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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
601 ILLUMINA INC 222,510 31,236 0.04%
602 GENUINE PARTS CO 307,708 31,155 0.04%
603 SUNTRUST BKS INC 757,915 31,135 0.04%
604 ITRON INC 719,843 31,025 0.04%
605 VANGUARD SCOTTSDALE FDS 575,240 30,977 0.04% PRN
606 TATA MTRS LTD 892,400 30,940 0.03%
607 ARCHER DANIELS MIDLAND CO 720,844 30,917 0.03%
608 CAMPBELL SOUP CO 463,008 30,804 0.03%
609 AMERICAN WTR WKS CO INC NEW 362,349 30,622 0.03%
610 CITIZENS FINL GROUP INC 1,523,921 30,448 0.03%
611 TAL ED GROUP 12,804,000 30,419 0.03% PRN
612 BARD C R INC 128,966 30,328 0.03%
613 PFIZER INC 860,828 30,310 0.03%
614 LUMEN TECHNOLOGIES INC 1,043,363 30,268 0.03%
615 OMNICOM GROUP INC 370,638 30,203 0.03%
616 UNITED TECHNOLOGIES CORP 291,697 29,914 0.03%
617 DU PONT E I DE NEMOURS & CO 457,781 29,664 0.03%
618 CMS ENERGY CORP 646,368 29,642 0.03%
619 PERRIGO CO PLC 326,055 29,563 0.03%
620 PRUDENTIAL FINL INC 413,862 29,525 0.03%
621 ALNYLAM PHARMACEUTICALS INC 531,216 29,477 0.03%
622 METLIFE INC 739,953 29,472 0.03%
623 AMERISOURCEBERGEN CORP 371,201 29,444 0.03%
624 YUM BRANDS INC 354,687 29,411 0.03%
625 AMERICAN WTR WKS CO INC NEW 347,622 29,378 0.03%
626 MALLINCKRODT PUB LTD CO 479,589 29,149 0.03%
627 DUKE ENERGY CORP NEW 339,774 29,149 0.03%
628 BANK AMER CORP 2,186,500 29,015 0.03%
629 LABORATORY CORP AMER HLDGS 222,644 29,004 0.03%
630 STRYKER CORP 241,845 28,980 0.03%
631 ENTERGY CORP NEW 356,210 28,978 0.03%
632 PROGRESSIVE CORP OHIO 864,957 28,976 0.03%
633 AVALONBAY COMM 160,517 28,956 0.03%
634 INGERSOLL-RAND PLC 451,850 28,774 0.03%
635 MCDONALDS CORP 238,960 28,756 0.03%
636 LEXICON PHARMACEUTICALS INC 1,999,337 28,690 0.03%
637 Agnico Eagle 1,054,183 28,642 0.03%
638 SKYWORKS SOLUTIONS INC 451,697 28,583 0.03%
639 BAKER HUGHES INC 631,635 28,506 0.03%
640 WISDOMTREE TR 1,238,076 28,488 0.03%
641 INTERNATIONAL FLAVORS&FRAGRA 225,930 28,483 0.03%
642 CLOROX CO DEL 204,137 28,251 0.03%
643 LINEAR TECHNOLOGY CORP 606,958 28,242 0.03%
644 CARNIVAL CORP 637,730 28,188 0.03%
645 BAXTER INTL INC 622,315 28,141 0.03%
646 FIRSTENERGY CORP 805,018 28,103 0.03%
647 CANADIAN PAC RY LTD 217,304 27,987 0.03%
648 LENNAR CORP 606,945 27,980 0.03%
649 MAXIM INTEGR 782,679 27,934 0.03%
650 MOLSON COORS BREWING CO 275,095 27,820 0.03%
Page 13 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 PLAINS GP HOLDINGS LP 33 0 0.00%
2 ZILLOW GROUP INC 27 1 0.00%
3 UNITED THERAPEUTICS CORP DEL 9 1 0.00%
4 WABCO HLDGS INC 11 1 0.00%
5 AVNET INC 35 1 0.00%
6 JONES LANG LASALLE INC 9 1 0.00%
7 AMERCO 2 1 0.00%
8 AMERICAN AIRLS GROUP INC 33 1 0.00%
9 WR GRACE & CO 15 1 0.00%
10 A O SMITH 11 1 0.00%
11 UNDER ARMOUR INC 39 1 0.00%
12 ANTERO RES CORP 26 1 0.00%
13 GARMIN LTD 27 1 0.00%
14 BLACKBERRY LTD 327 2 0.00%
15 MID AMER APT CMNTYS INC 15 2 0.00%
16 MANPOWERGROUP INC 29 2 0.00%
17 IDEXX LABS INC 18 2 0.00%
18 NISOURCE 67 2 0.00%
19 INGREDION INC 12 2 0.00%
20 HOLLYFRONTIER CORP 102 2 0.00%
21 NAVIENT CORPORATION 196 2 0.00%
22 TECK RESOURCES LTD 176 2 0.00%
23 VERMILION ENERGY INC 70 2 0.00%
24 JAZZ PHARMACEUTICALS PLC 12 2 0.00%
25 MSCI INC 20 2 0.00%
26 ENCANA CORP 246 2 0.00%
27 ATMOS ENERGY CORP 20 2 0.00%
28 ALEX REAL ESTATE EQ 15 2 0.00%
29 AUTONATION INC 58 3 0.00%
30 SOUTHWESTERN ENERGY CO 207 3 0.00%
31 IONIS PHARMACEUTICALS INC 125 3 0.00%
32 FRONTIER COMMUNICATIONS CORP 687 3 0.00%
33 ROBERT HALF INTL INC 88 3 0.00%
34 FLIR SYS INC 111 3 0.00%
35 ENDO INTL PLC 165 3 0.00%
36 MARVELL TECHNOLOGY GROUP LTD 283 3 0.00%
37 MELCO ENTERTAINMENT ADR 258 3 0.00%
38 DELTA AIRLINES INC DEL 92 3 0.00%
39 EDGEWELL PERS CARE CO 31 3 0.00%
40 TOLL BROTHERS INC 107 3 0.00%
41 DISCOVERY COMMUNICATNS NEW 118 3 0.00%
42 REALOGY HLDGS CORP 87 3 0.00%
43 NRG ENERGY INC 173 3 0.00%
44 RALPH LAUREN CORP 32 3 0.00%
45 SCRIPPS NETWORKS INTERACT IN 53 3 0.00%
46 FLOWSERVE CORP 74 3 0.00%
47 CAE INC 222 3 0.00%
48 AERCAP HOLDINGS NV 100 3 0.00%
49 LIBERTY MEDIA CORP DELAWARE 91 3 0.00%
50 LEUCADIA NATL CORP 183 3 0.00%
Page 1 of 193