAPITAL LLC 3,654,271 0 0.00%
9658 WEST PHARMACEUTICAL SVSC INC 1 0 0.00%
9659 DDR CORP 9 0 0.00%
9660 WI-TRON INC 300,000 0 0.00%
9661 Engility Hldgs Inc 1 0 0.00%
9662 BILFINGER UNS ADR REP 1/5 ORD 28 0 0.00%
9663 W.Japan Railway Co 10 0 0.00%
9664 BARCLAY ROAD INC 500 0 0.00%
9665 Evergreen Solar Inc 5,017 0 0.00%
9666 CYTORI THERAPEUTIC INC 10 0 0.00%
9667 CYTRX CORP 143 0 0.00%
9668 DEBUT DIAMONDS INC 255 0 0.00%
9669 XTANT Medical Holdings (XTNT) 89 0 0.00%
9670 R C M Technologies Inc 25 0 0.00%
9671 CYTRX CORP 15 0 0.00%
9672 BASIN WATER INC 500 0 0.00%
9673 CYGNUS E-TRANSACTION GROUP I 51,500 0 0.00%
9674 Cyclone Power Technologies, In 2,350 0 0.00%
9675 SECURITY INTELLIGENCE TECHNO 2,000 0 0.00%
9676 SPO Global Inc 1 0 0.00%
9677 AFRICAN RAINBOW-SPONS ADR 5 0 0.00%
9678 CYAN INC 100 0 0.00%
9679 DELIA'S INC NEW 500 0 0.00%
9680 CYBERLUX CORP 500 0 0.00%
9681 CYANOTECH CORP 50 0 0.00%
9682 Curis, Inc 250 0 0.00%
9683 CUMULUS MEDIA INC 13 0 0.00%
9684 Wellman Inc (NV) 100 0 0.00%
9685 WELLCARE HEALTH PLANS INC 6 0 0.00%
9686 CRESUD S A C I F Y A 44 0 0.00%
9687 WINTRUST FINL CORP COM 1 0 0.00%
9688 INFOSYS LTD 6 0 0.00%
9689 DELTA FINANCIAL CORP COM 450 0 0.00%
9690 WEBMD HEALTH CORPORATION 6 0 0.00%
9691 FIRST PLACE FINANCIAL /OHIO 25,190 0 0.00%
9692 WEBSITE PROS INC COM 20 0 0.00%
9693 WA FUNDING TR III XXX 91 0 0.00%
9694 WMI HOLDINGS CORP - ESCROW 3,800 0 0.00%
9695 INERGETICS INC COM NEW 1,250 0 0.00%
9696 AFFILIATED MANAGERS GROUP SR N 18 0 0.00%
9697 INFORMATION ARCHITECTS CORP 1 0 0.00%
9698 JER INVESTORS TRUST INC. 96 0 0.00%
9699 MMC NORILSK NICKEL PJSC 7 0 0.00%
9700 INFINITY ENERGY RESOURCES 82 0 0.00%
Page 194 of 196