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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
751 VIPSHOP HLDGS LTD 24,424,000 24,134 0.03% PRN
752 HP INC 1,913,190 24,011 0.03%
753 CITIGROUP INC 565,699 23,980 0.03%
754 BEST BUY INC 783,671 23,980 0.03%
755 DISNEY WALT CO 243,791 23,848 0.03%
756 NUCOR CORP 482,503 23,840 0.03%
757 CROWN CASTLE INTL CORP NEW 234,657 23,801 0.03%
758 INTEL CORP 724,107 23,751 0.03%
759 MAXIMUS INC 426,545 23,618 0.03%
760 EXPEDIA INC DEL 222,187 23,618 0.03%
761 GRAINGER W W INC 103,751 23,577 0.03%
762 AMERIPRISE FINL INC 262,247 23,563 0.03%
763 PNC FINL SVCS GROUP INC 289,501 23,562 0.03%
764 ATLASSIAN CORP PLC 908,272 23,524 0.03%
765 FACEBOOK INC 204,624 23,384 0.03%
766 BIO RAD LABS INC 163,127 23,330 0.03%
767 YY Inc. 23,727,000 23,253 0.03% PRN
768 GLOBAL PMTS INC 325,363 23,224 0.03%
769 SYSCO CORP 456,020 23,138 0.03%
770 WILLIAMS COS INC DEL 1,068,988 23,122 0.03%
771 VARIAN MED SYS INC 279,770 23,005 0.03%
772 GOLDCORP INC NEW 1,207,429 22,983 0.03%
773 ULTA BEAUTY INC 93,984 22,898 0.03%
774 EQUIFAX INC 178,319 22,896 0.03%
775 MERCK & CO INC 396,525 22,844 0.03%
776 MARATHON PETE CORP 601,247 22,823 0.03%
777 NOBLE ENERGY INC 636,046 22,815 0.03%
778 FRANKLIN RESOURCES INC 683,313 22,802 0.03%
779 HENRY SCHEIN INC 128,609 22,738 0.03%
780 VARIAN MED SYS INC 276,258 22,717 0.03%
781 CONCHO RESOURCES 190,329 22,701 0.03%
782 INTERNATIONAL BUSINESS MACHS 149,529 22,696 0.03%
783 LEVEL 3 COMMUNICATIONS INC 440,658 22,689 0.03%
784 XCEL ENERGY INC 506,027 22,660 0.03%
785 HOME DEPOT INC 177,433 22,656 0.03%
786 CHURCH & DWIGHT 219,825 22,618 0.03%
787 MOTOROLA SOLUTIONS INC 341,944 22,558 0.03%
788 BANCO BRADESCO S A 2,885,761 22,538 0.03%
789 MICRON TECHNOLOGY INC 1,636,660 22,520 0.03%
790 MEDTRONIC PLC 259,430 22,511 0.03%
791 QORVO INC 407,121 22,498 0.03%
792 VENTAS INC 308,740 22,482 0.03%
793 ISHARES TR 183,090 22,471 0.03% PRN
794 EMERSON ELEC CO 429,504 22,403 0.03%
795 HOME DEPOT INC 175,424 22,400 0.03%
796 KRAFT HEINZ CO 253,029 22,388 0.03%
797 PHILIP MORRIS INTL INC 219,697 22,348 0.03%
798 HILTON WORLDWIDE 991,494 22,338 0.03%
799 DIGITAL RLTY TR INC 204,924 22,335 0.03%
800 CDN IMPERIAL BK COMM TORONTO 298,811 22,327 0.03%
Page 16 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
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