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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
8951 VANGUARD SCOTTSDALE FDS 1,457,117 140,000 0.16%
8952 VANGUARD SCOTTSDALE FDS 198,311 18,227 0.02%
8953 VANGUARD SCOTTSDALE FDS 575,240 30,977 0.04% PRN
8954 VANGUARD TAX-MANAGED FDS 48,034 1,698 0.00%
8955 VANGUARD WHITEHALL FDS 69,541 4,969 0.01%
8956 VANGUARD WORLD FD 671,000 63,826 0.07%
8957 VANTIV INC 19,487 1,103 0.00%
8958 VANTIV INC 48,748 2,759 0.00%
8959 VANTIV INC 3,478 197 0.00%
8960 VANTIV INC 2,500 142 0.00%
8961 VANTIV INC 14,255 807 0.00%
8962 VANTIV INC 14,585 826 0.00%
8963 VANTIV INC 279,641 15,828 0.02%
8964 VANTIV INC 104 6 0.00%
8965 VARIAN MED SYS INC 2,386 196 0.00%
8966 VARIAN MED SYS INC 7,332 603 0.00%
8967 VARIAN MED SYS INC 276,258 22,717 0.03%
8968 VARIAN MED SYS INC 29,343 2,413 0.00%
8969 VARIAN MED SYS INC 41,458 3,409 0.00%
8970 VARIAN MED SYS INC 184,402 15,163 0.02%
8971 VARIAN MED SYS INC 24,985 2,055 0.00%
8972 VARIAN MED SYS INC 2,700 222 0.00%
8973 VARIAN MED SYS INC 21,339 1,755 0.00%
8974 VARIAN MED SYS INC 279,770 23,005 0.03%
8975 VASCO DATA SEC INTL INC 19,614 321 0.00%
8976 VASCULAR SOLUTIONS 6,863 286 0.00%
8977 VCA 17,396 1,176 0.00%
8978 VCA 4,818 326 0.00%
8979 VCA 41,696 2,819 0.00%
8980 VECTOR GROUP LTD 10,966 246 0.00%
8981 VECTOR GROUP LTD 42,874 961 0.00%
8982 VECTREN CORP 5,852 308 0.00%
8983 VECTREN CORP 22,410 1,180 0.00%
8984 VECTREN CORP 39,874 2,100 0.00%
8985 VEECO INSTRS INC DEL COM 15,599 258 0.00%
8986 VEEVA SYS INC 39,854 1,360 0.00%
8987 VEEVA SYS INC 11,752 401 0.00%
8988 VEEVA SYS INC 14,563 497 0.00%
8989 VENTAS INC 308,740 22,482 0.03%
8990 VENTAS INC 5,065 369 0.00%
8991 VENTAS INC 7,750 564 0.00%
8992 VENTAS INC 929,142 67,660 0.08%
8993 VENTAS INC 50,923 3,708 0.00%
8994 VENTAS INC 72,251 5,261 0.01%
8995 VENTAS INC 4,496 327 0.00%
8996 VENTAS INC 71,969 5,241 0.01%
8997 VERA BRADLEY INC 10,800 153 0.00%
8998 VEREIT INC 21,670 220 0.00%
8999 VEREIT INC 119,531 1,212 0.00%
9000 VEREIT INC 470 5 0.00%
Page 180 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
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