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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1051 DIAMOND OFFSHR DRILLING 10,789 228 0.00%
1052 NU SKIN ENTERPRISES INC 5,912 224 0.00%
1053 URANIUM ENERGY CORP 211,666 224 0.00%
1054 Ruby Tuesday Inc 8,281 222 0.00%
1055 PROTO LABS INC COM 3,486 222 0.00%
1056 LIBERTY PROP 7,090 220 0.00%
1057 LEGG MASON INC 5,589 219 0.00%
1058 GOGO INC 12,087 215 0.00%
1059 ISHARES INC MSCI MLY ETF NEW 27,646 214 0.00%
1060 SUN LIFE FINL INC 6,827 213 0.00%
1061 MARKETAXESS HLDGS INC 1,883 210 0.00%
1062 SHAW COMMUNICATIONS INC 12,135 209 0.00%
1063 BALLARD PWR SYS INC NEW 134,124 209 0.00%
1064 ENERGEN CORP COM 5,101 209 0.00%
1065 YY INC 3,344 209 0.00%
1066 MARINE HARVEST ASA 15,530 205 0.00%
1067 NOVAVAX INC 24,295 204 0.00%
1068 VAIL RESORTS INC 1,581 202 0.00%
1069 SANOFI SPOND FUNSPONSORED ADR 24,960 197 0.00%
1070 TECK RESOURCES LTD 50,096 193 0.00%
1071 Ishares - Italy 13,871 191 0.00%
1072 CADIZ INC COM USD0.01 36,369 191 0.00%
1073 MANNKIND CORP. 124,431 180 0.00%
1074 CENOVUS ENERGY INC 13,592 172 0.00%
1075 SUPERVALU INC 24,784 168 0.00%
1076 CEMEX SAB DE CV 29,042 162 0.00%
1077 PEABODY ENERGY CORP 21,022 161 0.00%
1078 KCG HLDGS INC 12,745 157 0.00%
1079 POLYMET MINING CORP 192,320 152 0.00%
1080 UNITED STS BRENT OIL FD LP UNIT 12,318 151 0.00%
1081 ING GROEP N V 11,041 149 0.00%
1082 ARIAD PHARMACEUTICALS ORD (NMS) 23,895 149 0.00%
1083 TAHOE RES INC 16,652 144 0.00%
1084 UR ENERGY INC 209,431 136 0.00%
1085 PLAINS GP HOLDINGS LP 14,355 136 0.00%
1086 TELECOM ITALIA S P A NEW 10,696 135 0.00%
1087 CHIMERIX INC 14,373 129 0.00%
1088 INVESTORS BANCORP INC NEW 10,286 128 0.00%
1089 ENCANA CORP 24,963 127 0.00%
1090 E-HOUSE CHINA HOLDINGS 20,238 127 0.00%
1091 OI SA 247,873 115 0.00%
1092 NOBLE CORP PLC 10,807 114 0.00%
1093 TELEFONICA S A 10,000 111 0.00% Put
1094 OPKO HEALTH INC 10,784 108 0.00%
1095 AMICUS THERAPEUTICS INC COM 10,692 104 0.00%
1096 NQ MOBILE INC 27,362 100 0.00%
1097 MBIA INC 14,987 97 0.00%
1098 MESOBLAST LTD 15,077 96 0.00%
1099 YINGLI GREEN ENERGY HLDG CO 21,126 96 0.00%
1100 ATMEL CORP 11,054 95 0.00%
Page 22 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 6,521,865 1,329,613 10.23%
2 APPLE INC 5,948,814 626,172 4.82%
3 DEUTSCHE BANK AG 15,203,607 367,167 2.82%
4 CITIGROUP INC 6,508,864 336,834 2.59%
5 SELECT SECTOR SPDR TR 6,904,328 298,819 2.30%
6 INTNED 6 PERP C 2,875,000 287,500 2.21%
7 FACEBOOK INC 2,561,509 268,088 2.06%
8 AMAZON COM INC 299,048 202,124 1.56%
9 MANULIFE FINL CORP 12,914,821 193,464 1.49%
10 SELECT SECTOR SPDR TR 4,102,674 178,138 1.37%
11 MICROSOFT CORP 3,201,402 177,614 1.37%
12 SELECT SECTOR SPDR TR 2,251,796 176,002 1.35%
13 YAHOO INC 4,856,309 161,521 1.24%
14 GILEAD SCIENCES INC 1,531,638 154,986 1.19%
15 JPMORGAN CHASE & CO 2,256,199 148,977 1.15%
16 SELECT SECTOR SPDR TR 2,886,990 145,764 1.12%
17 ALPHABET INC 190,704 144,721 1.11%
18 COMCAST CORP NEW 2,382,974 134,471 1.03%
19 SELECT SECTOR SPDR TR 2,504,089 132,742 1.02%
20 ALPHABET INC 165,322 128,622 0.99%
21 UNITEDHEALTH GROUP INC 1,037,988 122,109 0.94%
22 HSBC HLDGS PLC 1,147,000 115,130 0.89%
23 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.83%
24 INTEL CORP 2,942,779 101,379 0.78%
25 SELECT SECTOR SPDR TR 1,642,873 99,098 0.76%
26 ISHARES TR 2,806,338 99,036 0.76%
27 ALTRIA GROUP INC 1,697,593 98,817 0.76%
28 GENERAL MTRS CO 2,742,952 93,288 0.72%
29 PFIZER INC 2,443,212 78,867 0.61%
30 SELECT SECTOR SPDR TR 1,013,370 72,993 0.56%
31 COCA COLA CO 1,600,601 68,762 0.53%
32 JOHNSON & JOHNSON 666,050 68,417 0.53%
33 AMERICAN EXPRESS CO 966,253 67,203 0.52%
34 TESLA INC 274,577 65,901 0.51%
35 MCDONALDS CORP 542,848 64,132 0.49%
36 PRICELINE GRP INC 49,001 62,474 0.48%
37 GENERAL ELECTRIC CO 1,926,971 60,025 0.46%
38 WAL-MART STORES INC 966,399 59,240 0.46%
39 ISHARES TR 1,812,142 58,333 0.45%
40 PAYPAL HLDGS INC 1,570,799 56,863 0.44%
41 NETFLIX INC 483,888 55,347 0.43%
42 EXXON MOBIL CORP 699,148 54,499 0.42%
43 CISCO SYS INC 1,975,847 53,654 0.41%
44 AMGEN INC 328,872 53,386 0.41%
45 VERIZON COMMUNICATIONS INC 1,147,099 53,019 0.41%
46 WALGREENS BOOTS ALLIANCE INC 599,194 51,024 0.39%
47 CELGENE CORP 413,022 49,464 0.38%
48 BERKSHIRE HATHAWAY INC DEL 367,334 48,503 0.37%
49 ALIBABA GROUP HLDG LTD 583,658 47,434 0.36%
50 GOLDCORP INC NEW 4,093,203 47,317 0.36%
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