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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1101 PAYPAL HLDGS INC 1,570,799 56,863 0.42%
1102 ISHARES TR 1,812,142 58,333 0.43%
1103 WAL-MART STORES INC 966,399 59,240 0.43%
1104 GENERAL ELECTRIC CO 1,926,971 60,025 0.44%
1105 PRICELINE GRP INC 49,001 62,474 0.46%
1106 DEUTSCHE BANK AG 2,609,937 63,030 0.46% Put
1107 MCDONALDS CORP 542,848 64,132 0.47%
1108 TESLA INC 274,577 65,901 0.48%
1109 AMERICAN EXPRESS CO 966,253 67,203 0.49%
1110 JOHNSON & JOHNSON 666,050 68,417 0.50%
1111 COCA COLA CO 1,600,601 68,762 0.50%
1112 SELECT SECTOR SPDR TR 1,013,370 72,993 0.53%
1113 PFIZER INC 2,443,212 78,867 0.58%
1114 MASTERCARD INCORPORATED 823,600 80,186 0.59% Call
1115 GENERAL MTRS CO 2,742,952 93,288 0.68%
1116 ALTRIA GROUP INC 1,697,593 98,817 0.72%
1117 ISHARES TR 2,806,338 99,036 0.73%
1118 SELECT SECTOR SPDR TR 1,642,873 99,098 0.73%
1119 INTEL CORP 2,942,779 101,379 0.74%
1120 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.79%
1121 HSBC HLDGS PLC 1,147,000 115,130 0.84%
1122 UNITEDHEALTH GROUP INC 1,037,988 122,109 0.89%
1123 ALPHABET INC 165,322 128,622 0.94%
1124 SELECT SECTOR SPDR TR 2,504,089 132,742 0.97%
1125 COMCAST CORP NEW 2,382,974 134,471 0.99%
1126 DEUTSCHE BANK AG 5,814,900 140,430 1.03% Call
1127 ALPHABET INC 190,704 144,721 1.06%
1128 SELECT SECTOR SPDR TR 2,886,990 145,764 1.07%
1129 JPMORGAN CHASE & CO 2,256,199 148,977 1.09%
1130 GILEAD SCIENCES INC 1,531,638 154,986 1.14%
1131 YAHOO INC 4,856,309 161,521 1.18%
1132 SELECT SECTOR SPDR TR 2,251,796 176,002 1.29%
1133 MICROSOFT CORP 3,201,402 177,614 1.30%
1134 SELECT SECTOR SPDR TR 4,102,674 178,138 1.31%
1135 ALTRIA GROUP INC 3,143,900 183,006 1.34% Call
1136 MANULIFE FINL CORP 12,914,821 193,464 1.42%
1137 AMAZON COM INC 299,048 202,124 1.48%
1138 FACEBOOK INC 2,561,509 268,088 1.96%
1139 INTNED 6 PERP C 2,875,000 287,500 2.11%
1140 SELECT SECTOR SPDR TR 6,904,328 298,819 2.19%
1141 CITIGROUPINC 6,508,864 336,834 2.47%
1142 DEUTSCHE BANK AG 15,203,607 367,167 2.69%
1143 STARWOOD PPTY TR INC COM 29,455,107 605,597 4.44%
1144 APPLE INC 5,948,814 626,172 4.59%
1145 SPDR S&P 500 ETF TR 6,521,865 1,329,613 9.74%
Page 23 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 6,521,865 1,329,613 10.23%
2 APPLE INC 5,948,814 626,172 4.82%
3 DEUTSCHE BANK AG 15,203,607 367,167 2.82%
4 CITIGROUPINC 6,508,864 336,834 2.59%
5 SELECT SECTOR SPDR TR 6,904,328 298,819 2.30%
6 INTNED 6 PERP C 2,875,000 287,500 2.21%
7 FACEBOOK INC 2,561,509 268,088 2.06%
8 AMAZON COM INC 299,048 202,124 1.56%
9 MANULIFE FINL CORP 12,914,821 193,464 1.49%
10 ALTRIA GROUP INC 3,143,900 183,006 1.41% Call
11 SELECT SECTOR SPDR TR 4,102,674 178,138 1.37%
12 MICROSOFT CORP 3,201,402 177,614 1.37%
13 SELECT SECTOR SPDR TR 2,251,796 176,002 1.35%
14 YAHOO INC 4,856,309 161,521 1.24%
15 GILEAD SCIENCES INC 1,531,638 154,986 1.19%
16 JPMORGAN CHASE & CO 2,256,199 148,977 1.15%
17 SELECT SECTOR SPDR TR 2,886,990 145,764 1.12%
18 ALPHABET INC 190,704 144,721 1.11%
19 DEUTSCHE BANK AG 5,814,900 140,430 1.08% Call
20 COMCAST CORP NEW 2,382,974 134,471 1.03%
21 SELECT SECTOR SPDR TR 2,504,089 132,742 1.02%
22 ALPHABET INC 165,322 128,622 0.99%
23 UNITEDHEALTH GROUP INC 1,037,988 122,109 0.94%
24 HSBC HLDGS PLC 1,147,000 115,130 0.89%
25 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.83%
26 INTEL CORP 2,942,779 101,379 0.78%
27 SELECT SECTOR SPDR TR 1,642,873 99,098 0.76%
28 ISHARES TR 2,806,338 99,036 0.76%
29 ALTRIA GROUP INC 1,697,593 98,817 0.76%
30 GENERAL MTRS CO 2,742,952 93,288 0.72%
31 MASTERCARD INCORPORATED 823,600 80,186 0.62% Call
32 PFIZER INC 2,443,212 78,867 0.61%
33 SELECT SECTOR SPDR TR 1,013,370 72,993 0.56%
34 COCA COLA CO 1,600,601 68,762 0.53%
35 JOHNSON & JOHNSON 666,050 68,417 0.53%
36 AMERICAN EXPRESS CO 966,253 67,203 0.52%
37 TESLA INC 274,577 65,901 0.51%
38 MCDONALDS CORP 542,848 64,132 0.49%
39 DEUTSCHE BANK AG 2,609,937 63,030 0.48% Put
40 PRICELINE GRP INC 49,001 62,474 0.48%
41 GENERAL ELECTRIC CO 1,926,971 60,025 0.46%
42 WAL-MART STORES INC 966,399 59,240 0.46%
43 ISHARES TR 1,812,142 58,333 0.45%
44 PAYPAL HLDGS INC 1,570,799 56,863 0.44%
45 NETFLIX INC 483,888 55,347 0.43%
46 EXXON MOBIL CORP 699,148 54,499 0.42%
47 CISCO SYS INC 1,975,847 53,654 0.41%
48 AMGEN INC 328,872 53,386 0.41%
49 VERIZON COMMUNICATIONS INC 1,147,099 53,019 0.41%
50 WALGREENS BOOTS ALLIANCE INC 599,194 51,024 0.39%
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