Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
801 HCP INC 628,875 22,250 0.03%
802 COMCAST CORP NEW 340,809 22,217 0.03%
803 CHARTER COMMUNICATIONS INC N 97,085 22,198 0.03%
804 COMCAST CORP NEW 340,121 22,172 0.03%
805 FRANCO NEVADA CORP 292,934 22,159 0.03%
806 PAYCHEX INC 372,114 22,141 0.03%
807 COBALT INTL ENERGY INC 58,408,000 22,080 0.02% PRN
808 CDW CORP 550,791 22,076 0.02%
809 FLEETCOR TECHNOLOGIES INC 154,127 22,060 0.02%
810 DAVITA INC 285,026 22,038 0.02%
811 MICROSOFT CORP 429,176 21,961 0.02%
812 ARISTA NETWORKS 340,408 21,915 0.02%
813 DENTSPLY SIRONA INC 352,925 21,895 0.02%
814 VISA INC 294,876 21,871 0.02%
815 KELLOGG CO 267,172 21,815 0.02%
816 KLA-TENCOR CORP 296,828 21,743 0.02%
817 LIBERTY PROP 547,043 21,729 0.02%
818 VERIZON COMMUNICATIONS INC 388,784 21,710 0.02%
819 BANK NEW YORK MELLON CORP 557,857 21,673 0.02%
820 HEARTWARE INTL INC 21,832,000 21,614 0.02% PRN
821 NORTHERN TRUST 325,576 21,573 0.02%
822 MCDERMOTT INTL INC 4,366,001 21,568 0.02%
823 PARKER HANNIFIN CORP 199,510 21,557 0.02%
824 BEST BUY INC 702,589 21,499 0.02%
825 INTEGRATED DEVICE TECHNOLOGY 22,000,000 21,435 0.02% PRN
826 LINCOLN NATL CORP IND 552,405 21,417 0.02%
827 QIHOO 360 TECHNOLOGY CO LTD 21,700,000 21,359 0.02% PRN
828 SEACOR HOLDINGS INC 26,582,000 21,354 0.02% PRN
829 MCCORMICK & CO INC 200,174 21,353 0.02%
830 MARKEL CORP 22,381 21,324 0.02%
831 UDR INC 577,275 21,313 0.02%
832 LAS VEGAS SANDS CORP 489,644 21,295 0.02%
833 SKYWORKS SOLUTIONS INC 336,242 21,277 0.02%
834 ALLIANCE DATA SYSTEMS CORP 108,572 21,271 0.02%
835 XILINX INC 460,576 21,246 0.02%
836 ANNALY CAP MGMT INC 1,918,168 21,234 0.02%
837 MARATHON OIL CORP 1,414,042 21,225 0.02%
838 AGILENT TECHNOLOGIES INC 478,121 21,209 0.02%
839 EQUITY RESIDENTIAL 307,712 21,195 0.02%
840 AUTODESK INC 391,131 21,176 0.02%
841 MARRIOTT INTL INC NEW 318,428 21,163 0.02%
842 AMERICAN ELEC PWR INC 299,884 21,019 0.02%
843 ILLINOIS TOOL WKS INC 200,883 20,924 0.02%
844 QORVO INC 377,687 20,871 0.02%
845 TIVO INC 21,288,000 20,809 0.02% PRN
846 OASIS PETE INC NEW 2,223,201 20,765 0.02%
847 CORNERSTONE ONDEMAND INC 544,218 20,713 0.02%
848 ADOBE INC 216,083 20,699 0.02%
849 PROOFPOINT INC SR CV BD 0.75 20 19,300,000 20,677 0.02% PRN
850 SOUTHWEST AIRLS CO 526,454 20,642 0.02%
Page 17 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193