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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 6,521,865 1,329,613 9.74%
2 APPLE INC 5,948,814 626,172 4.59%
3 STARWOOD PPTY TR INC COM 29,455,107 605,597 4.44%
4 DEUTSCHE BANK AG 15,203,607 367,167 2.69%
5 CITIGROUPINC 6,508,864 336,834 2.47%
6 SELECT SECTOR SPDR TR 6,904,328 298,819 2.19%
7 INTNED 6 PERP C 2,875,000 287,500 2.11%
8 FACEBOOK INC 2,561,509 268,088 1.96%
9 AMAZON COM INC 299,048 202,124 1.48%
10 MANULIFE FINL CORP 12,914,821 193,464 1.42%
11 ALTRIA GROUP INC 3,143,900 183,006 1.34% Call
12 SELECT SECTOR SPDR TR 4,102,674 178,138 1.31%
13 MICROSOFT CORP 3,201,402 177,614 1.30%
14 SELECT SECTOR SPDR TR 2,251,796 176,002 1.29%
15 YAHOO INC 4,856,309 161,521 1.18%
16 GILEAD SCIENCES INC 1,531,638 154,986 1.14%
17 JPMORGAN CHASE & CO 2,256,199 148,977 1.09%
18 SELECT SECTOR SPDR TR 2,886,990 145,764 1.07%
19 ALPHABET INC 190,704 144,721 1.06%
20 DEUTSCHE BANK AG 5,814,900 140,430 1.03% Call
21 COMCAST CORP NEW 2,382,974 134,471 0.99%
22 SELECT SECTOR SPDR TR 2,504,089 132,742 0.97%
23 ALPHABET INC 165,322 128,622 0.94%
24 UNITEDHEALTH GROUP INC 1,037,988 122,109 0.89%
25 HSBC HLDGS PLC 1,147,000 115,130 0.84%
26 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.79%
27 INTEL CORP 2,942,779 101,379 0.74%
28 SELECT SECTOR SPDR TR 1,642,873 99,098 0.73%
29 ISHARES TR 2,806,338 99,036 0.73%
30 ALTRIA GROUP INC 1,697,593 98,817 0.72%
31 GENERAL MTRS CO 2,742,952 93,288 0.68%
32 MASTERCARD INCORPORATED 823,600 80,186 0.59% Call
33 PFIZER INC 2,443,212 78,867 0.58%
34 SELECT SECTOR SPDR TR 1,013,370 72,993 0.53%
35 COCA COLA CO 1,600,601 68,762 0.50%
36 JOHNSON & JOHNSON 666,050 68,417 0.50%
37 AMERICAN EXPRESS CO 966,253 67,203 0.49%
38 TESLA INC 274,577 65,901 0.48%
39 MCDONALDS CORP 542,848 64,132 0.47%
40 DEUTSCHE BANK AG 2,609,937 63,030 0.46% Put
41 PRICELINE GRP INC 49,001 62,474 0.46%
42 GENERAL ELECTRIC CO 1,926,971 60,025 0.44%
43 WAL-MART STORES INC 966,399 59,240 0.43%
44 ISHARES TR 1,812,142 58,333 0.43%
45 PAYPAL HLDGS INC 1,570,799 56,863 0.42%
46 NETFLIX INC 483,888 55,347 0.41%
47 EXXON MOBIL CORP 699,148 54,499 0.40%
48 CISCO SYS INC 1,975,847 53,654 0.39%
49 AMGEN INC 328,872 53,386 0.39%
50 VERIZON COMMUNICATIONS INC 1,147,099 53,019 0.39%
Page 1 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
51 MONDELEZ INTL INC 500,000 22,420 0.17% Call
52 V F CORP 320,100 19,926 0.15% Call
53 PRICELINE GRP INC 15,100 19,252 0.15% Call
54 NEXTERA ENERGY INC 120,000 12,467 0.10% Call
55 ALPHABET INC 16,000 12,142 0.09% Call
56 BANK MONTREAL QUE 200,000 11,284 0.09% Call
57 MCDONALDS CORP 90,000 10,633 0.08% Call
58 PROCTER & GAMBLE CO 130,000 10,323 0.08% Call
59 Microsoft Corp Call Opt 01/18 67.5 185,000 10,264 0.08% Call
60 BERKSHIRE HATHAWAY INC DEL 75,000 9,903 0.08% Call
61 WAL-MART STORES INC 155,000 9,502 0.07% Call
62 REYNOLDS AMERICAN INC 200,000 9,230 0.07% Call
63 VERIZON COMMUNICATIONS INC 185,000 8,551 0.07% Call
64 YAHOO INC 255,000 8,481 0.07% Call
65 HOME DEPOT INC 60,000 7,935 0.06% Call
66 EXXON MOBIL CORP CALL 100,000 7,795 0.06% Call
67 CENTURYLINK INC 294,800 7,417 0.06% Call
68 BCE INC 180,000 6,952 0.05% Call
69 INTERNATIONAL BUSINESS MACHS 50,000 6,881 0.05% Call
70 CHEVRON CORP NEW 75,000 6,747 0.05% Call
71 JPMORGAN CHASE & CO 100,000 6,603 0.05% Call
72 COCA COLA CO 150,000 6,444 0.05% Call
73 CONSOLIDATED EDISON INC 95,000 6,106 0.05% Call
74 LILLY ELI & CO 70,000 5,898 0.05% Call
75 PAYPAL HLDGS INC 150,000 5,430 0.04% Call
76 BARRICK GOLD CORP 722,300 5,331 0.04% Call
77 CONOCOPHILLIPS 112,000 5,229 0.04% Call
78 KRAFT HEINZ CO 70,000 5,093 0.04% Call
79 Call GILD $70.0 Exp Jun 16, 2017 50,000 5,060 0.04% Call
80 SOUTHERN CO 108,000 5,053 0.04% Call
81 CELGENE CORP 40,000 4,790 0.04% Call
82 ALPHABET INC 5,000 3,890 0.03% Call
83 ALCOA INC 390,000 3,849 0.03% Call
84 DUKE ENERGY CORP NEW 50,000 3,570 0.03% Call
85 Call INTC $40.0 Exp Aug 18, 2017 100,000 3,445 0.03% Call
86 TRIPADVISOR INC 40,000 3,410 0.03% Call
87 CITIGROUP INC 62,500 3,234 0.02% Call
88 BRISTOL MYERS SQUIBB CO 40,000 2,752 0.02% Call
89 CVS HEALTH CORP 27,000 2,640 0.02% Call
90 AUTOZONE INC 3,500 2,597 0.02% Call
91 WILLIAMS COS INC DEL 100,000 2,570 0.02% Call
92 AMERICAN ELEC PWR INC 40,000 2,331 0.02% Call
93 HMS HLDGS CORP 173,800 2,145 0.02% Call
94 CISCO SYS INC 75,000 2,037 0.02% Call
95 PEPSICO INC 20,000 1,998 0.02% Call
96 Call NUAN $19.0 Exp Oct 20, 2017 100,000 1,989 0.02% Call
97 APPLIED MATLS INC 100,000 1,867 0.01% Call
98 KEURIG GREEN MTN INC 20,000 1,800 0.01% Call
99 GENERAL MTRS CO 50,000 1,700 0.01% Call
100 VALE S A 501,400 1,650 0.01% Call
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