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Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 3,832 holdings with a total value of $178,511,116,000.
#
Name
Shares
Value ($)
%
Options
Notes
3801 GPS INDUSTRIES INC 20,000 0 0.00%
3802 MF GLOBAL HOLDINGS LTD 100,000 0 0.00%
3803 SENDTEC INC 27,000 0 0.00%
3804 BONANZA OIL & GAS INC 26,000 0 0.00%
3805 AMERITYRE CORP 20,500 0 0.00%
3806 TRIUS THERAPEUTICS INC CVR 188,529 0 0.00%
3807 First Horizon National Corporation (NV) 134,548 0 0.00%
3808 CALPINE CORP - ESCROW 4 29,236,000 0 0.00%
3809 REGENECA INC 85,000 0 0.00%
3810 MEDISYS TECHNOLOGIES INC 44,000 0 0.00%
3811 NEW WORLD GOLD CORP COM 2,100,000 0 0.00%
3812 HIGHLINE TECHNICAL INNOVATIO 31,000 0 0.00%
3813 BLACK DRAGON RESOURCE COS IN 10,000 0 0.00%
3814 ROCK CREEK PHARMACEUTICALS I 42,546 0 0.00%
3815 GROWLIFE INC 42,000 0 0.00%
3816 Amr Corp Com Escrow Cusip 237,666 0 0.00%
3817 LIBERTY STAR URANIUM 20,000 0 0.00%
3818 NORTH AMERICAN OIL & GAS COR 12,500 0 0.00%
3819 GOIP GLOBAL INC 25,000 0 0.00%
3820 KWIKWEB.COM INC 21,885 0 0.00%
3821 HAIGHTS CROSS COMM INC 302,134 0 0.00%
3822 DEBT RESOLVE INC 18,000 0 0.00%
3823 Spyglass Resources 12,521 0 0.00%
3824 Viaspace Inc. 195,000 0 0.00%
3825 American Intl Group Inc Wts 1/19/2021 87,326 0 0.00%
3826 XHIBIT CORP 11,000 0 0.00%
3827 FIRST PLACE FINANCIAL /OHIO 25,190 0 0.00%
3828 MIRANT CORPORATION XXX ESCROW PENDING POSSIBLE FUTURE DISTRIBUTION 26,956 0 0.00%
3829 SOCIAL MEDIA VENTURES INC 250,000 0 0.00%
3830 SINOFRESH HEALTHCARE 23,000 0 0.00%
3831 EVERGREEN ENERGY INC 19,248 0 0.00%
3832 AT HOME CORPORATION 4,193,138 0 0.00% PRN
Page 77 of 77

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-021342, filed 2016.11.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.