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Institutional Investment Manager
THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INC /OR/
THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INC /OR/ (CIK: 0000825161) incorporated in Oregon, located at 715 S W Morrison Suite 604, Portland, OR. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 77 holdings with a total value of $269,790,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 CABOT CORP 4,800 243,000 0.09%
2 LEGGETT &PLATT INC 5,500 269,000 0.10%
3 ING GROEP N V 20,388 287,000 0.11%
4 ORACLE CORP 7,900 304,000 0.11%
5 NVIDIA CORPORATION 3,000 320,000 0.12%
6 LEVEL 3 COMM 5,956 336,000 0.12%
7 WEST PHARMACEUTICAL SVSC INC 4,000 339,000 0.13%
8 UNITED TECHNOLOGIES CORP 3,200 351,000 0.13%
9 EDWARDS LIFESCIENCES CORP 4,010 376,000 0.14%
10 COLUMBIA SPORTSWEAR CO 6,716 392,000 0.15%
11 CONSOLIDATED EDISON INC 5,539 408,000 0.15%
12 JOHNSON CTLS INTL PLC 11,432 471,000 0.17%
13 MARSH & MCLENNAN COS INC 6,973 471,000 0.17%
14 BRISTOL MYERS SQUIBB CO 9,600 561,000 0.21%
15 ALLERGAN PLC 2,946 619,000 0.23%
16 CDK GLOBAL INC 10,446 624,000 0.23%
17 MERCK & CO INC 11,239 662,000 0.25%
18 TRAVELERS COMPANIES INC 5,779 707,000 0.26%
19 JPMORGAN CHASE & CO 8,220 709,000 0.26%
20 SPX FLOW INC 28,222 905,000 0.34%
21 SPX CORP 40,227 954,000 0.35%
22 VERIZON COMMUNICATIONS INC 18,657 996,000 0.37%
23 CATERPILLAR INC 11,308 1,049,000 0.39%
24 SUPERVALU INC 229,707 1,073,000 0.40%
25 AT&T INC 26,832 1,141,000 0.42%
26 US BANCORP DEL 24,037 1,235,000 0.46%
27 DEVON ENERGY CORP NEW 27,784 1,269,000 0.47%
28 KEYSIGHT TECHNOLOGIES INC COM 35,290 1,291,000 0.48%
29 PPG INDS INC 14,320 1,357,000 0.50%
30 BP PLC 37,232 1,392,000 0.52%
31 CHEVRON CORP NEW 12,083 1,422,000 0.53%
32 ROYAL DUTCH SHELL PLC 28,865 1,570,000 0.58%
33 STATE STR CORP 21,174 1,646,000 0.61%
34 CORNING INC 71,271 1,730,000 0.64%
35 DIAMOND OFFSHR DRILLING 117,452 2,079,000 0.77%
36 WASHINGTON FED INC 64,332 2,210,000 0.82%
37 TRANSOCEAN LTD 156,397 2,305,000 0.85%
38 GENERAL ELECTRIC CO 81,664 2,581,000 0.96%
39 QEP RES INC 148,358 2,731,000 1.01%
40 WELLS FARGO & CO NEW 49,997 2,755,000 1.02%
41 CVS HEALTH CORP 36,487 2,879,000 1.07%
42 NATIONAL OILWELL VARCO INC 82,274 3,080,000 1.14%
43 PFIZER INC 100,342 3,259,000 1.21%
44 HERSHEY CO 31,535 3,262,000 1.21%
45 VARIAN MED SYS INC 37,392 3,357,000 1.24%
46 KEMPER CORP 79,071 3,503,000 1.30%
47 AGILENT TECHNOLOGIES INC 77,296 3,522,000 1.31%
48 BRUKER CORP 168,206 3,563,000 1.32%
49 CISCO SYS INC 118,555 3,583,000 1.33%
50 STRYKER CORP 32,067 3,842,000 1.42%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000825161-17-000002, filed 2017.01.23).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.