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Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 3,919 holdings with a total value of $170,359,874,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 American Intl Group Inc Wts 1/19/2021 87,326 0 0.00%
2 RAM CAPITAL LLC 3,654,271 0 0.00%
3 HIGHLINE TECHNICAL INNOVATIO 31,000 0 0.00%
4 FIRST PLACE FINANCIAL /OHIO 25,190 0 0.00%
5 FAIRLANE MANAGEMENT CORP 52,004 0 0.00%
6 STRATOCOMM CORP 15,500 0 0.00%
7 Cannabis Science Inc 10,285 0 0.00%
8 Gerber Scientific Inc. Escrow 124,138 0 0.00%
9 BLACK DRAGON RESOURCE COS IN 10,000 0 0.00%
10 Colonial BancGroup Inc/The 21,027 0 0.00%
11 Amr Corp Com Escrow Cusip 237,666 0 0.00%
12 CALPINE CORP - ESCROW 4 29,236,000 0 0.00%
13 SUN-TIMES MEDIA GROUP INC-A 25,000 0 0.00%
14 XSUNX INC COM 15,000 0 0.00%
15 New York Regional Rail Deliste 375,000 0 0.00%
16 First Horizon Fractional 134,548 0 0.00%
17 AT HOME CORPORATION 4,193,138 0 0.00% PRN
18 FIVE STAR QUAL FRACTIONS 23,000 0 0.00%
19 WI-TRON INC 300,000 0 0.00%
20 ATI LIQUIDATING INC 13,037 0 0.00%
21 RHODES COMPANIES 109,053 0 0.00%
22 NELSON EDUCATION LTD 167,955 0 0.00%
23 EVERGREEN ENERGY INC 19,248 0 0.00%
24 AMERICAN RARE EARTHS AND MAT 10,000 0 0.00%
25 ARKANOVA ENERGY CORP 26,316 0 0.00%
26 NEW WORLD GOLD CORP COM 2,100,000 0 0.00%
27 LIBERTY STAR URANIUM 20,000 0 0.00%
28 MEDISYS TECHNOLOGIES INC 44,000 0 0.00%
29 SENDTEC INC 25,000 0 0.00%
30 FLASHPOINT TECHNOLOGY 246,914 0 0.00%
31 SOCIAL MEDIA VENTURES INC 250,000 0 0.00%
32 TEJON RANCH CO WT EXP 083116 14,435 0 0.00%
33 SpongeTech Delivery Systems Inc 219,327 0 0.00%
34 SINOFRESH HEALTHCARE 23,000 0 0.00%
35 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 13,368 0 0.00%
36 HANEI CORP 49,382 0 0.00%
37 Magnum Hunter Res Corp Del Wts 04/15/16 45,239 0 0.00%
38 KWIKWEB.COM INC 21,885 0 0.00%
39 ONCOLOGIX TECH INC 11,225 0 0.00%
40 EDUCATION MANAGEMENT LLC 2,303,005 0 0.00%
41 HAIGHTS CROSS COMM INC 302,134 0 0.00%
42 PROSENSA HLDGS CVR 16,099 0 0.00%
43 NPF12 2002-2 A ESCROW 10,000,000 0 0.00%
44 ENBRIDGE ENERGY LLC FRAC SHS 57,216 0 0.00%
45 NORTH AMERICAN OIL & GAS COR 12,500 0 0.00%
46 CYGNUS E-TRANSACTION GROUP I 51,500 0 0.00%
47 VIVA WORLD TRADE INC 10,000 0 0.00%
48 XHIBIT CORP 11,000 0 0.00%
49 SIGMA LABS INC COM 15,000 1,000 0.00%
50 ERHC ENERGY INC 425,000 1,000 0.00%
Page 1 of 79

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-014114, filed 2016.02.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.