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Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 3,815 holdings with a total value of $170,638,957,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 FLASHPOINT TECHNOLOGY 246,914 0 0.00%
2 CALPINE CORP - ESCROW 4 29,236,000 0 0.00%
3 HANEI CORP 49,382 0 0.00%
4 HAIGHTS CROSS COMM INC 302,134 0 0.00%
5 FIVE STAR SENIOR LIVING INC 23,000 0 0.00%
6 New York Regional Rail Deliste 375,000 0 0.00%
7 ENBRIDGE ENERGY MANAG 59,265 0 0.00%
8 MEDISYS TECHNOLOGIES INC 44,000 0 0.00%
9 First Horizon National Corporation (NV) 134,548 0 0.00%
10 COMMUNITY HEALTH SYS INC NEW 12,265 0 0.00%
11 TEJON RANCH CO WT EXP 083116 14,435 0 0.00%
12 WI-TRON INC 300,000 0 0.00%
13 BLACK DRAGON RESOURCE COS IN 10,000 0 0.00%
14 RAM CAPITAL LLC 3,654,271 0 0.00%
15 FAIRLANE MANAGEMENT CORP 52,004 0 0.00%
16 Colonial BancGroup Inc/The 21,027 0 0.00%
17 NORTH AMERICAN OIL & GAS COR 12,500 0 0.00%
18 ATI LIQUIDATING INC 13,037 0 0.00%
19 NEW WORLD GOLD CORP COM 2,100,000 0 0.00%
20 SINOFRESH HEALTHCARE 23,000 0 0.00%
21 EDUCATION MANAGEMENT LLC 2,303,005 0 0.00%
22 PROSENSA HLDGS CVR 16,099 0 0.00%
23 LIBERTY STAR URANIUM 20,000 0 0.00%
24 AT HOME CORPORATION 4,193,138 0 0.00% PRN
25 MF GLOBAL HOLDINGS LTD 100,000 0 0.00%
26 RHODES COMPANIES 109,053 0 0.00%
27 STRATOCOMM CORP 15,500 0 0.00%
28 Generex Biotech 34,050 0 0.00%
29 HIGHLINE TECHNICAL INNOVATIO 31,000 0 0.00%
30 ECAREER HOLDINGS INC 16,014 0 0.00%
31 KWIKWEB.COM INC 21,885 0 0.00%
32 SOCIAL MEDIA VENTURES INC 250,000 0 0.00%
33 GOIP GLOBAL INC 25,000 0 0.00%
34 AMERICAN RARE EARTHS AND MAT 10,000 0 0.00%
35 SENDTEC INC 27,000 0 0.00%
36 Oilsands Quest Inc (NV) 38,050 0 0.00%
37 FIRST PLACE FINANCIAL /OHIO 25,190 0 0.00%
38 XHIBIT CORP 11,000 0 0.00%
39 Spyglass Resources 12,100 0 0.00%
40 Gerber Scientific Inc. Escrow 124,138 0 0.00%
41 EVERGREEN ENERGY INC 19,248 0 0.00%
42 American Intl Group Inc Wts 1/19/2021 87,326 0 0.00%
43 SpongeTech Delivery Systems Inc 219,327 0 0.00%
44 PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 10,000 0 0.00% PRN
45 CANARGO ENERGY CORP 10,000 0 0.00%
46 Amr Corp Com Escrow Cusip 237,666 0 0.00%
47 BONANZA OIL & GAS INC 26,000 0 0.00%
48 PRIMA BIOMED LTD 20,000 1,000 0.00%
49 SEVENTY SEVEN ENERGY INC - escrow shares 14,969 1,000 0.00%
50 BALTIA AIR LINES INC 1,968,333 1,000 0.00%
Page 1 of 77

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-018975, filed 2016.08.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.