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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 6,521,865 1,329,613 9.74%
2 APPLE INC 5,948,814 626,172 4.59%
3 STARWOOD PPTY TR INC 29,455,107 605,597 4.44%
4 DEUTSCHE BANK AG 15,203,607 367,167 2.69%
5 CITIGROUP INC 6,508,864 336,834 2.47%
6 SELECT SECTOR SPDR TR 6,904,328 298,819 2.19%
7 INTNED 6 PERP C 2,875,000 287,500 2.11%
8 FACEBOOK INC 2,561,509 268,088 1.96%
9 AMAZON COM INC 299,048 202,124 1.48%
10 MANULIFE FINL CORP 12,914,821 193,464 1.42%
11 Altria Group Inc 3,143,900 183,006 1.34% Call
12 SELECT SECTOR SPDR TR 4,102,674 178,138 1.31%
13 MICROSOFT CORP 3,201,402 177,614 1.30%
14 SELECT SECTOR SPDR TR 2,251,796 176,002 1.29%
15 YAHOO INC 4,856,309 161,521 1.18%
16 GILEAD SCIENCES INC 1,531,638 154,986 1.14%
17 JPMORGAN CHASE & CO 2,256,199 148,977 1.09%
18 SELECT SECTOR SPDR TR 2,886,990 145,764 1.07%
19 ALPHABET INC 190,704 144,721 1.06%
20 DEUTSCHE BANK AG 5,814,900 140,430 1.03% Call
21 COMCAST CORP NEW 2,382,974 134,471 0.99%
22 SELECT SECTOR SPDR TR 2,504,089 132,742 0.97%
23 ALPHABET INC 165,322 128,622 0.94%
24 UNITEDHEALTH GROUP INC 1,037,988 122,109 0.89%
25 HSBC HLDGS PLC 1,147,000 115,130 0.84%
26 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.79%
27 INTEL CORP 2,942,779 101,379 0.74%
28 SELECT SECTOR SPDR TR 1,642,873 99,098 0.73%
29 ISHARES TR 2,806,338 99,036 0.73%
30 ALTRIA GROUP INC 1,697,593 98,817 0.72%
31 GENERAL MTRS CO 2,742,952 93,288 0.68%
32 MASTERCARD INCORPORATED 823,600 80,186 0.59% Call
33 PFIZER INC 2,443,212 78,867 0.58%
34 SELECT SECTOR SPDR TR 1,013,370 72,993 0.53%
35 COCA COLA CO 1,600,601 68,762 0.50%
36 JOHNSON & JOHNSON 666,050 68,417 0.50%
37 AMERICAN EXPRESS CO 966,253 67,203 0.49%
38 TESLA INC 274,577 65,901 0.48%
39 MCDONALDS CORP 542,848 64,132 0.47%
40 DEUTSCHE BANK AG PUT 2,609,937 63,030 0.46% Put
41 PRICELINE GRP INC 49,001 62,474 0.46%
42 GENERAL ELECTRIC CO 1,926,971 60,025 0.44%
43 WAL-MART STORES INC 966,399 59,240 0.43%
44 ISHARES TR 1,812,142 58,333 0.43%
45 PAYPAL HLDGS INC 1,570,799 56,863 0.42%
46 NETFLIX INC 483,888 55,347 0.41%
47 EXXON MOBIL CORP 699,148 54,499 0.40%
48 CISCO SYS INC 1,975,847 53,654 0.39%
49 AMGEN INC 328,872 53,386 0.39%
50 VERIZON COMMUNICATIONS INC 1,147,099 53,019 0.39%
Page 1 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
651 BARCLAYS PLC 150,548 1,951 0.02%
652 BAXALTA INC COM 50,675 1,978 0.02%
653 Call NUAN @ $19.0 Exp Oct 20, 2017 100,000 1,989 0.02% Call
654 VanEck Vectors Vietnam ETF 134,604 1,991 0.02%
655 PEPSICO INC 20,000 1,998 0.02% Put
656 PEPSICO INC 20,000 1,998 0.02% Call
657 AVALONBAY COMM 10,860 2,000 0.02%
658 JOHNSON CTLS INTL PLC 51,542 2,035 0.02%
659 Call (csco) Cisco Sys Inc Com Jan 19 18 $32 (100 Shs) 75,000 2,037 0.02% Call
660 TORONTO DOMINION BK ONT 52,995 2,076 0.02%
661 RIO TINTO PLC 71,311 2,077 0.02%
662 ANTHEM INC 15,009 2,093 0.02%
663 ROYAL CARIBBEAN GROUP 20,696 2,095 0.02%
664 NORTHROP GRUMMAN CORP 11,137 2,103 0.02%
665 PERRIGO CO PLC 14,601 2,113 0.02%
666 TRINA SOLAR ADR REPTG 50 ORD 193,063 2,128 0.02%
667 DELPHI AUTOMOTIVE PLC 24,907 2,135 0.02%
668 HMS HLDGS CORP 173,800 2,145 0.02% Call
669 ILLINOIS TOOL WKS INC 23,273 2,157 0.02%
670 HORMEL FOODS CORP 27,306 2,159 0.02%
671 SYNCHRONY FINL 71,075 2,161 0.02%
672 SPLUNK INC 36,875 2,169 0.02%
673 DR PEPPER SNAPPLE GROUP INC 23,300 2,172 0.02%
674 POLARIS INDS INC 25,289 2,174 0.02%
675 DISCOVERY C 86,471 2,181 0.02%
676 RITE AID CORP 281,466 2,207 0.02%
677 COEUR MNG INC 890,658 2,209 0.02%
678 VERISIGN 25,584 2,235 0.02%
679 PRECISION CASTPARTS 9,733 2,258 0.02%
680 PUBLIC STORAGE 9,137 2,263 0.02%
681 BLACKSTONE GROUP L P 77,490 2,266 0.02%
682 SYSCO CORP 55,333 2,269 0.02%
683 FIREEYE INC 109,487 2,271 0.02%
684 SCHWAB CHARLES CORP 69,040 2,273 0.02%
685 NATIONAL OILWELL VARCO INC 68,626 2,298 0.02%
686 F5 NETWORKS INC 23,826 2,310 0.02%
687 VISA INC 30,000 2,326 0.02% Put
688 TABLEAU SOFTWARE INC 24,699 2,327 0.02%
689 AMERICAN ELEC PWR INC 40,000 2,331 0.02% Call
690 AMERICAN ELEC PWR INC 40,000 2,331 0.02% Put
691 BANK AMER CORP 140,000 2,356 0.02% Put
692 BAXTER INTL INC 61,836 2,359 0.02%
693 DOMINION ENERGY INC 35,023 2,369 0.02%
694 STRATASYS LTD 101,041 2,372 0.02%
695 Ishares - Japan 196,140 2,377 0.02%
696 SOUTHWEST AIRLS CO 55,622 2,395 0.02%
697 RALPH LAUREN CORP 21,573 2,405 0.02%
698 PRAXAIR INC 23,896 2,447 0.02%
699 NETAPP INC 92,570 2,456 0.02%
700 BROADCOM CORP CL A 42,621 2,464 0.02%
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