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Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 3,930 holdings with a total value of $183,140,203,000.
#
Name
Shares
Value ($)
%
Options
Notes
3901 American Intl Group Inc Wts 1/19/2021 87,326 0 0.00%
3902 Amr Corp Com Escrow Cusip 237,666 0 0.00%
3903 RHODES COMPANIES 109,053 0 0.00%
3904 GPS INDUSTRIES INC 20,000 0 0.00%
3905 DAKOTA PLAINS HOLDINGS INC 10,000 0 0.00%
3906 MSGI SECURITY SOLUTIONS INC 76,000 0 0.00%
3907 ENBRIDGE ENERGY MANAG 59,265 0 0.00%
3908 KWIKWEB.COM INC 21,885 0 0.00%
3909 RAM CAPITAL LLC 3,654,271 0 0.00%
3910 WI-TRON INC 300,000 0 0.00%
3911 CALPINE CORP - ESCROW 4 29,236,000 0 0.00%
3912 BLACK DRAGON RESOURCE COS IN 10,000 0 0.00%
3913 Oilsands Quest Inc (NV) 38,050 0 0.00%
3914 FIVE STAR SENIOR LIVING INC 23,000 0 0.00%
3915 LABOR SMART INC 125,000 0 0.00%
3916 MF GLOBAL HOLDINGS LTD 100,000 0 0.00%
3917 SINOFRESH HEALTHCARE 23,000 0 0.00%
3918 BONANZA OIL & GAS INC 26,000 0 0.00%
3919 AMERITYRE CORP 20,500 0 0.00%
3920 ADUDDELL INDUSTRIES INC 20,100 0 0.00%
3921 HYBRID COATING TECHNOLOGIES 35,125 0 0.00%
3922 FIRST PLACE FINANCIAL /OHIO 25,190 0 0.00%
3923 GOIP GLOBAL INC 25,000 0 0.00%
3924 First Horizon National Corporation (NV) 134,548 0 0.00%
3925 SENDTEC INC 27,000 0 0.00%
3926 LIBERTY STAR URANIUM 20,000 0 0.00%
3927 Spyglass Resources 12,589 0 0.00%
3928 REGENECA INC 85,000 0 0.00%
3929 EVERGREEN ENERGY INC 19,248 0 0.00%
3930 MEDISYS TECHNOLOGIES INC 44,000 0 0.00%
Page 79 of 79

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-17-000787, filed 2017.02.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.