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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
751 VIPSHOP HLDGS LTD 24,424,000 24,134 0.03% PRN
752 HP INC 1,913,190 24,011 0.03%
753 CITIGROUP INC 565,699 23,980 0.03%
754 BEST BUY INC 783,671 23,980 0.03%
755 DISNEY WALT CO 243,791 23,848 0.03%
756 NUCOR CORP 482,503 23,840 0.03%
757 CROWN CASTLE INTL CORP NEW 234,657 23,801 0.03%
758 INTEL CORP 724,107 23,751 0.03%
759 MAXIMUS INC 426,545 23,618 0.03%
760 EXPEDIA INC DEL 222,187 23,618 0.03%
761 GRAINGER W W INC 103,751 23,577 0.03%
762 AMERIPRISE FINL INC 262,247 23,563 0.03%
763 PNC FINL SVCS GROUP INC 289,501 23,562 0.03%
764 ATLASSIAN CORP PLC 908,272 23,524 0.03%
765 FACEBOOK INC 204,624 23,384 0.03%
766 BIO RAD LABS INC 163,127 23,330 0.03%
767 YY Inc. 23,727,000 23,253 0.03% PRN
768 GLOBAL PMTS INC 325,363 23,224 0.03%
769 SYSCO CORP 456,020 23,138 0.03%
770 WILLIAMS COS INC DEL 1,068,988 23,122 0.03%
771 VARIAN MED SYS INC 279,770 23,005 0.03%
772 GOLDCORP INC NEW 1,207,429 22,983 0.03%
773 ULTA BEAUTY INC 93,984 22,898 0.03%
774 EQUIFAX INC 178,319 22,896 0.03%
775 MERCK & CO INC 396,525 22,844 0.03%
776 MARATHON PETE CORP 601,247 22,823 0.03%
777 NOBLE ENERGY INC 636,046 22,815 0.03%
778 FRANKLIN RESOURCES INC 683,313 22,802 0.03%
779 HENRY SCHEIN INC 128,609 22,738 0.03%
780 VARIAN MED SYS INC 276,258 22,717 0.03%
781 CONCHO RESOURCES 190,329 22,701 0.03%
782 INTERNATIONAL BUSINESS MACHS 149,529 22,696 0.03%
783 LEVEL 3 COMMUNICATIONS INC 440,658 22,689 0.03%
784 XCEL ENERGY INC 506,027 22,660 0.03%
785 HOME DEPOT INC 177,433 22,656 0.03%
786 CHURCH & DWIGHT 219,825 22,618 0.03%
787 MOTOROLA SOLUTIONS INC 341,944 22,558 0.03%
788 BANCO BRADESCO S A 2,885,761 22,538 0.03%
789 MICRON TECHNOLOGY INC 1,636,660 22,520 0.03%
790 MEDTRONIC PLC 259,430 22,511 0.03%
791 QORVO INC 407,121 22,498 0.03%
792 VENTAS INC 308,740 22,482 0.03%
793 ISHARES TR 183,090 22,471 0.03% PRN
794 EMERSON ELEC CO 429,504 22,403 0.03%
795 HOME DEPOT INC 175,424 22,400 0.03%
796 KRAFT HEINZ CO 253,029 22,388 0.03%
797 PHILIP MORRIS INTL INC 219,697 22,348 0.03%
798 HILTON WORLDWIDE 991,494 22,338 0.03%
799 DIGITAL RLTY TR INC 204,924 22,335 0.03%
800 CDN IMPERIAL BK COMM TORONTO 298,811 22,327 0.03%
Page 16 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 5,400 27 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 69,900 352 0.00%
5 GRAMMERCY PPTY TRUST 93,632 863 0.00%
6 GRAMMERCY PPTY TRUST 80,795 745 0.00%
7 GRAMMERCY PPTY TRUST 525,263 4,843 0.01%
8 MTGE INVT CORP 33,598 531 0.00%
9 21VIANET GROUP INC SPONSORED ADR 734,300 7,497 0.01%
10 2U INC 15,900 468 0.00%
11 3-D SYS CORP DEL 51,697 708 0.00%
12 3-D SYS CORP DEL 12,631 173 0.00%
13 3M CO 86,453 15,140 0.02%
14 3M CO 5,500 963 0.00%
15 3M CO 317,440 55,590 0.06%
16 3M CO 518 91 0.00%
17 3M CO 89,294 15,637 0.02%
18 3M CO 93,148 16,312 0.02%
19 3M CO 36,424 6,379 0.01%
20 3M CO 13,806 2,418 0.00%
21 3M CO 291,685 51,080 0.06%
22 3M CO 1,015,711 177,871 0.20%
23 58 COM INC 16,900 776 0.00%
24 58 COM INC 500 23 0.00%
25 58 COM INC 202,958 9,314 0.01%
26 58 COM INC 45,100 2,070 0.00%
27 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
28 8X8 INC NEW COM 42,997 628 0.00%
29 8X8 INC NEW COM 621,683 9,083 0.01%
30 8X8 INC NEW COM 995,695 14,547 0.02%
31 8X8 INC NEW COM 21,381 312 0.00%
32 A O SMITH 4,356 384 0.00%
33 A O SMITH 127,419 11,227 0.01%
34 A O SMITH 11 1 0.00%
35 A O SMITH 4,353 384 0.00%
36 A O SMITH 27,862 2,455 0.00%
37 A O SMITH 888 78 0.00%
38 A O SMITH 25,615 2,257 0.00%
39 A O SMITH 1,073 95 0.00%
40 A10 NETWORKS 28,200 182 0.00%
41 AAON INC 17,322 477 0.00%
42 AAR CORP COM 21,798 509 0.00%
43 ABBOTT LABS 18,415 724 0.00%
44 ABBOTT LABS 1,024,905 40,289 0.05%
45 ABBOTT LABS 33,678 1,324 0.00%
46 ABBOTT LABS 217,188 8,538 0.01%
47 ABBOTT LABS 62,360 2,451 0.00%
48 ABBOTT LABS 111,799 4,395 0.00%
49 ABBOTT LABS 206,266 8,108 0.01%
50 ABBOTT LABS 13,721 539 0.00%
Page 1 of 193