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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
8851 UNIVERSAL DISPLAY CORP 123,231 8,355 0.01%
8852 UNIVERSAL ELECTRS INC 106,521 7,699 0.01%
8853 UNIVERSAL ELECTRS INC 6,224 450 0.00%
8854 UNIVERSAL ELECTRS INC 66,328 4,794 0.01%
8855 UNIVERSAL FOREST PRODS INC 2,898 269 0.00%
8856 UNIVERSAL FOREST PRODS INC 9,421 873 0.00%
8857 UNIVERSAL HEALTH RLTY INCOME 20,361 1,164 0.00%
8858 UNIVERSAL HLTH SVCS INC 13,145 1,763 0.00%
8859 UNIVERSAL HLTH SVCS INC 13,386 1,795 0.00%
8860 UNIVERSAL HLTH SVCS INC 35,320 4,736 0.01%
8861 UNIVERSAL HLTH SVCS INC 1,987 266 0.00%
8862 UNIVERSAL HLTH SVCS INC 45 6 0.00%
8863 UNIVERSAL HLTH SVCS INC 137,026 18,375 0.02%
8864 UNIVERSAL HLTH SVCS INC 5,502 738 0.00%
8865 UNIVERSAL HLTH SVCS INC 1,300 174 0.00%
8866 UNIVERSAL INS HLDGS INC 17,500 325 0.00%
8867 UNIVEST FINANCIAL CORPORATIO 18,400 387 0.00%
8868 UNIVEST FINANCIAL CORPORATIO 38,604 811 0.00%
8869 UNUM GROUP 42,753 1,359 0.00%
8870 UNUM GROUP 5,800 184 0.00%
8871 UNUM GROUP 21,243 675 0.00%
8872 UNUM GROUP 364,123 11,575 0.01%
8873 UNUM GROUP 304 10 0.00%
8874 UNUM GROUP 5,364 171 0.00%
8875 UNUM GROUP 167,007 5,309 0.01%
8876 UNUM GROUP 33,921 1,078 0.00%
8877 UPBOUND GROUP INC COM 26,598 327 0.00%
8878 UPBOUND GROUP INC COM 17,430 214 0.00%
8879 URBAN EDGE PPTYS COM 71,520 2,136 0.00%
8880 URBAN EDGE PPTYS COM 18,614 556 0.00%
8881 URBAN EDGE PPTYS COM 132,722 3,963 0.00%
8882 URBAN EDGE PPTYS COM 19,152 572 0.00%
8883 URBAN EDGE PPTYS COM 7,014 209 0.00%
8884 URBAN OUTFITTERS INC COM 13,019 358 0.00%
8885 URBAN OUTFITTERS INC COM 24,082 662 0.00%
8886 URBAN OUTFITTERS INC COM 50,778 1,396 0.00%
8887 URSTADT BIDDLE PPTYS INC CL A 39,794 986 0.00%
8888 US BANCORP DEL 317,386 12,800 0.01%
8889 US BANCORP DEL 686,044 27,668 0.03%
8890 US BANCORP DEL 121,718 4,909 0.01%
8891 US BANCORP DEL 2,825,224 113,941 0.13%
8892 US BANCORP DEL 1,598 64 0.00%
8893 US BANCORP DEL 39,034 1,574 0.00%
8894 US BANCORP DEL 1,313,632 52,979 0.06%
8895 US BANCORP DEL 251,209 10,131 0.01%
8896 US BANCORP DEL 18,035 727 0.00%
8897 US Ecology Inc 8,900 409 0.00%
8898 USANA HEALTH SCIENCES INC 3,283 366 0.00%
8899 Union Bankshares Corporation 19,984 494 0.00%
8900 V F CORP 2,087 128 0.00%
Page 178 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
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